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Nasdaq · USD

FLNA

FILANA THERAPEUTICS, INC.

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7294
SEC CIK
0001069530
Parsed reports
146

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202630
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2023 Filed May 2, 2023 20:04 UTC Exercise / conversionCommon Stock 3,571 $16.66 $59,492.86
Disclosure

SEC source: 0001069530-23-000019 · certent-form4.xml · nonDerivative · entry 2

GUSSIN ROBERT Z · CIK 0001245263 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 2, 2023 20:04 UTC Exercise / conversionCommon Stock 2,142 $16.66 $35,685.72
Disclosure

SEC source: 0001069530-23-000019 · certent-form4.xml · nonDerivative · entry 1

GUSSIN ROBERT Z · CIK 0001245263 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,571 $16.66 Strike: $16.66 $59,492.86
Disclosure

SEC source: 0001069530-23-000013 · certent-form4.xml · derivative · entry 6

O DONNELL MICHAEL J · CIK 0001245266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,571 $19.60 Strike: $19.60 $69,991.60
Disclosure

SEC source: 0001069530-23-000013 · certent-form4.xml · derivative · entry 5

O DONNELL MICHAEL J · CIK 0001245266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:12 UTC Tax withholdingCommon Stock 2,778 $25.20 $70,005.60
Disclosure

SEC source: 0001069530-23-000013 · certent-form4.xml · nonDerivative · entry 4

O DONNELL MICHAEL J · CIK 0001245266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,873

F1 · balance_after: Form 4 represents net exercise of stock options only. No shares of common stock were sold to third parties in this transaction.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:12 UTC Tax withholdingCommon Stock 2,361 $25.20 $59,497.20
Disclosure

SEC source: 0001069530-23-000013 · certent-form4.xml · nonDerivative · entry 3

O DONNELL MICHAEL J · CIK 0001245266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,651

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:12 UTC Exercise / conversionCommon Stock 3,571 $19.60 $69,991.60
Disclosure

SEC source: 0001069530-23-000013 · certent-form4.xml · nonDerivative · entry 2

O DONNELL MICHAEL J · CIK 0001245266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:12 UTC Exercise / conversionCommon Stock 3,571 $16.66 $59,492.86
Disclosure

SEC source: 0001069530-23-000013 · certent-form4.xml · nonDerivative · entry 1

O DONNELL MICHAEL J · CIK 0001245266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:07 UTC PurchaseCommon Stock 77,276 $25.76 $1,990,629.76
Disclosure

SEC source: 0001069530-23-000011 · certent-form4.xml · nonDerivative · entry 2

Barry Richard · CIK 0001562371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 275,000

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.51 to $26.20 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:07 UTC PurchaseCommon Stock 11,565 $26.13 $302,193.45
Disclosure

SEC source: 0001069530-23-000011 · certent-form4.xml · nonDerivative · entry 1

Barry Richard · CIK 0001562371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 197,724

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.51 to $26.20 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:54 UTC
Cook Robert ChristopherSVP & General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $36.76 Strike: $36.76 $3,676,000.00
Disclosure

SEC source: 0001069530-22-000054 · certent-form4.xml · derivative · entry 1

Cook Robert Christopher · CIK 0001952028 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-10-28

F1 · derivative.exercise_date: Stock options vest over a four (4) year period at a rate of 1/48th per month.

Read SEC document
October 03, 2022 Filed Oct 3, 2022 22:01 UTC
FRIEDMANN NADAVDirector · Chief Medical Officer
Exercise / conversionCommon Stock · Derivative 9,376 $0.95 Strike: $0.95 $8,907.20
Disclosure

SEC source: 0001069530-22-000049 · certent-form4.xml · derivative · entry 3

FRIEDMANN NADAV · CIK 0001245267 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,624

Underlying: Common Stock · 9,376 shares

Expires 2028-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 3, 2022 22:01 UTC
FRIEDMANN NADAVDirector · Chief Medical Officer
Exercise / conversionCommon Stock 9,376 $0.95 $8,907.20
Disclosure

SEC source: 0001069530-22-000049 · certent-form4.xml · nonDerivative · entry 1

FRIEDMANN NADAV · CIK 0001245267 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction represents exercise of stock options for cash.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:00 UTC Exercise / conversionCommon Stock · Derivative 2,802 $23.59 Strike: $23.59 $66,099.18
Disclosure

SEC source: 0001069530-22-000043 · certent-form4.xml · derivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,802 shares

Expires 2022-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:00 UTC Exercise / conversionCommon Stock 2,802 $23.59 $66,099.18
Disclosure

SEC source: 0001069530-22-000043 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 20:02 UTC
Kupiec James WilliamChief Clinical Dev. Officer
PurchaseCommon Stock 2,500 $24.44 $61,100.00
Disclosure

SEC source: 0001069530-22-000039 · certent-form4.xml · nonDerivative · entry 1

Kupiec James William · CIK 0001839551 · Chief Clinical Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.41 to $24.44 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:20 UTC PurchaseCommon Stock 36,159 $23.79 $860,222.61
Disclosure

SEC source: 0001069530-22-000041 · certent-form4.xml · nonDerivative · entry 1

Barry Richard · CIK 0001562371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 186,159

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $23.52 to $23.92 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:28 UTC
Schoen EricChief Financial Officer
PurchaseCommon Stock 2,500 $19.95 $49,875.00
Disclosure

SEC source: 0001069530-22-000037 · certent-form4.xml · nonDerivative · entry 1

Schoen Eric · CIK 0001532303 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,800

F1 · shares: Represents open market purchase of common stock for cash

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:24 UTC PurchaseCommon Stock 100,000 $20.69 $2,069,000.00
Disclosure

SEC source: 0001069530-22-000035 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,765

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $19.79 to $21.31 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

Read SEC document
June 07, 2022 Filed Feb 7, 2023 22:02 UTC
BARBIER REMIDirector · President and CEO
OtherCommon Stock 57,143 $0.00 $0.00
Disclosure

SEC source: 0001069530-23-000004 · certent-form5.xml · nonDerivative · entry 1

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,574

F1 · shares: Represents restricted stock awards which expired in 2022 as associated performance criteria were not attained. These shares of restricted stock were returned to the 2008 Equity Incentive Plan, which expired December 2017, and thus were retired. No shares of common stock were sold or otherwise monetized in this transaction.

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June 06, 2022 Filed Jun 7, 2022 22:24 UTC
BARBIER REMIDirector · President and CEO
Exercise / conversionCommon Stock · Derivative 65,368 $23.38 Strike: $23.38 $1,528,303.84
Disclosure

SEC source: 0001069530-22-000029 · certent-form4.xml · derivative · entry 4

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,368 shares

Expires 2022-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 22:24 UTC
BARBIER REMIDirector · President and CEO
Tax withholdingCommon Stock 54,720 $27.93 $1,528,329.60
Disclosure

SEC source: 0001069530-22-000029 · certent-form4.xml · nonDerivative · entry 2

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,717

F1 · balance_after: Form 4 represents net exercise of stock options only. No shares of common stock were sold to third parties in this transaction.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 22:24 UTC
BARBIER REMIDirector · President and CEO
Exercise / conversionCommon Stock 65,368 $23.38 $1,528,303.84
Disclosure

SEC source: 0001069530-22-000029 · certent-form4.xml · nonDerivative · entry 1

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2022 Filed May 31, 2022 20:20 UTC
FRIEDMANN NADAVDirector · Chief Medical Officer
Exercise / conversionCommon Stock · Derivative 24,513 $23.38 Strike: $23.38 $573,113.94
Disclosure

SEC source: 0001069530-22-000027 · certent-form4.xml · derivative · entry 7

FRIEDMANN NADAV · CIK 0001245267 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,513 shares

Expires 2022-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2022 Filed May 31, 2022 20:20 UTC
FRIEDMANN NADAVDirector · Chief Medical Officer
Exercise / conversionCommon Stock · Derivative 3,501 $23.38 Strike: $23.38 $81,853.38
Disclosure

SEC source: 0001069530-22-000027 · certent-form4.xml · derivative · entry 6

FRIEDMANN NADAV · CIK 0001245267 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,501 shares

Expires 2022-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2022 Filed May 31, 2022 20:20 UTC
FRIEDMANN NADAVDirector · Chief Medical Officer
Tax withholdingCommon Stock 21,498 $26.66 $573,136.68
Disclosure

SEC source: 0001069530-22-000027 · certent-form4.xml · nonDerivative · entry 4

FRIEDMANN NADAV · CIK 0001245267 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,534

F1 · balance_after: Form 4 represents net exercise of stock options only. No shares of common stock were sold to third parties in this transaction.

Read SEC document
May 27, 2022 Filed May 31, 2022 20:20 UTC
FRIEDMANN NADAVDirector · Chief Medical Officer
Tax withholdingCommon Stock 3,071 $26.66 $81,872.86
Disclosure

SEC source: 0001069530-22-000027 · certent-form4.xml · nonDerivative · entry 3

FRIEDMANN NADAV · CIK 0001245267 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,032

F1 · balance_after: Form 4 represents net exercise of stock options only. No shares of common stock were sold to third parties in this transaction.

Read SEC document
May 27, 2022 Filed May 31, 2022 20:20 UTC
FRIEDMANN NADAVDirector · Chief Medical Officer
Exercise / conversionCommon Stock 24,513 $23.38 $573,113.94
Disclosure

SEC source: 0001069530-22-000027 · certent-form4.xml · nonDerivative · entry 2

FRIEDMANN NADAV · CIK 0001245267 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2022 Filed May 31, 2022 20:20 UTC
FRIEDMANN NADAVDirector · Chief Medical Officer
Exercise / conversionCommon Stock 3,501 $23.38 $81,853.38
Disclosure

SEC source: 0001069530-22-000027 · certent-form4.xml · nonDerivative · entry 1

FRIEDMANN NADAV · CIK 0001245267 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2022 Filed Apr 25, 2022 22:29 UTC
BARBIER REMIDirector · President and CEO
Exercise / conversionCommon Stock · Derivative 4,669 $16.31 Strike: $16.31 $76,151.39
Disclosure

SEC source: 0001069530-22-000019 · certent-form4.xml · derivative · entry 5

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family

Disclosed balance after: 0

Underlying: Common Stock · 4,669 shares

Expires 2022-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2022 Filed Apr 25, 2022 22:29 UTC
BARBIER REMIDirector · President and CEO
Exercise / conversionCommon Stock · Derivative 44,791 $0.10 Strike: $0.95 $4,255.15
Disclosure

SEC source: 0001069530-22-000019 · certent-form4.xml · derivative · entry 4

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family

Disclosed balance after: 5,209

Underlying: Common Stock · 44,791 shares

Expires 2028-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2022 Filed Apr 25, 2022 22:29 UTC
BARBIER REMIDirector · President and CEO
Exercise / conversionCommon Stock 4,669 $16.31 $76,151.39
Disclosure

SEC source: 0001069530-22-000019 · certent-form4.xml · nonDerivative · entry 2

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family

Disclosed balance after: 376,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction represents exercise of stock options for cash.

Read SEC document
April 25, 2022 Filed Apr 25, 2022 22:29 UTC
BARBIER REMIDirector · President and CEO
Exercise / conversionCommon Stock 44,791 $0.95 $42,551.45
Disclosure

SEC source: 0001069530-22-000019 · certent-form4.xml · nonDerivative · entry 1

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family

Disclosed balance after: 371,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction represents exercise of stock options for cash.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 23:20 UTC Exercise / conversionCommon Stock · Derivative 2,801 $23.59 Strike: $23.59 $66,075.59
Disclosure

SEC source: 0001069530-22-000017 · certent-form4.xml · derivative · entry 5

GUSSIN ROBERT Z · CIK 0001245263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,801 shares

Expires 2022-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 23:20 UTC Exercise / conversionCommon Stock · Derivative 4,669 $20.30 Strike: $20.30 $94,780.70
Disclosure

SEC source: 0001069530-22-000017 · certent-form4.xml · derivative · entry 4

GUSSIN ROBERT Z · CIK 0001245263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,669 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 23:20 UTC Tax withholdingCommon Stock 4,024 $39.98 $160,879.52
Disclosure

SEC source: 0001069530-22-000017 · certent-form4.xml · nonDerivative · entry 3

GUSSIN ROBERT Z · CIK 0001245263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,410

F1 · shares: Form 4 represents net exercise of stock options only. No shares of common stock were sold to third parties in this transaction.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 23:20 UTC Exercise / conversionCommon Stock 2,801 $23.59 $66,075.59
Disclosure

SEC source: 0001069530-22-000017 · certent-form4.xml · nonDerivative · entry 2

GUSSIN ROBERT Z · CIK 0001245263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 23:20 UTC Exercise / conversionCommon Stock 4,669 $20.30 $94,780.70
Disclosure

SEC source: 0001069530-22-000017 · certent-form4.xml · nonDerivative · entry 1

GUSSIN ROBERT Z · CIK 0001245263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:57 UTC Exercise / conversionCommon Stock · Derivative 4,670 $20.30 Strike: $20.30 $94,801.00
Disclosure

SEC source: 0001069530-22-000015 · certent-form4.xml · derivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,670 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:57 UTC Exercise / conversionCommon Stock 4,670 $20.30 $94,801.00
Disclosure

SEC source: 0001069530-22-000015 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Jan 3, 2023 21:16 UTC
FRIEDMANN NADAVDirector · Chief Medical Officer
GiftCommon Stock 990 $0.00 $0.00
Disclosure

SEC source: 0001069530-23-000002 · certent-form5.xml · nonDerivative · entry 2

FRIEDMANN NADAV · CIK 0001245267 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,910

F1 · price: Bona Fide Gift

Read SEC document
January 31, 2022 Filed Jan 3, 2023 21:16 UTC
FRIEDMANN NADAVDirector · Chief Medical Officer
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001069530-23-000002 · certent-form5.xml · nonDerivative · entry 1

FRIEDMANN NADAV · CIK 0001245267 · Director · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,900

F1 · price: Bona Fide Gift

Read SEC document
September 15, 2021 Filed Sep 21, 2021 20:01 UTC Exercise / conversionCommon Stock · Derivative 2,801 $27.37 Strike: $27.37 $76,663.37
Disclosure

SEC source: 0001069530-21-000047 · certent-form4.xml · derivative · entry 3

GUSSIN ROBERT Z · CIK 0001245263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,801 shares

Expires 2021-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 21, 2021 20:01 UTC Tax withholdingCommon Stock 1,746 $43.92 $76,684.32
Disclosure

SEC source: 0001069530-21-000047 · certent-form4.xml · nonDerivative · entry 2

GUSSIN ROBERT Z · CIK 0001245263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,964

F1 · balance_after: Form 4 represents net exercise of stock options only. No shares of common stock were sold to third parties in this transaction.

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September 15, 2021 Filed Sep 21, 2021 20:01 UTC Exercise / conversionCommon Stock 2,801 $27.37 $76,663.37
Disclosure

SEC source: 0001069530-21-000047 · certent-form4.xml · nonDerivative · entry 1

GUSSIN ROBERT Z · CIK 0001245263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 05, 2021 Filed Feb 3, 2022 22:13 UTC
Schoen EricChief Financial Officer
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001069530-22-000009 · certent-form5.xml · nonDerivative · entry 1

Schoen Eric · CIK 0001532303 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,300

F1 · price: Bona Fide Gift

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July 20, 2021 Filed Jul 20, 2021 21:21 UTC
BARBIER REMIDirector · President and CEO
Exercise / conversionCommon Stock · Derivative 2,801 $20.23 Strike: $20.23 $56,664.23
Disclosure

SEC source: 0001069530-21-000040 · certent-form4.xml · derivative · entry 3

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family

Disclosed balance after: 0

Underlying: Common Stock · 2,801 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 20, 2021 Filed Jul 20, 2021 21:21 UTC
BARBIER REMIDirector · President and CEO
Exercise / conversionCommon Stock 2,801 $20.23 $56,664.23
Disclosure

SEC source: 0001069530-21-000040 · certent-form4.xml · nonDerivative · entry 1

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family

Disclosed balance after: 326,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction represents exercise of stock options for cash.

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May 27, 2021 Filed May 28, 2021 20:01 UTC
BARBIER REMIDirector · President and CEO
Exercise / conversionCommon Stock · Derivative 56,030 $53.55 Strike: $53.55 $3,000,406.50
Disclosure

SEC source: 0001069530-21-000031 · certent-form4.xml · derivative · entry 3

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,030 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 27, 2021 Filed May 28, 2021 20:01 UTC
BARBIER REMIDirector · President and CEO
Tax withholdingCommon Stock 53,965 $55.60 $3,000,454.00
Disclosure

SEC source: 0001069530-21-000031 · certent-form4.xml · nonDerivative · entry 2

BARBIER REMI · CIK 0001133806 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,920

F1 · balance_after: Form 4 represents net exercise of stock options only. No shares of common stock were sold to third parties in this transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.