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Kupiec James William

Disclosed activity across 1 company

Tapewire entity
85516
SEC CIK
0001839551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FILANA THERAPEUTICS, INC.SAVA · Entity 7294Chief Medical OfficerNovember 29, 2024December 03, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FILANA THERAPEUTICS, INC.

Report date November 29, 2024 · Filed December 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-11-29 transaction · row 1
1 source row

Row 1 · 2024-11-29 · Sale · Disposed 4,000 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2024 Filed Dec 3, 2024 21:18 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 SaleCommon Stock 4,000 $3.87 $15,480.00
Disclosure

SEC source: 0001437749-24-036551 · rdgdoc.xml · nonDerivative · entry 1

Kupiec James William · CIK 0001839551 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

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September 06, 2024 Filed Sep 9, 2024 21:41 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $26.91 $0.00
Disclosure

SEC source: 0001437749-24-028780 · rdgdoc.xml · derivative · entry 1

Kupiec James William · CIK 0001839551 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-09-06

F1 · derivative.exercise_date: The stock option vests over 2 years, with 50% cliff vesting 1-year after grant date and the remaining 50% cliff vesting 2-years after grant date.

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May 20, 2024 Filed May 22, 2024 20:51 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $22.10 $0.00
Disclosure

SEC source: 0001437749-24-018022 · rdgdoc.xml · derivative · entry 1

Kupiec James William · CIK 0001839551 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-05-20

F1 · derivative.exercise_date: The stock option vests over four (4) years at a rate of 1/48th each full month.

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April 18, 2024 Filed Apr 22, 2024 13:19 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock Warrant · Derivative 1,000 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001437749-24-012643 · rdgdoc.xml · derivative · entry 3

Kupiec James William · CIK 0001839551 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2024-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.underlying_shares: Form 4 represents exercise for cash of common stock warrants received on January 3, 2024. Holder received one and one-half shares of common stock for each common stock warrant exercised.

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April 18, 2024 Filed Apr 22, 2024 13:19 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock 1,500 $22.00 $33,000.00
Disclosure

SEC source: 0001437749-24-012643 · rdgdoc.xml · nonDerivative · entry 1

Kupiec James William · CIK 0001839551 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Form 4 represents exercise for cash of common stock warrants received on January 3, 2024. Holder received one and one-half shares of common stock for each common stock warrant exercised.

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January 03, 2024 Filed Apr 22, 2024 13:19 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantCommon Stock Warrant · Derivative 1,000 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001437749-24-012643 · rdgdoc.xml · derivative · entry 2

Kupiec James William · CIK 0001839551 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,500 shares

Expires 2024-05-07

F1 · shares: Represents warrants that were originally issued on January 3, 2024 as a distribution to all holders of common shares. Each warrant entitles the holder to purchase one and one-half common shares at an exercise price of $33.00 per warrant. This distribution was exempt from immediate reporting under Section 16.

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October 03, 2023 Filed Oct 4, 2023 22:29 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $17.54 $0.00
Disclosure

SEC source: 0001437749-23-027698 · rdgdoc.xml · derivative · entry 1

Kupiec James William · CIK 0001839551 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-10-03

F1 · derivative.exercise_date: The stock option vests over three (3) years at a rate of 1/36th each month.

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August 23, 2022 Filed Aug 24, 2022 20:02 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 PurchaseCommon Stock 2,500 $24.44 $61,100.00
Disclosure

SEC source: 0001069530-22-000039 · certent-form4.xml · nonDerivative · entry 1

Kupiec James William · CIK 0001839551 · Chief Clinical Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.41 to $24.44 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.