Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | Director | March 29, 2024 | April 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date March 29, 2024 · Filed April 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 365,256 |
Reported balance
After 2024-03-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-29 · Exercise / conversion · Acquired 29,004 · Balance 365,256 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 383,171 |
Reported balance
After 2024-03-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-29 · Exercise / conversion · Acquired 17,915 · Balance 383,171 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 411,775 |
Reported balance
After 2024-03-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-03-29 · Exercise / conversion · Acquired 28,604 · Balance 411,775 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 424,103 |
Reported balance
After 2024-03-29 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-03-29 · Exercise / conversion · Acquired 12,328 · Balance 424,103 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 434,048 |
Reported balance
After 2024-03-29 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2024-03-29 · Exercise / conversion · Acquired 9,945 · Balance 434,048 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 436,855 |
Reported balance
After 2024-03-29 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2024-03-29 · Exercise / conversion · Acquired 2,807 · Balance 436,855 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 466,855 |
Reported balance
After 2024-03-29 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2024-03-29 · Exercise / conversion · Acquired 30,000 · Balance 466,855 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-03-29 · Exercise / conversion · Disposed 29,004 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3: On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-03-29 · Exercise / conversion · Disposed 17,915 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-03-29 · Exercise / conversion · Disposed 28,604 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5: On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-03-29 · Exercise / conversion · Disposed 9,945 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F7: On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-03-29 · Exercise / conversion · Disposed 30,000 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F9: On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-03-29 · Exercise / conversion · Disposed 12,328 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F6: On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2024-03-29 · Exercise / conversion · Disposed 2,807 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F8: On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3: On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F4: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F5: On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6: On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F7: On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F8: On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount.
F9: On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · derivative · entry 14 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F9 · derivative.exercise_date: On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. F9 · derivative.expiration_date: On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionPerformance Stock Units · Derivative | 2,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · derivative · entry 13 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 2,807 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F8 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount. F8 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 9,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · derivative · entry 12 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 9,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F7 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F7 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 12,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · derivative · entry 11 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 12,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F6 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F6 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 28,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · derivative · entry 10 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 28,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5 · derivative.exercise_date: On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 17,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · derivative · entry 9 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 17,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 29,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · derivative · entry 8 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 29,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · nonDerivative · entry 7 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 2,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · nonDerivative · entry 6 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 9,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · nonDerivative · entry 5 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 12,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · nonDerivative · entry 4 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 424,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 28,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · nonDerivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 17,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 383,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 23:11 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 29,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000033 · wk-form4_1712099507.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 08, 2024 Filed Mar 9, 2024 00:02 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 8,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000019 · wk-form4_1709942544.xml · derivative · entry 4 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,915 Underlying: CLASS A COMMON STOCK · 8,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2024 Filed Mar 9, 2024 00:02 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 8,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000019 · wk-form4_1709942544.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 06, 2024 Filed Mar 9, 2024 00:02 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 9,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000019 · wk-form4_1709942544.xml · derivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,004 Underlying: CLASS A COMMON STOCK · 9,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On March 6, 2023, the reporting person was granted 38,672 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On March 6, 2023, the reporting person was granted 38,672 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 06, 2024 Filed Mar 9, 2024 00:02 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 9,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000019 · wk-form4_1709942544.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:55 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 28,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000002 · wk-form4_1704491734.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,604 Underlying: CLASS A COMMON STOCK · 28,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment F3 · derivative.exercise_date: On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:55 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 28,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001704711-24-000002 · wk-form4_1704491734.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 20:30 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-042823 · ownership.xml · derivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:06 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 24,653 | $7.56 | $186,342.17 |
DisclosureSEC source: 0000950170-23-038559 · ownership.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 289,023 F1 · shares: Shares were sold to cover taxes following the vesting of restricted stock units pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.33 to $7.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| August 01, 2023 Filed Aug 1, 2023 23:46 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 142,012 | $8.04 | $1,141,322.04 |
DisclosureSEC source: 0000950170-23-036690 · ownership.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 313,676 F3 · shares: Shares were sold to cover taxes following the vesting of restricted stock units pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.79 to $8.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| July 30, 2023 Filed Aug 1, 2023 23:46 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 333,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-036690 · ownership.xml · derivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 333,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F5 · derivative.exercise_date: On July 30, 2018, the Reporting Person was granted 333,330 restricted stock units, vesting 100% on the fifth anniversary of July 30, 2018, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: On July 30, 2018, the Reporting Person was granted 333,330 restricted stock units, vesting 100% on the fifth anniversary of July 30, 2018, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| July 30, 2023 Filed Aug 1, 2023 23:46 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 333,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-036690 · ownership.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 455,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| May 02, 2023 Filed May 3, 2023 00:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 8,054 | $9.40 | $75,722.10 |
DisclosureSEC source: 0000950170-23-016831 · ownership.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 122,358 F3 · shares: Shares were sold to cover taxes following the vesting of restricted stock units pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.34 to $9.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| May 01, 2023 Filed May 3, 2023 00:30 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 9,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-016831 · ownership.xml · derivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,945 Underlying: Class A Common Stock · 9,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F5 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| May 01, 2023 Filed May 3, 2023 00:30 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 9,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-016831 · ownership.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 23:01 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 6,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-011683 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,728 Underlying: Class A Common Stock · 6,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 24,656 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 24,656 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 23:01 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 6,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-011683 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 09, 2023 Filed Mar 11, 2023 01:47 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 5,941 | $8.29 | $49,265.15 |
DisclosureSEC source: 0000899243-23-008199 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,304 F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 01:47 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 8,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008199 · doc4.xml · derivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,872 Underlying: Class A Common Stock · 8,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 01:47 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 8,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008199 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 00:58 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 48,300 | $0.00 Strike: $9.77 | $0.00 |
DisclosureSEC source: 0000899243-23-007417 · doc4.xml · derivative · entry 4 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,300 Underlying: Class A Common Stock · 48,300 shares Expires 2033-03-06 F5 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 00:58 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 38,672 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-007417 · doc4.xml · derivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,672 Underlying: Class A Common Stock · 38,672 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2023 Filed Mar 8, 2023 00:58 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-007417 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 11,700 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 11,700 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2023 Filed Mar 8, 2023 00:58 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-007417 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 22:00 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 14,302 | $11.87 | $169,787.62 |
DisclosureSEC source: 0000899243-23-002174 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,363 F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.68 to $12.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 28,604 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000962 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,208 Underlying: Class A Common Stock · 28,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3 · derivative.exercise_date: On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 28,604 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000962 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| June 28, 2022 Filed Jun 30, 2022 20:05 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 9,612 | $24.51 | $235,623.76 |
DisclosureSEC source: 0000899243-22-024590 · doc4.xml · nonDerivative · entry 4 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,061 F3 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.30 to $24.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| June 28, 2022 Filed Jun 30, 2022 20:05 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 30,388 | $23.49 | $713,719.92 |
DisclosureSEC source: 0000899243-22-024590 · doc4.xml · nonDerivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,673 F3 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.06 to $24.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 28, 2022 Filed Jun 30, 2022 20:05 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 1,733 | $24.25 | $42,025.25 |
DisclosureSEC source: 0000899243-22-024590 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,061 F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on June 27, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 20:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-024590 · doc4.xml · derivative · entry 5 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F7 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F7 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 20:05 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 4,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-024590 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| May 02, 2022 Filed May 4, 2022 00:04 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 3,978 | $16.24 | $64,602.72 |
DisclosureSEC source: 0000899243-22-016459 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,461 F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:04 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 9,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016459 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2022 Filed Apr 25, 2022 23:28 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 2,466 | $17.07 | $42,094.62 |
DisclosureSEC source: 0000899243-22-015592 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,494 F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 23:28 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 6,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015592 · doc4.xml · derivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,492 Underlying: Class A Common Stock · 6,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 24,656 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 24,656 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 24,656 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 23:28 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 6,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015592 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.