Nave Steve

SEC source: 0001704711-24-000004 · wk-form4_1709245418.xml · nonDerivative · entry 2

Nave Steve · CIK 0001706718 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,883

F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on February 27, 2024 pursuant to a sell to cover instruction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001704711-24-000004 · wk-form4_1709245418.xml · derivative · entry 3

Nave Steve · CIK 0001706718 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,207

Underlying: CLASS A COMMON STOCK · 16,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 6, 2023, the Reporting Person was granted 66,942 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of February 27, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: On March 6, 2023, the Reporting Person was granted 66,942 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of February 27, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0001704711-24-000004 · wk-form4_1709245418.xml · nonDerivative · entry 1

Nave Steve · CIK 0001706718 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

SEC source: 0000950170-23-043688 · ownership.xml · nonDerivative · entry 1

Nave Steve · CIK 0001706718 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.405 to $5.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0000950170-23-042825 · ownership.xml · derivative · entry 1

Nave Steve · CIK 0001706718 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0000899243-23-007414 · doc4.xml · derivative · entry 2

Nave Steve · CIK 0001706718 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,600

Underlying: Class A Common Stock · 58,600 shares

Expires 2033-03-06

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007414 · doc4.xml · derivative · entry 1

Nave Steve · CIK 0001706718 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,942

Underlying: Class A Common Stock · 66,942 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0001437749-20-014019 · rdgdoc.xml · derivative · entry 1

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,093.078 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

SEC source: 0001437749-20-010799 · rdgdoc.xml · nonDerivative · entry 1

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,786

F1 · shares: Represents the grant of shares of common stock awarded on May 13, 2020, unless the director defers election.

SEC source: 0000902274-19-000116 · wf-form4_157290368528849.xml · derivative · entry 2

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,093.078

Underlying: Common Stock · 27,394.44 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

SEC source: 0000902274-19-000111 · wf-form4_156477612505817.xml · derivative · entry 2

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,698.638

Underlying: Common Stock · 28,010.045 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

SEC source: 0000902274-19-000094 · wf-form4_155933288018099.xml · derivative · entry 1

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,688.593

Underlying: Common Stock · 534.759 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

F2 · shares: Phantom stock units acquired under the Libbey director's deferred compensation plan (the "Plan"), a 16b-3 plan, in lieu of cash compensation earned as a director for board and board committee service. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.

SEC source: 0000902274-19-000087 · wf-form4_155803751912402.xml · nonDerivative · entry 1

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,786

F1 · shares: Represents the grant of shares of common stock awarded on May 15, 2019, unless the director defers election.

SEC source: 0000902274-19-000071 · wf-form4_155682857788418.xml · derivative · entry 2

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,153.834

Underlying: Common Stock · 8,385.631 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

SEC source: 0000902274-19-000004 · wf-form4_154940654612730.xml · derivative · entry 2

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,768.203

Underlying: Common Stock · 3,406.863 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

SEC source: 0000902274-18-000096 · wf-form4_154118423654277.xml · derivative · entry 2

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,361.34

Underlying: Common Stock · 1,937.609 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

SEC source: 0000902274-18-000098 · wf-form4a_154118801816225.xml · derivative · entry 2

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,361.34

Underlying: Common Stock · 1,937.609 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Phantom stock units acquired under the Libbey director's deferred compensation plan (the "Plan"), a 16b-3 plan, in lieu of cash compensation earned as a director for board and board committee service. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.

SEC source: 0000902274-18-000094 · wf-form4_153324050365012.xml · derivative · entry 2

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,423.731

Underlying: Common Stock · 1,267.281 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Phantom stock units acquired under the Libbey director's deferred compensation plan (the "Plan"), a 16b-3 plan, in lieu of cash compensation earned as a director for board and board committee service. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.

SEC source: 0000902274-18-000073 · wf-form4_152667878665171.xml · nonDerivative · entry 1

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,940

F1 · shares: Represents the grant of shares of common stock awarded on May 16, 2018, unless the director defers election.

SEC source: 0000902274-18-000061 · wf-form4_152537842493633.xml · derivative · entry 1

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,156.448

Underlying: Common Stock · 2,235.772 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Phantom stock units acquired under the Libbey director's deferred compensation plan (the "Plan"), a 16b-3 plan, in lieu of cash compensation earned as a director for board and board committee service. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.

F3 · balance_after: Total includes 111.586 phantom stock units acquired on March 13, 2018 under the Plan's dividend-equivalent reinvestment feature.

SEC source: 0000902274-18-000004 · wf-form4_151786602489330.xml · derivative · entry 1

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,809.09

Underlying: Common Stock · 1,958.689 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Phantom stock units acquired under the Libbey director's deferred compensation plan (the "Plan"), a 16b-3 plan, in lieu of cash compensation earned as a director for board and board committee service. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.

F3 · balance_after: Total includes 81.214 phantom stock units acquired on November 22, 2017 under the Plan's dividend-equivalent reinvestment feature.

SEC source: 0000902274-17-000142 · wf-form4_150965624856411.xml · derivative · entry 1

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,769.187

Underlying: Common Stock · 1,912.378 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Phantom stock units acquired under the Libbey director's deferred compensation plan (the "Plan"), a 16b-3 plan, in lieu of cash compensation earned as a director for board and board committee service. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.

F3 · balance_after: Total includes 40.998 phantom stock units acquired on August 22, 2017 under the Plan's dividend-equivalent reinvestment feature.

SEC source: 0000902274-17-000135 · wf-form4_150893636466630.xml · derivative · entry 2

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815.811

Underlying: Common Stock · 1,607.448 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Phantom stock units acquired under the Libbey director's deferred compensation plan (the "Plan"), a 16b-3 plan, in lieu of cash compensation earned as a director for board and board committee service. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.

F3 · balance_after: Total includes 16.157 phantom stock units acquired on June 14, 2017 under the Plan's dividend-equivalent reinvestment feature.

SEC source: 0000902274-17-000135 · wf-form4_150893636466630.xml · derivative · entry 1

Nave Steve · CIK 0001706718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192.206

Underlying: Common Stock · 1,192.206 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The phantom stock units convert to common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Phantom stock units acquired under the Libbey director's deferred compensation plan (the "Plan"), a 16b-3 plan, in lieu of cash compensation earned as a director for board and board committee service. Each phantom stock unit is the economic equivalent of one share of Libbey Inc. common stock. The number of phantom stock units acquired is equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation was earned. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the day the compensation is earned. The units earned are settled in cash at such time as prescribed by the Plan.