Last 12 months
Inside the activity.
1 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 13 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2020 Filed Sep 19, 2020 01:30 UTC |
Fall Jung JenniferCHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 71,189 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-025758 · doc4.xml · derivative · entry 1 Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,189 Underlying: Class A Common Stock · 71,189 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: The RSUs vest in full on the second anniversary the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: The RSUs vest in full on the second anniversary the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 11:45 UTC |
Levy Sarah KirshbaumDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-024413 · doc4.xml · derivative · entry 2 Levy Sarah Kirshbaum · CIK 0001786657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on September 3, 2020. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on September 3, 2020. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on September 3, 2020. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 11:45 UTC |
Levy Sarah KirshbaumDirector
|
Exercise / conversionCLASS A COMMON STOCK | 1,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-024413 · doc4.xml · nonDerivative · entry 1 Levy Sarah Kirshbaum · CIK 0001786657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 18, 2020 01:35 UTC |
Fall Jung JenniferCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 2,232 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-022641 · doc4.xml · derivative · entry 2 Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,696 Underlying: Class A Common Stock · 2,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| August 13, 2020 Filed Aug 18, 2020 01:35 UTC |
Fall Jung JenniferCHIEF FINANCIAL OFFICER
|
Exercise / conversionCLASS A COMMON STOCK | 2,232 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-022641 · doc4.xml · nonDerivative · entry 1 Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Apr 19, 2021 23:15 UTC Amendment |
Fall Jung JenniferCHIEF FINANCIAL OFFICER
|
SaleCLASS A COMMON STOCK | 554 | $6.22 | $3,445.88 |
DisclosureSEC source: 0000899243-21-016277 · doc4a.xml · nonDerivative · entry 1 Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678 F1 · shares: This Form 4 amends the Reporting Person's Form 4 dated August 17, 2020 to report shares sold to cover taxes upon the vesting of restricted stock units on August 13, 2020 that had been omitted from such Form 4. Read SEC document |
| June 27, 2020 Filed Jun 30, 2020 22:34 UTC |
Daw Tracy DSEE REMARKS
|
Exercise / conversionRestricted Stock Units · Derivative | 2,005 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018019 · doc4.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,010 Underlying: Class A Common Stock · 2,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2020 Filed Jun 30, 2020 22:34 UTC |
Daw Tracy DSEE REMARKS
|
Exercise / conversionClass A Common Stock | 2,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-018019 · doc4.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 27, 2020 Filed Jun 30, 2020 22:31 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 8,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018017 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,330 Underlying: Class A Common Stock · 8,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 34,660 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2020 Filed Jun 30, 2020 22:31 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionClass A Common Stock | 8,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-018017 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 27, 2020 Filed Jun 30, 2020 22:29 UTC |
Perlmutter Andrew MarkPRESIDENT
|
Disposition to issuerRestricted Stock Units · Derivative | 4,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018015 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,665 Underlying: Class A Common Stock · 4,333 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2020 Filed Jun 30, 2020 22:29 UTC |
Perlmutter Andrew MarkPRESIDENT
|
Exercise / conversionClass A Common Stock | 4,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-018015 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 22:05 UTC |
LUNSFORD MICHAEL CDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017797 · doc4.xml · derivative · entry 2 LUNSFORD MICHAEL C · CIK 0001233989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on June 25, 2020. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on June 25, 2020. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on June 25, 2020. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 22:05 UTC |
LUNSFORD MICHAEL CDirector
|
Exercise / conversionCLASS A COMMON STOCK | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017797 · doc4.xml · nonDerivative · entry 1 LUNSFORD MICHAEL C · CIK 0001233989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 22:03 UTC |
DENSON CHARLES DDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017796 · doc4.xml · derivative · entry 2 DENSON CHARLES D · CIK 0001239159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on June 25, 2020. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on June 25, 2020. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on June 25, 2020. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 22:03 UTC |
DENSON CHARLES DDirector
|
Exercise / conversionCLASS A COMMON STOCK | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017796 · doc4.xml · nonDerivative · entry 1 DENSON CHARLES D · CIK 0001239159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 22:01 UTC |
IRVINE DIANE MDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017795 · doc4.xml · derivative · entry 2 IRVINE DIANE M · CIK 0001287611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on June 25, 2020. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on June 25, 2020. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vested on June 25, 2020. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 22:01 UTC |
IRVINE DIANE MDirector
|
Exercise / conversionCLASS A COMMON STOCK | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017795 · doc4.xml · nonDerivative · entry 1 IRVINE DIANE M · CIK 0001287611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 11:24 UTC |
Dellomo GinoDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000941 · edgar.xml · derivative · entry 5 Dellomo Gino · CIK 0001719469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 1,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.exercise_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.expiration_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.underlying_shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F2 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. F2 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 11:24 UTC |
Dellomo GinoDirector
|
Exercise / conversionClass A Common Stock | 1,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000941 · edgar.xml · nonDerivative · entry 1 Dellomo Gino · CIK 0001719469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · price: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F2 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. F2 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 15:24 UTC |
Kriger Adam M.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000942 · edgar.xml · derivative · entry 5 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 1,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.exercise_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.expiration_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.underlying_shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F2 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. F2 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 15:24 UTC |
Kriger Adam M.Director
|
Exercise / conversionClass A Common Stock | 1,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000942 · edgar.xml · nonDerivative · entry 1 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · price: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F2 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. F2 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 15:21 UTC |
Brotman Kenneth R.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000940 · edgar.xml · derivative · entry 5 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 1,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.exercise_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.expiration_date: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.underlying_shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F2 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. F2 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 15:21 UTC |
Brotman Kenneth R.Director
|
Exercise / conversionClass A Common Stock | 1,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000940 · edgar.xml · nonDerivative · entry 1 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · price: On June 25, 2019, the Issuer granted to the Reporting Person 1,592 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F2 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. F2 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, ("ACON Manager") which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Manager pursuant to which he holds the reported securities for the benefit of ACON Manager. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 13:11 UTC |
ACON Funko Manager, L.L.C.Director · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 4,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000932 · edgar.xml · derivative · entry 3 ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A common stock · 4,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents a grant of 1,592 Restricted Stock Units ("RSUs") on June 25, 2019 to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. Each RSU represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · shares: Represents a grant of 1,592 Restricted Stock Units ("RSUs") on June 25, 2019 to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. Each RSU represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.exercise_date: Represents a grant of 1,592 Restricted Stock Units ("RSUs") on June 25, 2019 to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. Each RSU represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.expiration_date: Represents a grant of 1,592 Restricted Stock Units ("RSUs") on June 25, 2019 to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. Each RSU represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F1 · derivative.underlying_shares: Represents a grant of 1,592 Restricted Stock Units ("RSUs") on June 25, 2019 to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. Each RSU represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F2 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. F2 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 13:11 UTC |
ACON Funko Manager, L.L.C.Director · 10% owner
|
Exercise / conversionClass A Common Stock | 4,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000932 · edgar.xml · nonDerivative · entry 1 ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a grant of 1,592 Restricted Stock Units ("RSUs") on June 25, 2019 to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. Each RSU represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020. F2 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. F2 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. Read SEC document |
| May 27, 2020 Filed May 29, 2020 16:42 UTC |
Dellomo GinoDirector
|
GrantRestricted Stock Units · Derivative | 3,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000824 · edgar.xml · derivative · entry 2 Dellomo Gino · CIK 0001719469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,616 Underlying: Class A common stock · 3,616 shares Expires not disclosed F2 · derivative.exercise_price: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · shares: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.exercise_date: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.expiration_date: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.underlying_shares: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| May 27, 2020 Filed May 29, 2020 16:42 UTC |
Dellomo GinoDirector
|
GrantStock Option (Right to buy) · Derivative | 5,900 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001123292-20-000824 · edgar.xml · derivative · entry 1 Dellomo Gino · CIK 0001719469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Class A common stock · 5,900 shares Expires 2030-05-27 F1 · shares: On May 27, 2020, the Issuer granted to the Reporting Person an option to purchase 5,900 shares of the Issuer's Class A common stock, which vests in full on May 27, 2021. F1 · derivative.exercise_date: On May 27, 2020, the Issuer granted to the Reporting Person an option to purchase 5,900 shares of the Issuer's Class A common stock, which vests in full on May 27, 2021. F1 · derivative.underlying_shares: On May 27, 2020, the Issuer granted to the Reporting Person an option to purchase 5,900 shares of the Issuer's Class A common stock, which vests in full on May 27, 2021. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| May 27, 2020 Filed May 29, 2020 22:35 UTC |
IRVINE DIANE MDirector
|
GrantOption to Purchase Class A Common Stock · Derivative | 5,900 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0000899243-20-014595 · doc4.xml · derivative · entry 2 IRVINE DIANE M · CIK 0001287611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Class A Common Stock · 5,900 shares Expires 2030-05-27 F2 · derivative.exercise_date: The option will vest and become exercisable on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| May 27, 2020 Filed May 29, 2020 22:35 UTC |
IRVINE DIANE MDirector
|
GrantRestricted Stock Units · Derivative | 3,616 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014595 · doc4.xml · derivative · entry 1 IRVINE DIANE M · CIK 0001287611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,616 Underlying: Class A Common Stock · 3,616 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| May 27, 2020 Filed May 29, 2020 22:34 UTC |
DENSON CHARLES DDirector
|
GrantOption to Purchase Class A Common Stock · Derivative | 5,900 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0000899243-20-014593 · doc4.xml · derivative · entry 2 DENSON CHARLES D · CIK 0001239159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Class A Common Stock · 5,900 shares Expires 2030-05-27 F2 · derivative.exercise_date: The option will vest and become exercisable on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| May 27, 2020 Filed May 29, 2020 22:34 UTC |
DENSON CHARLES DDirector
|
GrantRestricted Stock Units · Derivative | 3,616 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014593 · doc4.xml · derivative · entry 1 DENSON CHARLES D · CIK 0001239159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,616 Underlying: Class A Common Stock · 3,616 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| May 27, 2020 Filed May 29, 2020 22:33 UTC |
Levy Sarah KirshbaumDirector
|
GrantOption to Purchase Class A Common Stock · Derivative | 5,900 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0000899243-20-014592 · doc4.xml · derivative · entry 2 Levy Sarah Kirshbaum · CIK 0001786657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Class A Common Stock · 5,900 shares Expires 2030-05-27 F2 · derivative.exercise_date: The option will vest and become exercisable on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| May 27, 2020 Filed May 29, 2020 22:33 UTC |
Levy Sarah KirshbaumDirector
|
GrantRestricted Stock Units · Derivative | 3,616 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014592 · doc4.xml · derivative · entry 1 Levy Sarah Kirshbaum · CIK 0001786657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,616 Underlying: Class A Common Stock · 3,616 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| May 27, 2020 Filed May 29, 2020 22:33 UTC |
LUNSFORD MICHAEL CDirector
|
GrantOption to Purchase Class A Common Stock · Derivative | 5,900 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0000899243-20-014591 · doc4.xml · derivative · entry 2 LUNSFORD MICHAEL C · CIK 0001233989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Class A Common Stock · 5,900 shares Expires 2030-05-27 F2 · derivative.exercise_date: The option will vest and become exercisable on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| May 27, 2020 Filed May 29, 2020 22:33 UTC |
LUNSFORD MICHAEL CDirector
|
GrantRestricted Stock Units · Derivative | 3,616 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-014591 · doc4.xml · derivative · entry 1 LUNSFORD MICHAEL C · CIK 0001233989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,616 Underlying: Class A Common Stock · 3,616 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 27, 2021, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:41 UTC |
Brotman Kenneth R.Director
|
GrantRestricted Stock Units · Derivative | 3,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000823 · edgar.xml · derivative · entry 2 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,616 Underlying: Class A common stock · 3,616 shares Expires not disclosed F2 · derivative.exercise_price: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · shares: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.exercise_date: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.expiration_date: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.underlying_shares: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:41 UTC |
Brotman Kenneth R.Director
|
GrantStock Option (Right to buy) · Derivative | 5,900 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001123292-20-000823 · edgar.xml · derivative · entry 1 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Class A common stock · 5,900 shares Expires 2030-05-27 F1 · shares: On May 27, 2020, the Issuer granted to the Reporting Person an option to purchase 5,900 shares of the Issuer's Class A common stock, which vests in full on May 27, 2021. F1 · derivative.exercise_date: On May 27, 2020, the Issuer granted to the Reporting Person an option to purchase 5,900 shares of the Issuer's Class A common stock, which vests in full on May 27, 2021. F1 · derivative.underlying_shares: On May 27, 2020, the Issuer granted to the Reporting Person an option to purchase 5,900 shares of the Issuer's Class A common stock, which vests in full on May 27, 2021. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:41 UTC |
ACON Funko Manager, L.L.C.Director · 10% owner
|
GrantRestricted Stock Units · Derivative | 10,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000822 · edgar.xml · derivative · entry 2 ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,848 Underlying: Class A common stock · 10,848 shares Expires not disclosed F2 · derivative.exercise_price: Represents a grant of 3,616 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · shares: Represents a grant of 3,616 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.exercise_date: Represents a grant of 3,616 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.expiration_date: Represents a grant of 3,616 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.underlying_shares: Represents a grant of 3,616 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F3 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. F3 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:41 UTC |
ACON Funko Manager, L.L.C.Director · 10% owner
|
GrantStock Option (Right to buy) · Derivative | 17,700 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001123292-20-000822 · edgar.xml · derivative · entry 1 ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,700 Underlying: Class A common stock · 17,700 shares Expires 2030-05-27 F1 · shares: Represents a grant of an option to purchase 5,900 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on May 27, 2021. F1 · derivative.exercise_date: Represents a grant of an option to purchase 5,900 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on May 27, 2021. F1 · derivative.underlying_shares: Represents a grant of an option to purchase 5,900 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on May 27, 2021. F3 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. F3 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:40 UTC |
Kriger Adam M.Director
|
GrantRestricted Stock Units · Derivative | 3,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000821 · edgar.xml · derivative · entry 2 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,616 Underlying: Class A common stock · 3,616 shares Expires not disclosed F2 · derivative.exercise_price: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · shares: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.exercise_date: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.expiration_date: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F2 · derivative.underlying_shares: On May 27, 2020, the Issuer granted to the Reporting Person 3,616 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:40 UTC |
Kriger Adam M.Director
|
GrantStock Option (Right to buy) · Derivative | 5,900 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001123292-20-000821 · edgar.xml · derivative · entry 1 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Class A common stock · 5,900 shares Expires 2030-05-27 F1 · shares: On May 27, 2020, the Issuer granted to the Reporting Person an option to purchase 5,900 shares of the Issuer's Class A common stock, which vests in full on May 27, 2021. F1 · derivative.exercise_date: On May 27, 2020, the Issuer granted to the Reporting Person an option to purchase 5,900 shares of the Issuer's Class A common stock, which vests in full on May 27, 2021. F1 · derivative.underlying_shares: On May 27, 2020, the Issuer granted to the Reporting Person an option to purchase 5,900 shares of the Issuer's Class A common stock, which vests in full on May 27, 2021. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| April 29, 2020 Filed May 4, 2020 10:09 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
|
GrantOption to Purchase Class A Common Stock · Derivative | 117,200 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0000899243-20-011832 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,200 Underlying: Class A Common Stock · 117,200 shares Expires 2030-04-29 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 29, 2021 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2020 Filed May 4, 2020 10:09 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER
|
GrantRestricted Stock Units · Derivative | 72,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011832 · doc4.xml · derivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,324 Underlying: Class A Common Stock · 72,324 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2020 Filed May 4, 2020 10:07 UTC |
Perlmutter Andrew MarkPRESIDENT
|
GrantOption to Purchase Class A Common Stock · Derivative | 64,500 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0000899243-20-011829 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,500 Underlying: Class A Common Stock · 64,500 shares Expires 2030-04-29 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 29, 2021 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2020 Filed May 4, 2020 10:07 UTC |
Perlmutter Andrew MarkPRESIDENT
|
GrantRestricted Stock Units · Derivative | 39,778 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011829 · doc4.xml · derivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,778 Underlying: Class A Common Stock · 39,778 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2020 Filed May 4, 2020 10:06 UTC |
Fall Jung JenniferCHIEF FINANCIAL OFFICER
|
GrantOption to Purchase Class A Common Stock · Derivative | 49,800 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0000899243-20-011828 · doc4.xml · derivative · entry 2 Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,800 Underlying: Class A Common Stock · 49,800 shares Expires 2030-04-29 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 29, 2021 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2020 Filed May 4, 2020 10:06 UTC |
Fall Jung JenniferCHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 30,738 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011828 · doc4.xml · derivative · entry 1 Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,738 Underlying: Class A Common Stock · 30,738 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2020 Filed May 4, 2020 10:06 UTC |
Daw Tracy DSEE REMARKS
|
GrantOption to Purchase Class A Common Stock · Derivative | 29,300 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0000899243-20-011827 · doc4.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,300 Underlying: Class A Common Stock · 29,300 shares Expires 2030-04-29 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 29, 2021 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2020 Filed May 4, 2020 10:06 UTC |
Daw Tracy DSEE REMARKS
|
GrantRestricted Stock Units · Derivative | 18,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011827 · doc4.xml · derivative · entry 1 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,081 Underlying: Class A Common Stock · 18,081 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.