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Nasdaq · USD

FLNC

Fluence Energy, Inc.

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Tapewire entity
4531
SEC CIK
0001868941
Parsed reports
188

Last 12 months

Inside the activity.

2 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202603
Jun 202605
Jul 202600
Aug 202600
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2025 Filed Mar 17, 2025 20:07 UTC
Nebreda JulianDirector · President and CEO
PurchaseClass A Common Stock 9,450 $5.26 $49,684.32
Disclosure

SEC source: 0001868941-25-000031 · wk-form4_1742242025.xml · nonDerivative · entry 1

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,905

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $5.255 to $5.2599, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:48 UTC PurchaseClass A Common Stock 10,000 $5.41 $54,090.00
Disclosure

SEC source: 0001868941-25-000029 · wk-form4_1741301308.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,861

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $5.405 to $5.41, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:04 UTC PurchaseClass A Common Stock 7,000 $6.99 $48,897.80
Disclosure

SEC source: 0001868941-25-000027 · wk-form4_1740085473.xml · nonDerivative · entry 1

von Heynitz Harald · CIK 0001884307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,861

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $6.97 to $6.99, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 08:44 UTC
Pasha AhmedSVP & Chief Financial Officer
PurchaseClass A Common Stock 15,500 $6.48 $100,440.00
Disclosure

SEC source: 0001868941-25-000023 · wk-form4_1739886273.xml · nonDerivative · entry 1

Pasha Ahmed · CIK 0002005435 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,703

Read SEC document
February 14, 2025 Filed Feb 18, 2025 21:37 UTC PurchaseClass A Common Stock 1,700 $6.43 $10,931.00
Disclosure

SEC source: 0001868941-25-000025 · wk-form4_1739914648.xml · nonDerivative · entry 1

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,561

Read SEC document
February 13, 2025 Filed Feb 14, 2025 13:40 UTC PurchaseClass A Common Stock 30,000 $6.53 $195,900.00
Disclosure

SEC source: 0001868941-25-000019 · wk-form4_1739540438.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,861

Read SEC document
February 13, 2025 Filed Feb 14, 2025 13:34 UTC PurchaseClass A Common Stock 10,000 $6.56 $65,600.00
Disclosure

SEC source: 0001868941-25-000017 · wk-form4_1739540062.xml · nonDerivative · entry 1

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,861

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $6.50 to $6.61, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 13:38 UTC
Nebreda JulianDirector · President and CEO
PurchaseClass A Common Stock 23,500 $6.35 $149,286.10
Disclosure

SEC source: 0001868941-25-000021 · wk-form4_1739885901.xml · nonDerivative · entry 1

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,455

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $6.345 to $6.370, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 16:05 UTC
Pasha AhmedSVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 10,902 $0.00 $0.00
Disclosure

SEC source: 0001868941-25-000002 · wk-form4_1735938334.xml · derivative · entry 3

Pasha Ahmed · CIK 0002005435 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,803

Underlying: Class A Common Stock · 10,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted 32,705 RSUs on January 1, 2024. The vesting schedule is as follows: 1/3 of the total RSUs vested on January 1, 2025, 1/3 of the total RSUs will vest on January 1, 2026, and 1/3 of the total RSUs will vest on January 1, 2027, subject to continued service through such vesting date. The RSUs have no expiration date.

F3 · derivative.expiration_date: The reporting person was granted 32,705 RSUs on January 1, 2024. The vesting schedule is as follows: 1/3 of the total RSUs vested on January 1, 2025, 1/3 of the total RSUs will vest on January 1, 2026, and 1/3 of the total RSUs will vest on January 1, 2027, subject to continued service through such vesting date. The RSUs have no expiration date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 16:05 UTC
Pasha AhmedSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 4,999 $15.88 $79,384.12
Disclosure

SEC source: 0001868941-25-000002 · wk-form4_1735938334.xml · nonDerivative · entry 2

Pasha Ahmed · CIK 0002005435 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,203

F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 16:05 UTC
Pasha AhmedSVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 10,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-25-000002 · wk-form4_1735938334.xml · nonDerivative · entry 1

Pasha Ahmed · CIK 0002005435 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 21:06 UTC PurchaseClass A Common Stock 10,000 $15.57 $155,680.00
Disclosure

SEC source: 0001868941-24-000095 · wk-form4_1735247205.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,861

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $15.53 to $15.58, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 16:08 UTC
Pasha AhmedSVP & Chief Financial Officer
GrantNon-qualified stock options (right-to-buy) · Derivative 30,872 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001868941-24-000085 · wk-form4_1734728889.xml · derivative · entry 2

Pasha Ahmed · CIK 0002005435 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,872

Underlying: Class A Common Stock · 30,872 shares

Expires 2034-12-18

F3 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 16:08 UTC
Pasha AhmedSVP & Chief Financial Officer
GrantRestricted Stock Unit · Derivative 34,848 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000085 · wk-form4_1734728889.xml · derivative · entry 1

Pasha Ahmed · CIK 0002005435 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,848

Underlying: Class A Common Stock · 34,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:15 UTC
Zahurancik JohnSVP and President, Americas
GrantNon-qualified stock options (right-to-buy) · Derivative 12,614 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001868941-24-000091 · wk-form4_1734729294.xml · derivative · entry 2

Zahurancik John · CIK 0002003064 · SVP and President, Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,614

Underlying: Class A Common Stock · 12,614 shares

Expires 2034-12-18

F3 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:15 UTC
Zahurancik JohnSVP and President, Americas
GrantRestricted Stock Unit · Derivative 14,238 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000091 · wk-form4_1734729294.xml · derivative · entry 1

Zahurancik John · CIK 0002003064 · SVP and President, Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,238

Underlying: Class A Common Stock · 14,238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:16 UTC
Philpot MichelleChief Accounting Officer
GrantNon-qualified stock options (right-to-buy) · Derivative 7,912 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001868941-24-000093 · wk-form4_1734729406.xml · derivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,912

Underlying: Class A Common Stock · 7,912 shares

Expires 2034-12-18

F3 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:16 UTC
Philpot MichelleChief Accounting Officer
GrantRestricted Stock Unit · Derivative 8,931 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000093 · wk-form4_1734729406.xml · derivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,931

Underlying: Class A Common Stock · 8,931 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:12 UTC GrantNon-qualified stock options (right-to-buy) · Derivative 15,480 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001868941-24-000089 · wk-form4_1734729169.xml · derivative · entry 2

Williams Peter Bennett · CIK 0001781553 · SVP & CSCMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,480

Underlying: Class A Common Stock · 15,480 shares

Expires 2034-12-18

F3 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:12 UTC GrantRestricted Stock Unit · Derivative 17,474 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000089 · wk-form4_1734729169.xml · derivative · entry 1

Williams Peter Bennett · CIK 0001781553 · SVP & CSCMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,474

Underlying: Class A Common Stock · 17,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:10 UTC
Boll RebeccaSVP & Chief Product Officer
GrantNon-qualified stock options (right-to-buy) · Derivative 12,614 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001868941-24-000087 · wk-form4_1734729015.xml · derivative · entry 2

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,614

Underlying: Class A Common Stock · 12,614 shares

Expires 2034-12-18

F3 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:10 UTC
Boll RebeccaSVP & Chief Product Officer
GrantRestricted Stock Unit · Derivative 14,238 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000087 · wk-form4_1734729015.xml · derivative · entry 1

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,238

Underlying: Class A Common Stock · 14,238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:05 UTC
Nebreda JulianDirector · President and CEO
GrantNon-qualified stock options (right-to-buy) · Derivative 121,279 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001868941-24-000083 · wk-form4_1734728752.xml · derivative · entry 2

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,279

Underlying: Class A Common Stock · 121,279 shares

Expires 2034-12-18

F3 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:05 UTC
Nebreda JulianDirector · President and CEO
GrantRestricted Stock Unit · Derivative 136,902 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000083 · wk-form4_1734728752.xml · derivative · entry 1

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,902

Underlying: Class A Common Stock · 136,902 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:12 UTC
Zahurancik JohnSVP and President, Americas
Exercise / conversionRestricted Stock Unit · Derivative 3,065 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000078 · wk-form4_1733865134.xml · derivative · entry 3

Zahurancik John · CIK 0002003064 · SVP and President, Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,128

Underlying: Class A Common Stock · 3,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date

F3 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:12 UTC
Zahurancik JohnSVP and President, Americas
Tax withholdingClass A Common Stock 1,383 $16.92 $23,400.36
Disclosure

SEC source: 0001868941-24-000078 · wk-form4_1733865134.xml · nonDerivative · entry 2

Zahurancik John · CIK 0002003064 · SVP and President, Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,687

F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:12 UTC
Zahurancik JohnSVP and President, Americas
Exercise / conversionClass A Common Stock 3,065 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-24-000078 · wk-form4_1733865134.xml · nonDerivative · entry 1

Zahurancik John · CIK 0002003064 · SVP and President, Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:16 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,925 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000081 · wk-form4_1733865353.xml · derivative · entry 3

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,850

Underlying: Class A Common Stock · 4,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date

F3 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:16 UTC
Philpot MichelleChief Accounting Officer
Tax withholdingClass A Common Stock 1,758 $16.92 $29,745.36
Disclosure

SEC source: 0001868941-24-000081 · wk-form4_1733865353.xml · nonDerivative · entry 2

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:16 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionClass A Common Stock 4,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-24-000081 · wk-form4_1733865353.xml · nonDerivative · entry 1

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:09 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,104 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000076 · wk-form4_1733864952.xml · derivative · entry 3

Williams Peter Bennett · CIK 0001781553 · SVP & CSCMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,208

Underlying: Class A Common Stock · 4,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date

F3 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:09 UTC Tax withholdingClass A Common Stock 1,793 $16.92 $30,337.56
Disclosure

SEC source: 0001868941-24-000076 · wk-form4_1733864952.xml · nonDerivative · entry 2

Williams Peter Bennett · CIK 0001781553 · SVP & CSCMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,484

F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:09 UTC Exercise / conversionClass A Common Stock 4,104 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-24-000076 · wk-form4_1733864952.xml · nonDerivative · entry 1

Williams Peter Bennett · CIK 0001781553 · SVP & CSCMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

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December 08, 2024 Filed Dec 10, 2024 21:06 UTC
Boll RebeccaSVP & Chief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,065 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000074 · wk-form4_1733864807.xml · derivative · entry 3

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,128

Underlying: Class A Common Stock · 3,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date.

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December 08, 2024 Filed Dec 10, 2024 21:06 UTC
Boll RebeccaSVP & Chief Product Officer
Tax withholdingClass A Common Stock 1,299 $16.92 $21,979.08
Disclosure

SEC source: 0001868941-24-000074 · wk-form4_1733864807.xml · nonDerivative · entry 2

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,774

F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs.

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December 08, 2024 Filed Dec 10, 2024 21:06 UTC
Boll RebeccaSVP & Chief Product Officer
Exercise / conversionClass A Common Stock 3,065 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-24-000074 · wk-form4_1733864807.xml · nonDerivative · entry 1

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:04 UTC
Nebreda JulianDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 26,144 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000072 · wk-form4_1733864662.xml · derivative · entry 3

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,288

Underlying: Class A Common Stock · 26,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date.

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December 08, 2024 Filed Dec 10, 2024 21:04 UTC
Nebreda JulianDirector · President and CEO
Tax withholdingClass A Common Stock 10,811 $16.92 $182,922.12
Disclosure

SEC source: 0001868941-24-000072 · wk-form4_1733864662.xml · nonDerivative · entry 2

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,955

F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
December 08, 2024 Filed Dec 10, 2024 21:04 UTC
Nebreda JulianDirector · President and CEO
Exercise / conversionClass A Common Stock 26,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-24-000072 · wk-form4_1733864662.xml · nonDerivative · entry 1

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:09 UTC
Nebreda JulianDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 46,219 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000063 · wk-form4_1725480577.xml · derivative · entry 3

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,219

Underlying: Class A Common Stock · 46,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted 138,658 RSUs on September 1, 2022. The vesting schedule is as follows: 1/3 of the total RSUs vested on September 1, 2023, 1/3 of the total RSUs vested on September 1, 2024, and 1/3 of the total RSUs will vest on September 1, 2025, subject to continued service through such vesting date. The RSUs have no expiration date.

F3 · derivative.expiration_date: The reporting person was granted 138,658 RSUs on September 1, 2022. The vesting schedule is as follows: 1/3 of the total RSUs vested on September 1, 2023, 1/3 of the total RSUs vested on September 1, 2024, and 1/3 of the total RSUs will vest on September 1, 2025, subject to continued service through such vesting date. The RSUs have no expiration date.

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September 01, 2024 Filed Sep 4, 2024 20:09 UTC
Nebreda JulianDirector · President and CEO
Tax withholdingClass A Common Stock 19,687 $18.37 $361,650.19
Disclosure

SEC source: 0001868941-24-000063 · wk-form4_1725480577.xml · nonDerivative · entry 2

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,622

F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 20:09 UTC
Nebreda JulianDirector · President and CEO
Exercise / conversionClass A Common Stock 46,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-24-000063 · wk-form4_1725480577.xml · nonDerivative · entry 1

Nebreda Julian · CIK 0001754406 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 21:16 UTC PurchaseClass A Common Stock 10,000 $16.81 $168,140.00
Disclosure

SEC source: 0001868941-24-000061 · wk-form4_1723756592.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,861

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $16.77 to $16.82, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

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July 17, 2024 Filed Jul 19, 2024 20:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,589 $0.00 $0.00
Disclosure

SEC source: 0001868941-24-000053 · wk-form4_1721419595.xml · derivative · entry 3

Williams Peter Bennett · CIK 0001781553 · SVP & CSCMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,176

Underlying: Class A Common Stock · 8,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on July 17, 2024, the second installment vesting on July 17, 2025 and the final installment vesting on July 17, 2026.

F3 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on July 17, 2024, the second installment vesting on July 17, 2025 and the final installment vesting on July 17, 2026.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 20:06 UTC Tax withholdingClass A Common Stock 3,416 $17.01 $58,106.16
Disclosure

SEC source: 0001868941-24-000053 · wk-form4_1721419595.xml · nonDerivative · entry 2

Williams Peter Bennett · CIK 0001781553 · SVP & CSCMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,173

F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 20:06 UTC Exercise / conversionClass A Common Stock 8,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-24-000053 · wk-form4_1721419595.xml · nonDerivative · entry 1

Williams Peter Bennett · CIK 0001781553 · SVP & CSCMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:06 UTC
Zahurancik JohnSVP and President, Americas
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001868941-24-000051 · wk-form4_1718395591.xml · derivative · entry 3

Zahurancik John · CIK 0002003064 · SVP and President, Americas

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 380,674

Underlying: Class A Common Stock · 25,000 shares

Expires 2031-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 455,674 shares, which vested in three equal annual installments on April 2, 2022, April 2, 2023 and April 2, 2024. All shares subject to the option are vested and exercisable.

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June 12, 2024 Filed Jun 14, 2024 20:06 UTC
Zahurancik JohnSVP and President, Americas
SaleClass A Common Stock 25,000 $24.22 $605,500.00
Disclosure

SEC source: 0001868941-24-000051 · wk-form4_1718395591.xml · nonDerivative · entry 2

Zahurancik John · CIK 0002003064 · SVP and President, Americas

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,005

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, as well as applicable broker fees and commissions and withholding taxes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $23.79 to $24.635, inclusive. The reporting person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:06 UTC
Zahurancik JohnSVP and President, Americas
Exercise / conversionClass A Common Stock 25,000 $2.45 $61,250.00
Disclosure

SEC source: 0001868941-24-000051 · wk-form4_1718395591.xml · nonDerivative · entry 1

Zahurancik John · CIK 0002003064 · SVP and President, Americas

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 20:22 UTC
Zahurancik JohnSVP and President, Americas
Exercise / conversionPhantom Unit · Derivative 45,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-24-000037 · wk-form4_1714508528.xml · derivative · entry 3

Zahurancik John · CIK 0002003064 · SVP and President, Americas

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one share of the Issuer's Class A common stock and was settled in cash or shares at the discretion of the Issuer's board of directors.

F1 · price: Each phantom unit was the economic equivalent of one share of the Issuer's Class A common stock and was settled in cash or shares at the discretion of the Issuer's board of directors.

F3 · derivative.exercise_date: The phantom units vested and settled in shares of the Issuer's Class A common stock on April 28, 2024.

F3 · derivative.expiration_date: The phantom units vested and settled in shares of the Issuer's Class A common stock on April 28, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.