FNKO

SEC source: 0001140361-23-026323 · form4.xml · nonDerivative · entry 1

Jacobs Jesse · CIK 0001851935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person was granted 95 RSUs as compensation for his service on the Issuer's board of directors and were held by the reporting person for the benefit of TCG. Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to the reporting person on May 19, 2022 as compensation for his service on the Issuer's board of directors and were held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Such RSUs vested on May 19, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by the reporting person for the benefit of TCG.

SEC source: 0001140361-23-026324 · form4.xml · derivative · entry 2

TCG Capital Management, LP · CIK 0001930483 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 95 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to Jesse Jacobs on May 19, 2022 as compensation for his service on the Issuer's board of directors and were held by Mr. Jacobs for the benefit of the reporting person. Such RSUs vested on May 19, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by Mr. Jacobs for the benefit of the reporting person.

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to Jesse Jacobs on May 19, 2022 as compensation for his service on the Issuer's board of directors and were held by Mr. Jacobs for the benefit of the reporting person. Such RSUs vested on May 19, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by Mr. Jacobs for the benefit of the reporting person.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to Jesse Jacobs on May 19, 2022 as compensation for his service on the Issuer's board of directors and were held by Mr. Jacobs for the benefit of the reporting person. Such RSUs vested on May 19, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by Mr. Jacobs for the benefit of the reporting person.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to Jesse Jacobs on May 19, 2022 as compensation for his service on the Issuer's board of directors and were held by Mr. Jacobs for the benefit of the reporting person. Such RSUs vested on May 19, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by Mr. Jacobs for the benefit of the reporting person.

F1 · ownership.nature: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to Jesse Jacobs on May 19, 2022 as compensation for his service on the Issuer's board of directors and were held by Mr. Jacobs for the benefit of the reporting person. Such RSUs vested on May 19, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by Mr. Jacobs for the benefit of the reporting person.

SEC source: 0001140361-23-026324 · form4.xml · nonDerivative · entry 1

TCG Capital Management, LP · CIK 0001930483 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to Jesse Jacobs on May 19, 2022 as compensation for his service on the Issuer's board of directors and were held by Mr. Jacobs for the benefit of the reporting person. Such RSUs vested on May 19, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by Mr. Jacobs for the benefit of the reporting person.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to Jesse Jacobs on May 19, 2022 as compensation for his service on the Issuer's board of directors and were held by Mr. Jacobs for the benefit of the reporting person. Such RSUs vested on May 19, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by Mr. Jacobs for the benefit of the reporting person.

F1 · ownership.nature: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to Jesse Jacobs on May 19, 2022 as compensation for his service on the Issuer's board of directors and were held by Mr. Jacobs for the benefit of the reporting person. Such RSUs vested on May 19, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by Mr. Jacobs for the benefit of the reporting person.

SEC source: 0000950170-23-022461 · ownership.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,730

F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on May 12, 2023 pursuant to a sell to cover instruction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000950170-23-022461 · ownership.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,648

Underlying: Class A Common Stock · 19,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On May 12, 2022, the Reporting Person was granted 57,971 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On May 12, 2022, the Reporting Person was granted 57,971 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000950170-23-022461 · ownership.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

SEC source: 0000950170-23-016831 · ownership.xml · nonDerivative · entry 2

Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,358

F3 · shares: Shares were sold to cover taxes following the vesting of restricted stock units pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.34 to $9.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000950170-23-016830 · ownership.xml · nonDerivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,362

F3 · shares: Shares were sold to cover taxes following the vesting of restricted stock units pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.34 to $9.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000950170-23-016835 · ownership.xml · derivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,081

Underlying: Class A Common Stock · 18,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 72,324 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 72,324 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000950170-23-016835 · ownership.xml · nonDerivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000950170-23-016832 · ownership.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,995

F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2023 pursuant to a sell to cover instruction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.38 to $9.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000950170-23-016831 · ownership.xml · derivative · entry 3

Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,945

Underlying: Class A Common Stock · 9,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000950170-23-016831 · ownership.xml · nonDerivative · entry 1

Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000950170-23-016830 · ownership.xml · derivative · entry 3

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,521

Underlying: Class A Common Stock · 4,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 18,081 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 18,081 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000950170-23-016830 · ownership.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000950170-23-016832 · ownership.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,314

Underlying: Class A Common Stock · 7,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 29,254 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 29,254 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000950170-23-016832 · ownership.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

SEC source: 0000899243-23-011686 · doc4.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,312

F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2023 pursuant to a sell to cover instruction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.05 to $9.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-011686 · doc4.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Class A Common Stock · 4,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 19,633 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 19,633 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-011686 · doc4.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

SEC source: 0000899243-23-011685 · doc4.xml · derivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,415

Underlying: Class A Common Stock · 11,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 44,830 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 44,830 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-011685 · doc4.xml · nonDerivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-011683 · doc4.xml · derivative · entry 2

Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,728

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 24,656 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 24,656 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-011683 · doc4.xml · nonDerivative · entry 1

Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-011682 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,978

Underlying: Class A Common Stock · 2,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 11,955 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 11,955 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-011682 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000950170-23-013498 · ownership.xml · derivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000950170-23-013498 · ownership.xml · nonDerivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-008199 · doc4.xml · nonDerivative · entry 2

Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,304

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-008196 · doc4.xml · nonDerivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,857

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.405, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-008195 · doc4.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,841

F2 · shares: Shares were sold to cover taxes upon the vesting of RSUs on March 8, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.41 to $8.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-008199 · doc4.xml · derivative · entry 3

Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,872

Underlying: Class A Common Stock · 8,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F5 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-008199 · doc4.xml · nonDerivative · entry 1

Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

SEC source: 0000899243-23-008196 · doc4.xml · derivative · entry 3

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,029

Underlying: Class A Common Stock · 4,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F5 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-008196 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

SEC source: 0000899243-23-008197 · doc4.xml · derivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,571

Underlying: Class A Common Stock · 10,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F3 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 43,428 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 43,428 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-008197 · doc4.xml · nonDerivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF CREATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-008195 · doc4.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,099

Underlying: Class A Common Stock · 4,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F5 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-008195 · doc4.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

SEC source: 0000899243-23-007417 · doc4.xml · derivative · entry 4

Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,300

Underlying: Class A Common Stock · 48,300 shares

Expires 2033-03-06

F5 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007417 · doc4.xml · derivative · entry 3

Perlmutter Andrew Mark · CIK 0001719492 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,672

Underlying: Class A Common Stock · 38,672 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F4 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007416 · doc4.xml · derivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,100

Underlying: Class A Common Stock · 78,100 shares

Expires 2033-03-06

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007416 · doc4.xml · derivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Class A Common Stock · 62,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007415 · doc4.xml · derivative · entry 5

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,400

Underlying: Class A Common Stock · 34,400 shares

Expires 2033-03-06

F7 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007415 · doc4.xml · derivative · entry 4

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,525

Underlying: Class A Common Stock · 27,525 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F6 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F6 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007415 · doc4.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,476

F2 · shares: Shares were sold to cover taxes upon the vesting of RSUs on March 4, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.83 to $9.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-007414 · doc4.xml · derivative · entry 2

Nave Steve · CIK 0001706718 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,600

Underlying: Class A Common Stock · 58,600 shares

Expires 2033-03-06

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007414 · doc4.xml · derivative · entry 1

Nave Steve · CIK 0001706718 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,942

Underlying: Class A Common Stock · 66,942 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007413 · doc4.xml · derivative · entry 4

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,400

Underlying: Class A Common Stock · 26,400 shares

Expires 2033-03-06

F5 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007413 · doc4.xml · derivative · entry 3

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,094

Underlying: Class A Common Stock · 21,094 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F4 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.