Last 12 months
Inside the activity.
1 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 13 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2019 Filed Jul 24, 2019 17:39 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 18,040 | $24.01 | $433,183.70 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 979,300 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 17:39 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 3,960 | $24.01 | $95,089.10 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 214,968 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 17:39 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 16,223 | $24.02 | $389,721.88 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 997,340 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 17:39 UTC |
Fundamental Capital Partners, LLC10% owner
Funko International, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
|
SaleClass A Common Stock | 3,561 | $24.02 | $85,545.19 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 218,928 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 19, 2019 Filed Jul 22, 2019 17:34 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 5,941 | $24.02 | $142,704.60 |
DisclosureSEC source: 0001209191-19-042898 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,013,563 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 19, 2019 Filed Jul 22, 2019 17:34 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 1,304 | $24.02 | $31,322.47 |
DisclosureSEC source: 0001209191-19-042898 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 222,489 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 17:34 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 8,258 | $24.06 | $198,662.71 |
DisclosureSEC source: 0001209191-19-042898 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,019,504 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 17:34 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 1,813 | $24.06 | $43,615.34 |
DisclosureSEC source: 0001209191-19-042898 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 223,793 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
ConversionCommon Units · Derivative | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · derivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 2,816,538 Underlying: Class A Common Stock · 820,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
ConversionCommon Units · Derivative | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · derivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 613,138 Underlying: Class A Common Stock · 180,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
Disposition to issuerClass B Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 2,816,538 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
ConversionClass A Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,027,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
Disposition to issuerClass B Common Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 613,138 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
ConversionClass A Common Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · nonDerivative · entry 1 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 225,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 20:20 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCommon Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-019473 · doc4.xml · derivative · entry 5 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,808,496 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F5 · balance_after: 3,566,227 Common Units are vested and 242,269 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 20:20 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
SaleCLASS A COMMON STOCK | 100 | $21.79 | $2,179.00 |
DisclosureSEC source: 0000899243-19-019473 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,665 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 20:20 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
SaleCLASS A COMMON STOCK | 49,900 | $21.17 | $1,056,497.77 |
DisclosureSEC source: 0000899243-19-019473 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,765 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $21.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 20:20 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
Disposition to issuerCLASS B COMMON STOCK | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-019473 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,081,689 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 20:20 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCLASS A COMMON STOCK | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-019473 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 18:21 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 5,494 | $25.00 | $137,367.58 |
DisclosureSEC source: 0001209191-19-039838 · doc4.xml · nonDerivative · entry 8 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 207,762 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 18:21 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 1,206 | $25.00 | $30,153.86 |
DisclosureSEC source: 0001209191-19-039838 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 45,606 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
ConversionCommon Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · derivative · entry 7 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,833 Underlying: Class A Common Stock · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F8 · balance_after: 91,308 Common Units are vested and 86,525 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
SaleCLASS A COMMON STOCK | 1,000 | $24.92 | $24,917.00 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 6 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,582 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.91 to $24.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
SaleCLASS A COMMON STOCK | 19,224 | $24.38 | $468,723.41 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 5 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,582 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.90 to $24.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
SaleCLASS A COMMON STOCK | 1,400 | $23.32 | $32,649.96 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 4 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,806 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.87 to $23.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
SaleCLASS A COMMON STOCK | 28,076 | $22.27 | $625,232.87 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,206 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.87 to $22.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
SaleCLASS A COMMON STOCK | 5,300 | $21.47 | $113,771.39 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,282 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.87 to $21.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC |
Perlmutter Andrew MarkPRESIDENT
|
ConversionCLASS A COMMON STOCK | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 18:21 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 1,726 | $25.19 | $43,483.98 |
DisclosureSEC source: 0001209191-19-039838 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 213,256 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 18:21 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 379 | $25.19 | $9,548.34 |
DisclosureSEC source: 0001209191-19-039838 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 46,812 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 18:21 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 108,508 | $25.20 | $2,734,010.97 |
DisclosureSEC source: 0001209191-19-039838 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 214,982 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 18:21 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 23,819 | $25.20 | $600,153.05 |
DisclosureSEC source: 0001209191-19-039838 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 47,191 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:16 UTC |
Perlmutter Andrew MarkPRESIDENT
|
Exercise / conversionRestricted Stock Units · Derivative | 4,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018603 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,998 Underlying: Class A Common Stock · 4,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:16 UTC |
Perlmutter Andrew MarkPRESIDENT
|
Exercise / conversionClass A Common Stock | 4,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018603 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:16 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 8,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018605 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,995 Underlying: Class A Common Stock · 8,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:16 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
Exercise / conversionClass A Common Stock | 8,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018605 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:18 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCommon Units · Derivative | 11,514 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018607 · doc4.xml · derivative · entry 5 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,823 Underlying: Class A Common Stock · 11,514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. F2 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. F2 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. F2 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. F6 · balance_after: 122,603 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:18 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018607 · doc4.xml · derivative · entry 4 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,465 Underlying: Class A Common Stock · 2,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share ( "Class A Shares"), or, at the election of the Issuer, an equivalent cash payment. F5 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 8,620 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 8,620 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:18 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
SaleClass A Common Stock | 11,514 | $25.09 | $288,855.17 |
DisclosureSEC source: 0000899243-19-018607 · doc4.xml · nonDerivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:18 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionClass A Common Stock | 11,514 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018607 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:18 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
Exercise / conversionClass A Common Stock | 2,155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018607 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share ( "Class A Shares"), or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:16 UTC |
Daw Tracy DSEE REMARKS
|
Exercise / conversionRestricted Stock Units · Derivative | 2,005 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018604 · doc4.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,015 Underlying: Class A Common Stock · 2,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:16 UTC |
Daw Tracy DSEE REMARKS
|
Exercise / conversionClass A Common Stock | 2,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018604 · doc4.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:26 UTC |
IRVINE DIANE MDirector
|
GrantOption to Purchase Class A Common Stock · Derivative | 3,927 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0000899243-19-018370 · doc4.xml · derivative · entry 2 IRVINE DIANE M · CIK 0001287611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,927 Underlying: Class A Common Stock · 3,927 shares Expires 2029-06-25 F2 · derivative.exercise_date: The option will vest and become exercisable on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:26 UTC |
IRVINE DIANE MDirector
|
GrantRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018370 · doc4.xml · derivative · entry 1 IRVINE DIANE M · CIK 0001287611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Underlying: Class A Common Stock · 1,592 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 16:40 UTC |
Dellomo GinoDirector
|
GrantRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000920 · edgar.xml · derivative · entry 2 Dellomo Gino · CIK 0001719469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Underlying: Class A common stock · 1,592 shares Expires not disclosed F2 · derivative.exercise_price: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.exercise_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.expiration_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.underlying_shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 16:40 UTC |
Dellomo GinoDirector
|
GrantStock Option (Right to buy) · Derivative | 3,927 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001123292-19-000920 · edgar.xml · derivative · entry 1 Dellomo Gino · CIK 0001719469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,927 Underlying: Class A common stock · 3,927 shares Expires 2029-06-25 F1 · shares: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A Common stock, which vests in full on June 25, 2020. F1 · derivative.exercise_date: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A Common stock, which vests in full on June 25, 2020. F1 · derivative.underlying_shares: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A Common stock, which vests in full on June 25, 2020. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:40 UTC |
Brotman Kenneth R.Director
|
GrantRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000921 · edgar.xml · derivative · entry 2 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Underlying: Class A common stock · 1,592 shares Expires not disclosed F2 · derivative.exercise_price: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.exercise_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.expiration_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.underlying_shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:40 UTC |
Brotman Kenneth R.Director
|
GrantStock Option (Right to buy) · Derivative | 3,927 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001123292-19-000921 · edgar.xml · derivative · entry 1 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,927 Underlying: Class A common stock · 3,927 shares Expires 2029-06-25 F1 · shares: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A Common stock, which vests in full on June 25, 2020. F1 · derivative.exercise_date: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A Common stock, which vests in full on June 25, 2020. F1 · derivative.underlying_shares: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A Common stock, which vests in full on June 25, 2020. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:39 UTC |
Kriger Adam M.Director
|
GrantRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000919 · edgar.xml · derivative · entry 2 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Underlying: Class A common stock · 1,592 shares Expires not disclosed F2 · derivative.exercise_price: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.exercise_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.expiration_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.underlying_shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.