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person · Reporting owner

Fall Jung Jennifer

Disclosed activity across 3 companies

Tapewire entity
21326
SEC CIK
0001784540

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Funko, Inc.FNKO · Entity 2463CHIEF FINANCIAL OFFICERSeptember 19, 2022September 22, 2022
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.SPWH · Entity 7236CFO AND SECRETARYAugust 18, 2026August 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Funko, Inc.

Report date September 19, 2022 · Filed September 22, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect52,310 Ending reported balance After 2022-09-19 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-09-19 · Sale · Disposed 15,645 · Balance 73,872

F1: Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a standing 10b5-1 instruction to cover withholding taxes adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date within a single dollar range to cover taxes upon vesting of restricted stock units for certain employees of the Issuer.

F3: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $22.27 to $23.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2022-09-19 · Sale · Disposed 21,562 · Balance 52,310

F1: Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a standing 10b5-1 instruction to cover withholding taxes adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date within a single dollar range to cover taxes upon vesting of restricted stock units for certain employees of the Issuer.

F4: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $23.27 to $23.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a standing 10b5-1 instruction to cover withholding taxes adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date within a single dollar range to cover taxes upon vesting of restricted stock units for certain employees of the Issuer.

F3: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $22.27 to $23.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $23.27 to $23.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SPORTSMAN'S WAREHOUSE HOLDINGS, INC.

Report date August 18, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect448,547 Reported balance After 2026-08-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-18 · Tax withholding · Disposed 20,580 · Balance 448,547

F1: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F2: Includes (i) 83,334 restricted stock units scheduled to vest in two equal installments on August 18, 2027 and August 18, 2028, (ii) 235,507 restricted stock units scheduled to vest in three equal installments on March 25, 2027, March 25, 2028 and March 25, 2029 and (iii) 108,620 restricted stock units scheduled to vest in one installment within 90 days after January 29, 2028, in each case subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F2: Includes (i) 83,334 restricted stock units scheduled to vest in two equal installments on August 18, 2027 and August 18, 2028, (ii) 235,507 restricted stock units scheduled to vest in three equal installments on March 25, 2027, March 25, 2028 and March 25, 2029 and (iii) 108,620 restricted stock units scheduled to vest in one installment within 90 days after January 29, 2028, in each case subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Duckhorn Portfolio, Inc.

Report date December 24, 2024 · Filed December 26, 2024

Section 16 reporting ended · disclosed 2024-12-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectESPP0 Reported balance After 2024-12-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-12-24 · Disposition to issuer · Disposed 1,500 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2024, by and among the Issuer, Marlee Buyer, Inc. ("Parent") and Marlee Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock") owned by the Reporting Person was cancelled and converted into the right to receive $11.10 per share in cash without interest (the "Merger Consideration").

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-12-24 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2024-12-24 · Disposition to issuer · Disposed 8,631 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2024, by and among the Issuer, Marlee Buyer, Inc. ("Parent") and Marlee Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock") owned by the Reporting Person was cancelled and converted into the right to receive $11.10 per share in cash without interest (the "Merger Consideration").

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-12-24 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2024-12-24 · Disposition to issuer · Disposed 81,401 · Balance 0

F2: At the Effective Time, each restricted stock unit of the Company that was not vested prior to the Effective Time (each, an "Unvested Company RSU") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the total number of shares of Common Stock underlying such Unvested Company RSU, by (y) the Merger Consideration (each, a "Converted RSU Cash Award"), which resulting amount, subject to certain exceptions, vests and becomes payable at the same time as the Unvested Company RSU from which such resulting amount was converted would have vested and been payable pursuant to its terms and otherwise remains subject to the same terms and conditions as were applicable to such awards immediately prior to the Effective Time, except that the vesting of any Converted RSU Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

Company Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $13.66Direct0 Reported balance After 2024-12-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-12-24 · Disposition to issuer · Disposed 24,705 · Balance 0

F3: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

Company Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $9.90Direct0 Reported balance After 2024-12-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-12-24 · Disposition to issuer · Disposed 136,362 · Balance 0

F3: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

Company Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.94Direct0 Reported balance After 2024-12-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-12-24 · Disposition to issuer · Disposed 123,399 · Balance 0

F4: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2024, by and among the Issuer, Marlee Buyer, Inc. ("Parent") and Marlee Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock") owned by the Reporting Person was cancelled and converted into the right to receive $11.10 per share in cash without interest (the "Merger Consideration").

F2: At the Effective Time, each restricted stock unit of the Company that was not vested prior to the Effective Time (each, an "Unvested Company RSU") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the total number of shares of Common Stock underlying such Unvested Company RSU, by (y) the Merger Consideration (each, a "Converted RSU Cash Award"), which resulting amount, subject to certain exceptions, vests and becomes payable at the same time as the Unvested Company RSU from which such resulting amount was converted would have vested and been payable pursuant to its terms and otherwise remains subject to the same terms and conditions as were applicable to such awards immediately prior to the Effective Time, except that the vesting of any Converted RSU Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F3: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F4: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2026 Filed Aug 20, 2026 20:15 UTC SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 Tax withholdingCommon Stock 20,580 $1.16 $23,872.80
Disclosure

SEC source: 0001784540-26-000006 · form4-08202026_040801.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,547

F1 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F2 · balance_after: Includes (i) 83,334 restricted stock units scheduled to vest in two equal installments on August 18, 2027 and August 18, 2028, (ii) 235,507 restricted stock units scheduled to vest in three equal installments on March 25, 2027, March 25, 2028 and March 25, 2029 and (iii) 108,620 restricted stock units scheduled to vest in one installment within 90 days after January 29, 2028, in each case subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 21:00 UTC SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 GrantCommon Stock 108,620 $0.00 $0.00
Disclosure

SEC source: 0001784540-26-000004 · form4-06052026_050601.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469,127

F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on June 3, 2026. The restricted stock units are scheduled to vest in one installment within 90 days after January 29, 2028, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes (i) 125,000 restricted stock units scheduled to vest in three equal installments on August 18, 2026, August 18, 2027, and August 18, 2028, (ii) 235,507 restricted stock units scheduled to vest in three equal installments on March 25, 2027, March 25, 2028 and March 25, 2029 and (iii) 108,620 restricted stock units scheduled to vest in one installment within 90 days after January 29, 2028, in each case subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
March 25, 2026 Filed Mar 27, 2026 20:30 UTC SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 GrantCommon Stock 235,507 $0.00 $0.00
Disclosure

SEC source: 0001784540-26-000002 · form4-03272026_080331.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,507

F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on March 25, 2026. The restricted stock units are scheduled to vest in three equal installments on March 25, 2027, March 25, 2028, and March 25, 2029, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes (i) 125,000 restricted stock units scheduled to vest in three equal installments on August 18, 2026, August 18, 2027, and August 18, 2028 and (ii) 235,507 restricted stock units scheduled to vest in three equal installments on March 25, 2027, March 25, 2028 and March 25, 2029, in each case subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2025 Filed Aug 19, 2025 21:29 UTC SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH · Entity 7236 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022339 · form4-08192025_090837.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on August 18, 2025. The restricted stock units are scheduled to vest in three equal installments on August 18, 2026, August 18, 2027 and August 18, 2028, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 125,000 restricted stock units scheduled to vest in three equal installments on August 18, 2026, August 18, 2027 and August 18, 2028, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 20:57 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 Disposition to issuerCompany Stock Options · Derivative 123,399 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0000950170-24-140377 · ownership.xml · derivative · entry 6

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 123,399 shares

Expires not disclosed

F4 · derivative.exercise_price: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5 · derivative.exercise_price: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F4 · shares: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5 · shares: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F4 · price: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5 · price: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F4 · derivative.exercise_date: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5 · derivative.exercise_date: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F4 · derivative.expiration_date: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5 · derivative.expiration_date: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 20:57 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 Disposition to issuerCompany Stock Options · Derivative 136,362 $0.00 Strike: $9.90 $0.00
Disclosure

SEC source: 0000950170-24-140377 · ownership.xml · derivative · entry 5

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 136,362 shares

Expires not disclosed

F3 · derivative.exercise_price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · shares: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.expiration_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 20:57 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 Disposition to issuerCompany Stock Options · Derivative 24,705 $0.00 Strike: $13.66 $0.00
Disclosure

SEC source: 0000950170-24-140377 · ownership.xml · derivative · entry 4

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,705 shares

Expires not disclosed

F3 · derivative.exercise_price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · shares: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.expiration_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 20:57 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 Disposition to issuerCommon Stock 81,401 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-140377 · ownership.xml · nonDerivative · entry 3

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: At the Effective Time, each restricted stock unit of the Company that was not vested prior to the Effective Time (each, an "Unvested Company RSU") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the total number of shares of Common Stock underlying such Unvested Company RSU, by (y) the Merger Consideration (each, a "Converted RSU Cash Award"), which resulting amount, subject to certain exceptions, vests and becomes payable at the same time as the Unvested Company RSU from which such resulting amount was converted would have vested and been payable pursuant to its terms and otherwise remains subject to the same terms and conditions as were applicable to such awards immediately prior to the Effective Time, except that the vesting of any Converted RSU Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F2 · price: At the Effective Time, each restricted stock unit of the Company that was not vested prior to the Effective Time (each, an "Unvested Company RSU") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the total number of shares of Common Stock underlying such Unvested Company RSU, by (y) the Merger Consideration (each, a "Converted RSU Cash Award"), which resulting amount, subject to certain exceptions, vests and becomes payable at the same time as the Unvested Company RSU from which such resulting amount was converted would have vested and been payable pursuant to its terms and otherwise remains subject to the same terms and conditions as were applicable to such awards immediately prior to the Effective Time, except that the vesting of any Converted RSU Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 20:57 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 Disposition to issuerCommon Stock 8,631 $11.10 $95,804.10
Disclosure

SEC source: 0000950170-24-140377 · ownership.xml · nonDerivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2024, by and among the Issuer, Marlee Buyer, Inc. ("Parent") and Marlee Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock") owned by the Reporting Person was cancelled and converted into the right to receive $11.10 per share in cash without interest (the "Merger Consideration").

F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2024, by and among the Issuer, Marlee Buyer, Inc. ("Parent") and Marlee Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock") owned by the Reporting Person was cancelled and converted into the right to receive $11.10 per share in cash without interest (the "Merger Consideration").

Read SEC document
December 24, 2024 Filed Dec 26, 2024 20:57 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 Disposition to issuerCommon Stock 1,500 $11.10 $16,650.00
Disclosure

SEC source: 0000950170-24-140377 · ownership.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · ESPP

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2024, by and among the Issuer, Marlee Buyer, Inc. ("Parent") and Marlee Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock") owned by the Reporting Person was cancelled and converted into the right to receive $11.10 per share in cash without interest (the "Merger Consideration").

Read SEC document
October 09, 2024 Filed Oct 11, 2024 21:23 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 GrantStock Options · Derivative 123,399 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0000950170-24-114407 · ownership.xml · derivative · entry 3

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,399

Underlying: Common Stock · 123,399 shares

Expires not disclosed

F2 · derivative.exercise_date: These stock options vest in four (4) equal annual installments, commencing September 19, 2024, and expire on the tenth anniversary of the grant.

F2 · derivative.expiration_date: These stock options vest in four (4) equal annual installments, commencing September 19, 2024, and expire on the tenth anniversary of the grant.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 21:23 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 GrantCommon Stock 41,113 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-114407 · ownership.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,012

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% per year over a four-year period.

Read SEC document
September 19, 2024 Filed Sep 20, 2024 23:32 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 Tax withholdingCommon Stock 4,055 $5.93 $24,046.15
Disclosure

SEC source: 0001784540-24-000005 · wk-form4_1726875146.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,899

F1 · shares: Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.

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June 19, 2024 Filed Jun 21, 2024 20:19 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 Tax withholdingCommon Stock 735 $7.61 $5,593.35
Disclosure

SEC source: 0001784540-24-000003 · wk-form4_1719001181.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,954

F1 · price: Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 22:15 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 GrantStock Options · Derivative 136,362 $0.00 Strike: $9.90 $0.00
Disclosure

SEC source: 0001784540-23-000012 · wk-form4_1697235348.xml · derivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,362

Underlying: Common Stock · 136,362 shares

Expires not disclosed

F2 · derivative.exercise_date: These stock options vest in four (4) equal annual installments, commencing September 19, 2023, and expire on the tenth anniversary of the grant.

F2 · derivative.expiration_date: These stock options vest in four (4) equal annual installments, commencing September 19, 2023, and expire on the tenth anniversary of the grant.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 22:15 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 GrantCommon Stock 45,454 $0.00 $0.00
Disclosure

SEC source: 0001784540-23-000012 · wk-form4_1697235348.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,689

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% per year over a four-year period.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 01:01 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 GrantStock Options · Derivative 24,705 $0.00 Strike: $13.66 $0.00
Disclosure

SEC source: 0001784540-23-000009 · wf-form4_168730926519042.xml · derivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,705

Underlying: Common Stock · 24,705 shares

Expires not disclosed

F1 · derivative.exercise_date: These stock options vest in four (4) equal annual installments, commencing June 19, 2023, and expire on the tenth anniversary of the grant.

F1 · derivative.expiration_date: These stock options vest in four (4) equal annual installments, commencing June 19, 2023, and expire on the tenth anniversary of the grant.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 01:01 UTC Duckhorn Portfolio, Inc. NAPA · Entity 84733 GrantCommon Stock 8,235 $0.00 $0.00
Disclosure

SEC source: 0001784540-23-000009 · wf-form4_168730926519042.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,235

Read SEC document
September 19, 2022 Filed Sep 22, 2022 00:14 UTC Funko, Inc. FNKO · Entity 2463 SaleClass A Common Stock 21,562 $23.64 $509,639.43
Disclosure

SEC source: 0000899243-22-031650 · doc4.xml · nonDerivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,310

F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a standing 10b5-1 instruction to cover withholding taxes adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date within a single dollar range to cover taxes upon vesting of restricted stock units for certain employees of the Issuer.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $23.27 to $23.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2022 Filed Sep 22, 2022 00:14 UTC Funko, Inc. FNKO · Entity 2463 SaleClass A Common Stock 15,645 $23.04 $360,526.51
Disclosure

SEC source: 0000899243-22-031650 · doc4.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,872

F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a standing 10b5-1 instruction to cover withholding taxes adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date within a single dollar range to cover taxes upon vesting of restricted stock units for certain employees of the Issuer.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $22.27 to $23.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2022 Filed Sep 21, 2022 00:03 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 71,189 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031614 · doc4.xml · derivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 71,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F3 · derivative.exercise_date: The RSUs vested in full on the second anniversary of the date of grant, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

F3 · derivative.expiration_date: The RSUs vested in full on the second anniversary of the date of grant, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

Read SEC document
September 16, 2022 Filed Sep 21, 2022 00:03 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 71,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-031614 · doc4.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 22:45 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 814 $20.64 $16,801.94
Disclosure

SEC source: 0000899243-22-028847 · doc4.xml · nonDerivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,328

F2 · shares: Reflects shares sold to cover taxes upon the vesting of RSUs on August 13, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.63 to $20.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 22:45 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 2,232 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028847 · doc4.xml · derivative · entry 3

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232

Underlying: Class A Common Stock · 2,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F4 · derivative.exercise_date: The original grant of 8,928 RSUs has vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: The original grant of 8,928 RSUs has vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 22:45 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 2,232 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028847 · doc4.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Read SEC document
April 29, 2022 Filed May 4, 2022 00:06 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 7,685 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016462 · doc4.xml · derivative · entry 3

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,369

Underlying: Class A Common Stock · 7,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
April 29, 2022 Filed May 4, 2022 00:06 UTC Funko, Inc. FNKO · Entity 2463 SaleClass A Common Stock 2,779 $16.22 $45,081.49
Disclosure

SEC source: 0000899243-22-016462 · doc4.xml · nonDerivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,910

F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2022 pursuant to a standing 10b5-1 instruction letter.

Read SEC document
April 29, 2022 Filed May 4, 2022 00:06 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionClass A Common Stock 7,685 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016462 · doc4.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 23:28 UTC Funko, Inc. FNKO · Entity 2463 SaleClass A Common Stock 1,850 $17.04 $31,519.93
Disclosure

SEC source: 0000899243-22-015591 · doc4.xml · nonDerivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,004

F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2022 pursuant to a standing 10b5-1 instruction letter.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

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April 21, 2022 Filed Apr 25, 2022 23:28 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 5,043 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015591 · doc4.xml · derivative · entry 3

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,130

Underlying: Class A Common Stock · 5,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 20,173 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 20,173 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 20,173 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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April 21, 2022 Filed Apr 25, 2022 23:28 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionClass A Common Stock 5,043 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015591 · doc4.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 00:07 UTC Funko, Inc. FNKO · Entity 2463 GrantOption to Purchase Class A Common Stock · Derivative 24,400 $0.00 Strike: $17.09 $0.00
Disclosure

SEC source: 0000899243-22-010573 · doc4.xml · derivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Class A Common Stock · 24,400 shares

Expires 2032-03-08

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 8, 2022 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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March 08, 2022 Filed Mar 11, 2022 00:07 UTC Funko, Inc. FNKO · Entity 2463 GrantRestricted Stock Units · Derivative 19,543 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010573 · doc4.xml · derivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,543

Underlying: Class A Common Stock · 19,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
August 13, 2021 Filed Aug 24, 2021 20:54 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 2,232 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-034040 · doc4.xml · derivative · entry 3

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,464

Underlying: Class A Common Stock · 2,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs have vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs have vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs have vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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August 13, 2021 Filed Aug 24, 2021 20:54 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 851 $17.59 $14,969.09
Disclosure

SEC source: 0000899243-21-034040 · doc4.xml · nonDerivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

F1 · shares: Reflects shares sold to cover taxes upon the vesting of restricted stock units on August 13, 2021.

Read SEC document
August 13, 2021 Filed Aug 24, 2021 20:54 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 2,232 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-034040 · doc4.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 3, 2021 22:27 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 1,932 $21.42 $41,377.84
Disclosure

SEC source: 0000899243-21-017818 · doc4.xml · nonDerivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,430

F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2021 pursuant to a standing 10b5-1 instruction letter.

Read SEC document
April 29, 2021 Filed May 3, 2021 22:27 UTC Funko, Inc. FNKO · Entity 2463 GrantRestricted Stock Units · Derivative 7,684 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017818 · doc4.xml · derivative · entry 3

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,054

Underlying: Class A Common Stock · 7,684 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date., subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date., subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date., subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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April 29, 2021 Filed May 3, 2021 22:27 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 7,684 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017818 · doc4.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 21:33 UTC Funko, Inc. FNKO · Entity 2463 GrantOption to Purchase Class A Common Stock · Derivative 52,700 $0.00 Strike: $19.91 $0.00
Disclosure

SEC source: 0000899243-21-016881 · doc4.xml · derivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,700

Underlying: Class A Common Stock · 52,700 shares

Expires 2031-04-21

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 21, 2022 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 21:33 UTC Funko, Inc. FNKO · Entity 2463 GrantRestricted Stock Units · Derivative 20,173 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016881 · doc4.xml · derivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,173

Underlying: Class A Common Stock · 20,173 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
September 16, 2020 Filed Sep 19, 2020 01:30 UTC Funko, Inc. FNKO · Entity 2463 GrantRestricted Stock Units · Derivative 71,189 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-025758 · doc4.xml · derivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,189

Underlying: Class A Common Stock · 71,189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F2 · derivative.exercise_date: The RSUs vest in full on the second anniversary the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in full on the second anniversary the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
August 13, 2020 Filed Aug 18, 2020 01:35 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 2,232 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-022641 · doc4.xml · derivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,696

Underlying: Class A Common Stock · 2,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
August 13, 2020 Filed Aug 18, 2020 01:35 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 2,232 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-022641 · doc4.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Apr 19, 2021 23:15 UTC Amendment Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 554 $6.22 $3,445.88
Disclosure

SEC source: 0000899243-21-016277 · doc4a.xml · nonDerivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678

F1 · shares: This Form 4 amends the Reporting Person's Form 4 dated August 17, 2020 to report shares sold to cover taxes upon the vesting of restricted stock units on August 13, 2020 that had been omitted from such Form 4.

Read SEC document
April 29, 2020 Filed May 4, 2020 10:06 UTC Funko, Inc. FNKO · Entity 2463 GrantOption to Purchase Class A Common Stock · Derivative 49,800 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0000899243-20-011828 · doc4.xml · derivative · entry 2

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,800

Underlying: Class A Common Stock · 49,800 shares

Expires 2030-04-29

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 29, 2021 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
April 29, 2020 Filed May 4, 2020 10:06 UTC Funko, Inc. FNKO · Entity 2463 GrantRestricted Stock Units · Derivative 30,738 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011828 · doc4.xml · derivative · entry 1

Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,738

Underlying: Class A Common Stock · 30,738 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
August 13, 2019 Filed Aug 16, 2019 01:45 UTC Funko, Inc. FNKO · Entity 2463 GrantOption to Purchase Class A Common Stock · Derivative 81,168 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0000899243-19-021889 · doc4.xml · derivative · entry 2

Jung Jennifer Fall · CIK 0001784540 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,168

Underlying: Class A Common Stock · 81,168 shares

Expires 2029-08-13

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on August 13, 2020 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
August 13, 2019 Filed Aug 16, 2019 01:45 UTC Funko, Inc. FNKO · Entity 2463 GrantRestricted Stock Units · Derivative 8,928 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021889 · doc4.xml · derivative · entry 1

Jung Jennifer Fall · CIK 0001784540 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,928

Underlying: Class A Common Stock · 8,928 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.