Last 12 months
Inside the activity.
1 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 13 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2022 Filed May 20, 2022 20:27 UTC |
ACON Equity GenPar, L.L.C.Former Director and 10% Owner
ACON Funko Manager, L.L.C.Former Director and 10% Owner
ACON Funko Investors, L.L.C.Former Director and 10% Owner
ACON Funko Investors Holdings 1, L.L.C.Former Director and 10% Owner
ACON Funko Investors Holdings 2.5, L.L.C.Former Director and 10% Owner
ACON Funko Investors Holdings 3.5, L.L.C.Former Director and 10% Owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,800 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001062993-22-013184 · form4.xml · derivative · entry 10 ACON Equity GenPar, L.L.C. · CIK 0001721184 · Former Director and 10% Owner ACON Funko Manager, L.L.C. · CIK 0001721560 · Former Director and 10% Owner ACON Funko Investors, L.L.C. · CIK 0001721192 · Former Director and 10% Owner ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Former Director and 10% Owner ACON Funko Investors Holdings 2.5, L.L.C. · CIK 0001721244 · Former Director and 10% Owner ACON Funko Investors Holdings 3.5, L.L.C. · CIK 0001721243 · Former Director and 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A common stock · 11,800 shares Expires 2022-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents stock options to purchase 11,800 shares of the Issuer's Class A common stock held by Kenneth Brotman and Adam Kriger, who, at the time of vesting, served on the Issuer's board of directors as the Reporting Persons' representative. The stock options vested in full on May 27, 2021. F1 · derivative.exercise_date: Represents stock options to purchase 11,800 shares of the Issuer's Class A common stock held by Kenneth Brotman and Adam Kriger, who, at the time of vesting, served on the Issuer's board of directors as the Reporting Persons' representative. The stock options vested in full on May 27, 2021. F10 · derivative.expiration_date: Pursuant to the award agreement, the stock option will expire on May 27, 2030 unless earlier forfeited. Messrs. Brotman and Kriger resigned from the Issuer's board of directors effective May 19, 2022. As a result, the stock option was subject to forfeiture if not exercised by August 17, 2022. F1 · derivative.underlying_shares: Represents stock options to purchase 11,800 shares of the Issuer's Class A common stock held by Kenneth Brotman and Adam Kriger, who, at the time of vesting, served on the Issuer's board of directors as the Reporting Persons' representative. The stock options vested in full on May 27, 2021. F2 · balance_after: Each of Messrs. Brotman and Kriger has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of the Reporting Persons. Accordingly, each of Messrs. Brotman and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-6(b), respectively, under the Exchange Act. F2 · ownership.nature: Each of Messrs. Brotman and Kriger has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of the Reporting Persons. Accordingly, each of Messrs. Brotman and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-6(b), respectively, under the Exchange Act. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:27 UTC |
ACON Equity GenPar, L.L.C.Former Director and 10% Owner
ACON Funko Manager, L.L.C.Former Director and 10% Owner
ACON Funko Investors, L.L.C.Former Director and 10% Owner
ACON Funko Investors Holdings 1, L.L.C.Former Director and 10% Owner
ACON Funko Investors Holdings 2.5, L.L.C.Former Director and 10% Owner
ACON Funko Investors Holdings 3.5, L.L.C.Former Director and 10% Owner
|
Exercise / conversionClass A Common Stock | 11,800 | $5.80 | $68,440.00 |
DisclosureSEC source: 0001062993-22-013184 · form4.xml · nonDerivative · entry 1 ACON Equity GenPar, L.L.C. · CIK 0001721184 · Former Director and 10% Owner ACON Funko Manager, L.L.C. · CIK 0001721560 · Former Director and 10% Owner ACON Funko Investors, L.L.C. · CIK 0001721192 · Former Director and 10% Owner ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Former Director and 10% Owner ACON Funko Investors Holdings 2.5, L.L.C. · CIK 0001721244 · Former Director and 10% Owner ACON Funko Investors Holdings 3.5, L.L.C. · CIK 0001721243 · Former Director and 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents stock options to purchase 11,800 shares of the Issuer's Class A common stock held by Kenneth Brotman and Adam Kriger, who, at the time of vesting, served on the Issuer's board of directors as the Reporting Persons' representative. The stock options vested in full on May 27, 2021. F2 · balance_after: Each of Messrs. Brotman and Kriger has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of the Reporting Persons. Accordingly, each of Messrs. Brotman and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-6(b), respectively, under the Exchange Act. F2 · ownership.nature: Each of Messrs. Brotman and Kriger has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of the Reporting Persons. Accordingly, each of Messrs. Brotman and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-6(b), respectively, under the Exchange Act. Read SEC document |
| May 18, 2022 Filed May 21, 2022 00:29 UTC |
Brotman Kenneth R.Former Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,900 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001062993-22-013186 · form4.xml · derivative · entry 10 Brotman Kenneth R. · CIK 0001719473 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 5,900 shares Expires 2022-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a stock option to purchase 5,900 shares of the Issuer's Class A common stock held by the Reporting Person, who, at the time of vesting, served on the Issuer's board of directors. The stock option vested in full on May 27, 2021. F1 · derivative.exercise_date: Represents a stock option to purchase 5,900 shares of the Issuer's Class A common stock held by the Reporting Person, who, at the time of vesting, served on the Issuer's board of directors. The stock option vested in full on May 27, 2021. F10 · derivative.expiration_date: Pursuant to the award agreement, the stock option will expire on May 27, 2030 unless earlier forfeited. The Reporting Person resigned from the Issuer's board of directors effective May 19, 2022. As a result, the stock option was subject to forfeiture if not exercised by August 17, 2022. F1 · derivative.underlying_shares: Represents a stock option to purchase 5,900 shares of the Issuer's Class A common stock held by the Reporting Person, who, at the time of vesting, served on the Issuer's board of directors. The stock option vested in full on May 27, 2021. F2 · balance_after: The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C.. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-6(b), respectively, under the Exchange Act. F2 · ownership.direct: The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C.. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-6(b), respectively, under the Exchange Act. Read SEC document |
| May 18, 2022 Filed May 21, 2022 00:29 UTC |
Brotman Kenneth R.Former Director
|
Exercise / conversionClass A Common Stock | 5,900 | $5.80 | $34,220.00 |
DisclosureSEC source: 0001062993-22-013186 · form4.xml · nonDerivative · entry 1 Brotman Kenneth R. · CIK 0001719473 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a stock option to purchase 5,900 shares of the Issuer's Class A common stock held by the Reporting Person, who, at the time of vesting, served on the Issuer's board of directors. The stock option vested in full on May 27, 2021. F2 · balance_after: The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C.. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-6(b), respectively, under the Exchange Act. F2 · ownership.direct: The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C.. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-6(b), respectively, under the Exchange Act. Read SEC document |
| May 18, 2022 Filed May 21, 2022 00:28 UTC |
Kriger Adam M.Former Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,900 | $0.00 Strike: $5.80 | $0.00 |
DisclosureSEC source: 0001062993-22-013185 · form4.xml · derivative · entry 13 Kriger Adam M. · CIK 0001719491 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 5,900 shares Expires 2022-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a stock option to purchase 5,900 shares of the Issuer's Class A common stock held by the Reporting Person, who, at the time of vesting, served on the Issuer's board of directors. The stock option vested in full on May 27, 2021. F1 · derivative.exercise_date: Represents a stock option to purchase 5,900 shares of the Issuer's Class A common stock held by the Reporting Person, who, at the time of vesting, served on the Issuer's board of directors. The stock option vested in full on May 27, 2021. F10 · derivative.expiration_date: Pursuant to the award agreement, the stock option will expire on May 27, 2030 unless earlier forfeited. The Reporting Person resigned from the Issuer's board of directors effective May 19, 2022. As a result, the stock option was subject to forfeiture if not exercised by August 17, 2022. F1 · derivative.underlying_shares: Represents a stock option to purchase 5,900 shares of the Issuer's Class A common stock held by the Reporting Person, who, at the time of vesting, served on the Issuer's board of directors. The stock option vested in full on May 27, 2021. F2 · balance_after: The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-d(d) and Rule 16-6(b), respectively, under the Exchange Act. F2 · ownership.direct: The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-d(d) and Rule 16-6(b), respectively, under the Exchange Act. Read SEC document |
| May 18, 2022 Filed May 21, 2022 00:28 UTC |
Kriger Adam M.Former Director
|
Exercise / conversionClass A Common Stock | 5,900 | $5.80 | $34,220.00 |
DisclosureSEC source: 0001062993-22-013185 · form4.xml · nonDerivative · entry 1 Kriger Adam M. · CIK 0001719491 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a stock option to purchase 5,900 shares of the Issuer's Class A common stock held by the Reporting Person, who, at the time of vesting, served on the Issuer's board of directors. The stock option vested in full on May 27, 2021. F2 · balance_after: The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-d(d) and Rule 16-6(b), respectively, under the Exchange Act. F2 · ownership.direct: The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant and exercise of such securities are exempt from Section 16(b) pursuant to Rule 16b-d(d) and Rule 16-6(b), respectively, under the Exchange Act. Read SEC document |
| May 12, 2022 Filed May 17, 2022 01:59 UTC |
Oddie Andrew DavidCHIEF REVENUE OFFICER
|
GrantRestricted Stock Units · Derivative | 57,971 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018299 · doc4.xml · derivative · entry 2 Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,971 Underlying: Class A Common Stock · 57,971 shares Expires not disclosed F2 · derivative.exercise_price: The option will vest and become exercisable in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: The option will vest and become exercisable in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| May 12, 2022 Filed May 17, 2022 01:59 UTC |
Oddie Andrew DavidCHIEF REVENUE OFFICER
|
GrantRestricted Stock Units · Derivative | 231,884 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018299 · doc4.xml · derivative · entry 1 Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,884 Underlying: Class A Common Stock · 231,884 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on the fifth anniversary of the grant date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on the fifth anniversary of the grant date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on the fifth anniversary of the grant date. Read SEC document |
| May 06, 2022 Filed May 11, 2022 01:00 UTC |
Mariotti Brian RichardDirector · CHIEF CREATIVE OFFICER
|
ConversionCommon Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017523 · doc4.xml · derivative · entry 5 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,675,493 Underlying: Class A Common Stock · 225,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| May 06, 2022 Filed May 11, 2022 01:00 UTC |
Mariotti Brian RichardDirector · CHIEF CREATIVE OFFICER
|
SaleClass A Common Stock | 132,592 | $20.20 | $2,677,907.59 |
DisclosureSEC source: 0000899243-22-017523 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,426 F4 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $20.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 06, 2022 Filed May 11, 2022 01:00 UTC |
Mariotti Brian RichardDirector · CHIEF CREATIVE OFFICER
|
SaleClass A Common Stock | 92,408 | $19.47 | $1,798,888.05 |
DisclosureSEC source: 0000899243-22-017523 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,018 F4 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.70 to $19.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 06, 2022 Filed May 11, 2022 01:00 UTC |
Mariotti Brian RichardDirector · CHIEF CREATIVE OFFICER
|
Disposition to issuerClass B Common Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017523 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,633 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. F2 · price: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. F3 · balance_after: On May 3, 2022, the common units of Funko Acquisition Holdings, L.L.C. were recapitalized through a reverse unit split, which resulted in the cancellation of approximately 0.9 million outstanding shares of the Issuer's Class B common stock in accordance with the Issuer's amended and restated certificate of incorporation (the "Recapitalization"). As a result of the Recapitalization, the common units and shares of Class B common stock beneficially owned by the Reporting Person were reduced by 195,993 and 128,046, respectively. Read SEC document |
| May 06, 2022 Filed May 11, 2022 01:00 UTC |
Mariotti Brian RichardDirector · CHIEF CREATIVE OFFICER
|
ConversionClass A Common Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017523 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. F1 · price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date. Read SEC document |
| May 02, 2022 Filed May 4, 2022 00:10 UTC |
Daw Tracy DCHIEF LEGAL OFFICER
|
SaleClass A Common Stock | 1,808 | $16.24 | $29,361.92 |
DisclosureSEC source: 0000899243-22-016468 · doc4.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,219 F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| May 02, 2022 Filed May 4, 2022 00:04 UTC |
Perlmutter Andrew MarkDirector · CHIEF EXECUTIVE OFFICER
|
SaleClass A Common Stock | 3,978 | $16.24 | $64,602.72 |
DisclosureSEC source: 0000899243-22-016459 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,461 F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:10 UTC |
Daw Tracy DCHIEF LEGAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 4,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016468 · doc4.xml · derivative · entry 3 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,041 Underlying: Class A Common Stock · 4,520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 18,081 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 18,081 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 18,081 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:10 UTC |
Daw Tracy DCHIEF LEGAL OFFICER
|
Exercise / conversionClass A Common Stock | 4,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016468 · doc4.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:07 UTC |
Mariotti Brian RichardDirector · CHIEF CREATIVE OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 18,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016464 · doc4.xml · derivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,162 Underlying: Class A Common Stock · 18,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 72,324 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:07 UTC |
Mariotti Brian RichardDirector · CHIEF CREATIVE OFFICER
|
Exercise / conversionClass A Common Stock | 18,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016464 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:06 UTC |
Fall Jung JenniferCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 7,685 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016462 · doc4.xml · derivative · entry 3 Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,369 Underlying: Class A Common Stock · 7,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:06 UTC |
Fall Jung JenniferCHIEF FINANCIAL OFFICER
|
SaleClass A Common Stock | 2,779 | $16.22 | $45,081.49 |
DisclosureSEC source: 0000899243-22-016462 · doc4.xml · nonDerivative · entry 2 Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,910 F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2022 pursuant to a standing 10b5-1 instruction letter. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:06 UTC |
Fall Jung JenniferCHIEF FINANCIAL OFFICER
|
Exercise / conversionClass A Common Stock | 7,685 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016462 · doc4.xml · nonDerivative · entry 1 Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:04 UTC |
Perlmutter Andrew MarkDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionClass A Common Stock | 9,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016459 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2022 Filed Apr 25, 2022 23:32 UTC |
Daw Tracy DCHIEF LEGAL OFFICER
|
SaleClass A Common Stock | 1,195 | $17.07 | $20,398.65 |
DisclosureSEC source: 0000899243-22-015595 · doc4.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,507 F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 22, 2022 Filed Apr 25, 2022 23:28 UTC |
Perlmutter Andrew MarkDirector · CHIEF EXECUTIVE OFFICER
|
SaleClass A Common Stock | 2,466 | $17.07 | $42,094.62 |
DisclosureSEC source: 0000899243-22-015592 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,494 F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 22, 2022 Filed Apr 25, 2022 23:28 UTC |
Fall Jung JenniferCHIEF FINANCIAL OFFICER
|
SaleClass A Common Stock | 1,850 | $17.04 | $31,519.93 |
DisclosureSEC source: 0000899243-22-015591 · doc4.xml · nonDerivative · entry 2 Fall Jung Jennifer · CIK 0001784540 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,004 F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2022 pursuant to a standing 10b5-1 instruction letter. F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 00:11 UTC |
Mariotti Brian RichardDirector · CHIEF CREATIVE OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 11,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015366 · doc4.xml · derivative · entry 6 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,623 Underlying: Class A Common Stock · 11,207 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F5 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2022 Filed Apr 22, 2022 00:11 UTC |
Mariotti Brian RichardDirector · CHIEF CREATIVE OFFICER
|
Exercise / conversionClass A Common Stock | 11,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015366 · doc4.xml · nonDerivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 20:25 UTC |
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 1, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 2.5, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 3.5, L.L.C.Director · 10% owner
|
ConversionCommon Units of Funko Acquisition Holdings, L.L.C. · Derivative | 6,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010745 · form4.xml · derivative · entry 8 ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner ACON Funko Investors Holdings 2.5, L.L.C. · CIK 0001721244 · Director · 10% owner ACON Funko Investors Holdings 3.5, L.L.C. · CIK 0001721243 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 7,293,290 Underlying: Class A common stock · 6,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F9 · price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F9 · derivative.exercise_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F9 · derivative.expiration_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 20:25 UTC |
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 1, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 2.5, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 3.5, L.L.C.Director · 10% owner
|
Disposition to issuerClass B Common Stock | 6,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010745 · form4.xml · nonDerivative · entry 7 ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner ACON Funko Investors Holdings 2.5, L.L.C. · CIK 0001721244 · Director · 10% owner ACON Funko Investors Holdings 3.5, L.L.C. · CIK 0001721243 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 7,293,290 F6 · security: The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the permitted holders of common units of Funko Acquisition Holdings, L.L.C. F8 · price: Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 20:25 UTC |
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 1, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 2.5, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 3.5, L.L.C.Director · 10% owner
|
SaleClass A Common Stock | 12 | $18.25 | $219.00 |
DisclosureSEC source: 0001062993-22-010745 · form4.xml · nonDerivative · entry 6 ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner ACON Funko Investors Holdings 2.5, L.L.C. · CIK 0001721244 · Director · 10% owner ACON Funko Investors Holdings 3.5, L.L.C. · CIK 0001721243 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Manager, L.L.C. Disclosed balance after: 19,688 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · balance_after: Pursuant to a previously disclosed agreement between Gino Dellomo, a former director of the Issuer, and ACON Funko Manager, L.L.C., Mr. Dellomo transferred 5,900 shares of Class A common stock acquired upon the exercise of a stock option, which he held for the benefit of ACON Funko Manager, L.L.C. The transfer of such securities is exempt from Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 20:25 UTC |
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 1, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 2.5, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 3.5, L.L.C.Director · 10% owner
|
SaleClass A Common Stock | 3,413 | $18.25 | $62,287.25 |
DisclosureSEC source: 0001062993-22-010745 · form4.xml · nonDerivative · entry 5 ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner ACON Funko Investors Holdings 2.5, L.L.C. · CIK 0001721244 · Director · 10% owner ACON Funko Investors Holdings 3.5, L.L.C. · CIK 0001721243 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 3.5, L.L.C. Disclosed balance after: 4,067,021 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 20:25 UTC |
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 1, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 2.5, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 3.5, L.L.C.Director · 10% owner
|
SaleClass A Common Stock | 1,223 | $18.25 | $22,319.75 |
DisclosureSEC source: 0001062993-22-010745 · form4.xml · nonDerivative · entry 4 ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner ACON Funko Investors Holdings 2.5, L.L.C. · CIK 0001721244 · Director · 10% owner ACON Funko Investors Holdings 3.5, L.L.C. · CIK 0001721243 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 2.5, L.L.C. Disclosed balance after: 1,456,735 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 20:25 UTC |
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 1, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 2.5, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 3.5, L.L.C.Director · 10% owner
|
SaleClass A Common Stock | 2,900 | $18.25 | $52,925.00 |
DisclosureSEC source: 0001062993-22-010745 · form4.xml · nonDerivative · entry 3 ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner ACON Funko Investors Holdings 2.5, L.L.C. · CIK 0001721244 · Director · 10% owner ACON Funko Investors Holdings 3.5, L.L.C. · CIK 0001721243 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 1, L.L.C. Disclosed balance after: 3,454,872 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 20:25 UTC |
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 1, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 2.5, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 3.5, L.L.C.Director · 10% owner
|
SaleClass A Common Stock | 6,120 | $18.25 | $111,690.00 |
DisclosureSEC source: 0001062993-22-010745 · form4.xml · nonDerivative · entry 2 ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner ACON Funko Investors Holdings 2.5, L.L.C. · CIK 0001721244 · Director · 10% owner ACON Funko Investors Holdings 3.5, L.L.C. · CIK 0001721243 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 20:25 UTC |
ACON Equity GenPar, L.L.C.Director · 10% owner
ACON Funko Manager, L.L.C.Director · 10% owner
ACON Funko Investors, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 1, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 2.5, L.L.C.Director · 10% owner
ACON Funko Investors Holdings 3.5, L.L.C.Director · 10% owner
|
ConversionClass A Common Stock | 6,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010745 · form4.xml · nonDerivative · entry 1 ACON Equity GenPar, L.L.C. · CIK 0001721184 · Director · 10% owner ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner ACON Funko Investors, L.L.C. · CIK 0001721192 · Director · 10% owner ACON Funko Investors Holdings 1, L.L.C. · CIK 0001721200 · Director · 10% owner ACON Funko Investors Holdings 2.5, L.L.C. · CIK 0001721244 · Director · 10% owner ACON Funko Investors Holdings 3.5, L.L.C. · CIK 0001721243 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 6,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis. F1 · price: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. F3 · ownership.nature: Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:25 UTC |
Brotman Kenneth R.Director
|
ConversionCommon Units of Funko Acquisition Holdings, L.L.C. · Derivative | 6,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010746 · form4.xml · derivative · entry 8 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 7,293,290 Underlying: Class A common stock · 6,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F9 · price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F9 · derivative.exercise_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F9 · derivative.expiration_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:25 UTC |
Brotman Kenneth R.Director
|
Disposition to issuerClass B Common Stock | 6,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010746 · form4.xml · nonDerivative · entry 7 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 7,293,290 F6 · security: The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the permitted holders of common units of Funko Acquisition Holdings, L.L.C. F8 · price: Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:25 UTC |
Brotman Kenneth R.Director
|
SaleClass A Common Stock | 12 | $18.25 | $219.00 |
DisclosureSEC source: 0001062993-22-010746 · form4.xml · nonDerivative · entry 6 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Manager, L.L.C. Disclosed balance after: 19,688 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · balance_after: Pursuant to a previously disclosed agreement between Gino Dellomo, a former director of the Issuer, and ACON Funko Manager, L.L.C., Mr. Dellomo transferred 5,900 shares of Class A common stock acquired upon the exercise of a stock option, which he held for the benefit of ACON Funko Manager, L.L.C. The transfer of such securities is exempt from Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:25 UTC |
Brotman Kenneth R.Director
|
SaleClass A Common Stock | 3,413 | $18.25 | $62,287.25 |
DisclosureSEC source: 0001062993-22-010746 · form4.xml · nonDerivative · entry 5 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 3.5, L.L.C. Disclosed balance after: 4,067,021 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:25 UTC |
Brotman Kenneth R.Director
|
SaleClass A Common Stock | 1,223 | $18.25 | $22,319.75 |
DisclosureSEC source: 0001062993-22-010746 · form4.xml · nonDerivative · entry 4 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 2.5, L.L.C. Disclosed balance after: 1,456,735 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:25 UTC |
Brotman Kenneth R.Director
|
SaleClass A Common Stock | 2,900 | $18.25 | $52,925.00 |
DisclosureSEC source: 0001062993-22-010746 · form4.xml · nonDerivative · entry 3 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 1, L.L.C. Disclosed balance after: 3,454,872 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:25 UTC |
Brotman Kenneth R.Director
|
SaleClass A Common Stock | 6,120 | $18.25 | $111,690.00 |
DisclosureSEC source: 0001062993-22-010746 · form4.xml · nonDerivative · entry 2 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:25 UTC |
Brotman Kenneth R.Director
|
ConversionClass A Common Stock | 6,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010746 · form4.xml · nonDerivative · entry 1 Brotman Kenneth R. · CIK 0001719473 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 6,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis. F1 · price: Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:24 UTC |
Kriger Adam M.Director
|
ConversionCommon Units of Funko Acquisition Holdings, L.L.C. · Derivative | 6,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010744 · form4.xml · derivative · entry 9 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 7,293,290 Underlying: Class A common stock · 6,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F9 · price: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F9 · derivative.exercise_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F9 · derivative.expiration_date: At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:24 UTC |
Kriger Adam M.Director
|
Disposition to issuerClass B Common Stock | 6,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-010744 · form4.xml · nonDerivative · entry 7 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors, L.L.C. Disclosed balance after: 7,293,290 F6 · security: The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the permitted holders of common units of Funko Acquisition Holdings, L.L.C. F8 · price: Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:24 UTC |
Kriger Adam M.Director
|
SaleClass A Common Stock | 12 | $18.25 | $219.00 |
DisclosureSEC source: 0001062993-22-010744 · form4.xml · nonDerivative · entry 6 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Manager, L.L.C. Disclosed balance after: 19,688 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · balance_after: Pursuant to a previously disclosed agreement between Gino Dellomo, a former director of the Issuer, and ACON Funko Manager, L.L.C., Mr. Dellomo transferred 5,900 shares of Class A common stock acquired upon the exercise of a stock option, which he held for the benefit of ACON Funko Manager, L.L.C. The transfer of such securities is exempt from Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:24 UTC |
Kriger Adam M.Director
|
SaleClass A Common Stock | 3,413 | $18.25 | $62,287.25 |
DisclosureSEC source: 0001062993-22-010744 · form4.xml · nonDerivative · entry 5 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 3.5, L.L.C. Disclosed balance after: 4,067,021 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:24 UTC |
Kriger Adam M.Director
|
SaleClass A Common Stock | 1,223 | $18.25 | $22,319.75 |
DisclosureSEC source: 0001062993-22-010744 · form4.xml · nonDerivative · entry 4 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 2.5, L.L.C. Disclosed balance after: 1,456,735 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
| April 21, 2022 Filed Apr 26, 2022 00:24 UTC |
Kriger Adam M.Director
|
SaleClass A Common Stock | 2,900 | $18.25 | $52,925.00 |
DisclosureSEC source: 0001062993-22-010744 · form4.xml · nonDerivative · entry 3 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ACON Funko Investors Holdings 1, L.L.C. Disclosed balance after: 3,454,872 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C. ACON Equity GenPar, L.L.C. is the sole managing member of, and exercises voting and investment power over shares held by, each of ACON Funko Investors Holdings 2.5, L.L.C. and ACON Funko Investors Holdings 3.5, L.L.C. Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Voting and investment decisions at ACON Equity GenPar, L.L.C. are made by an investment committee, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. F3 · ownership.nature: The Reporting Person is employed by an affiliate of ACON Funko Manager, L.L.C. and ACON Equity GenPar, L.L.C., and may be deemed to beneficially own securities owned by them. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.