Tapewire

Nasdaq · USD

FLL

FULL HOUSE RESORTS INC

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Tapewire entity
6970
SEC CIK
0000891482
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2020 Filed Jun 15, 2020 23:04 UTC GrantStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $1.73 $0.00
Disclosure

SEC source: 0001209191-20-036774 · doc4.xml · derivative · entry 2

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2030-06-11

Read SEC document
June 11, 2020 Filed Jun 15, 2020 23:04 UTC GrantCommon Stock 6,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036774 · doc4.xml · nonDerivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,801

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:58 UTC SaleCommon Stock 60,000 $2.01 $120,540.00
Disclosure

SEC source: 0001209191-20-035109 · doc4.xml · nonDerivative · entry 2

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,865

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:58 UTC SaleCommon Stock 17,622 $1.98 $34,838.69
Disclosure

SEC source: 0001209191-20-035109 · doc4.xml · nonDerivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,865

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:36 UTC SaleCommon Stock 2,000 $1.99 $3,978.00
Disclosure

SEC source: 0001209191-20-034582 · doc4.xml · nonDerivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,487

Read SEC document
June 01, 2020 Filed Jun 2, 2020 00:15 UTC SaleCommon Stock 23,780 $2.00 $47,488.66
Disclosure

SEC source: 0001209191-20-033312 · doc4.xml · nonDerivative · entry 2

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,487

Read SEC document
May 29, 2020 Filed Jun 2, 2020 00:15 UTC SaleCommon Stock 6,598 $1.96 $12,932.08
Disclosure

SEC source: 0001209191-20-033312 · doc4.xml · nonDerivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,267

Read SEC document
May 26, 2020 Filed May 27, 2020 01:50 UTC SaleCommon Stock 12,419 $2.02 $25,086.38
Disclosure

SEC source: 0001209191-20-032216 · doc4.xml · nonDerivative · entry 2

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,865

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.07, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) to this Form 4.

Read SEC document
May 22, 2020 Filed May 27, 2020 01:50 UTC SaleCommon Stock 11,300 $1.99 $22,487.00
Disclosure

SEC source: 0001209191-20-032216 · doc4.xml · nonDerivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,284

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.99 to $2.00, inclusive. The reporting person undertakes to provide Full House Resorts, Inc., any security holder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the this footnote (1) to this Form 4.

Read SEC document
May 21, 2020 Filed May 22, 2020 23:07 UTC SaleCommon Stock 82,377 $1.97 $162,282.69
Disclosure

SEC source: 0001209191-20-031874 · doc4.xml · nonDerivative · entry 2

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,584

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.93 to $2.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) to this Form 4.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:07 UTC SaleCommon Stock 37,510 $1.95 $73,144.50
Disclosure

SEC source: 0001209191-20-031874 · doc4.xml · nonDerivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,961

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.95 to $1.96, inclusive. The reporting person undertakes to provide Full House Resorts, Inc., any security holder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the this footnote (1) to this Form 4.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 15:00 UTC
Guidroz ElaineVP, Secretary, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,844 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-19-057385 · doc4.xml · derivative · entry 7

Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,556

Underlying: Common Stock · 3,844 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments beginning on May 5, 2015.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 15:00 UTC
Guidroz ElaineVP, Secretary, General Counsel
SaleCommon Stock 3,844 $3.01 $11,570.44
Disclosure

SEC source: 0001209191-19-057385 · doc4.xml · nonDerivative · entry 4

Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,444

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.04, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to this Form 4.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 15:00 UTC
Guidroz ElaineVP, Secretary, General Counsel
Exercise / conversionCommon Stock 3,844 $1.51 $5,804.44
Disclosure

SEC source: 0001209191-19-057385 · doc4.xml · nonDerivative · entry 3

Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 15:03 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
PurchaseCommon Stock 10,000 $3.00 $30,000.00
Disclosure

SEC source: 0001209191-19-057386 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Read SEC document
November 19, 2019 Filed Nov 21, 2019 13:00 UTC PurchaseCommon Stock 20,000 $3.02 $60,340.00
Disclosure

SEC source: 0001209191-19-057549 · doc4.xml · nonDerivative · entry 1

THOMAS CRAIG W · CIK 0001411318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,651

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.01 to $3.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to the Form 4.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 15:00 UTC
Guidroz ElaineVP, Secretary, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,600 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-19-057385 · doc4.xml · derivative · entry 6

Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,400

Underlying: Common Stock · 2,600 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments beginning on May 5, 2015.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 15:00 UTC
Guidroz ElaineVP, Secretary, General Counsel
SaleCommon Stock 2,600 $3.00 $7,800.00
Disclosure

SEC source: 0001209191-19-057385 · doc4.xml · nonDerivative · entry 2

Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,444

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to this Form 4.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 15:00 UTC
Guidroz ElaineVP, Secretary, General Counsel
Exercise / conversionCommon Stock 2,600 $1.51 $3,926.00
Disclosure

SEC source: 0001209191-19-057385 · doc4.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:03 UTC
LEE DANIEL RDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001209191-19-049348 · doc4.xml · derivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-09-10

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on September 10, 2020.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:05 UTC
Guidroz ElaineVP, Secretary, General Counsel
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001209191-19-049351 · doc4.xml · derivative · entry 1

Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-09-10

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on September 10, 2020.

Read SEC document
May 30, 2019 Filed May 31, 2019 19:49 UTC PurchaseCommon Stock 10,000 $2.23 $22,300.00
Disclosure

SEC source: 0001209191-19-033608 · doc4.xml · nonDerivative · entry 2

THOMAS CRAIG W · CIK 0001411318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,651

Read SEC document
May 30, 2019 Filed May 31, 2019 19:49 UTC PurchaseCommon Stock 10,000 $2.21 $22,100.00
Disclosure

SEC source: 0001209191-19-033608 · doc4.xml · nonDerivative · entry 1

THOMAS CRAIG W · CIK 0001411318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,651

Read SEC document
May 17, 2019 Filed May 21, 2019 21:10 UTC GrantStock Option (Right to Buy) · Derivative 8,650 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001209191-19-031794 · doc4.xml · derivative · entry 2

Caracciolo Kathleen M · CIK 0001394884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,650

Underlying: Common Stock · 8,650 shares

Expires 2029-05-17

Read SEC document
May 17, 2019 Filed May 21, 2019 21:08 UTC GrantStock Option (Right to Buy) · Derivative 8,650 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001209191-19-031791 · doc4.xml · derivative · entry 2

THOMAS CRAIG W · CIK 0001411318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,650

Underlying: Common Stock · 8,650 shares

Expires 2029-05-17

Read SEC document
May 17, 2019 Filed May 21, 2019 21:08 UTC GrantCommon Stock 5,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031791 · doc4.xml · nonDerivative · entry 1

THOMAS CRAIG W · CIK 0001411318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,651

Read SEC document
May 17, 2019 Filed May 21, 2019 21:06 UTC GrantStock Option (Right to Buy) · Derivative 8,650 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001209191-19-031786 · doc4.xml · derivative · entry 2

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,650

Underlying: Common Stock · 8,650 shares

Expires 2029-05-17

Read SEC document
May 17, 2019 Filed May 21, 2019 21:06 UTC GrantCommon Stock 5,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031786 · doc4.xml · nonDerivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,471

Read SEC document
May 17, 2019 Filed May 21, 2019 21:04 UTC
LANDAU ELLISDirector
GrantStock Option (Right to Buy) · Derivative 8,650 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001209191-19-031783 · doc4.xml · derivative · entry 2

LANDAU ELLIS · CIK 0001186746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,650

Underlying: Common Stock · 8,650 shares

Expires 2029-05-17

Read SEC document
May 17, 2019 Filed May 21, 2019 21:04 UTC
LANDAU ELLISDirector
GrantCommon Stock 5,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031783 · doc4.xml · nonDerivative · entry 1

LANDAU ELLIS · CIK 0001186746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,096

Read SEC document
May 17, 2019 Filed May 21, 2019 21:02 UTC
Fanger Lewis A.Sr. VP, CFO and Treasurer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001209191-19-031780 · doc4.xml · derivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-05-17

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 17, 2020.

Read SEC document
May 17, 2019 Filed May 21, 2019 21:01 UTC GrantStock Option (Right to Buy) · Derivative 8,650 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001209191-19-031778 · doc4.xml · derivative · entry 2

Braunlich Carl G · CIK 0001330803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,650

Underlying: Common Stock · 8,650 shares

Expires 2029-05-17

Read SEC document
May 17, 2019 Filed May 21, 2019 20:59 UTC GrantStock Option (Right to Buy) · Derivative 8,650 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001209191-19-031776 · doc4.xml · derivative · entry 2

adams kenneth robert · CIK 0001392226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,650

Underlying: Common Stock · 8,650 shares

Expires 2029-05-17

Read SEC document
May 17, 2019 Filed May 21, 2019 20:59 UTC GrantCommon Stock 5,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-031776 · doc4.xml · nonDerivative · entry 1

adams kenneth robert · CIK 0001392226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,435

Read SEC document
March 14, 2019 Filed Mar 15, 2019 12:15 UTC
Fanger Lewis A.Sr. VP, CFO and Treasurer
PurchaseCommon Stock 5,000 $2.16 $10,800.00
Disclosure

SEC source: 0001209191-19-019585 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Read SEC document
March 12, 2019 Filed Mar 12, 2019 17:02 UTC
Fanger Lewis A.Sr. VP, CFO and Treasurer
PurchaseCommon Stock 5,000 $2.15 $10,750.00
Disclosure

SEC source: 0001209191-19-018688 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Read SEC document
March 05, 2019 Filed Mar 6, 2019 14:22 UTC
Fanger Lewis A.Sr. VP, CFO and Treasurer
PurchaseCommon Stock 6,000 $2.15 $12,900.00
Disclosure

SEC source: 0001209191-19-017239 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Read SEC document
December 13, 2018 Filed Dec 14, 2018 14:39 UTC
Fanger Lewis A.Sr. VP, CFO and Treasurer
PurchaseCommon Stock 10,000 $2.23 $22,300.00
Disclosure

SEC source: 0001209191-18-062574 · doc4.xml · nonDerivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Read SEC document
December 13, 2018 Filed Dec 14, 2018 14:39 UTC
Fanger Lewis A.Sr. VP, CFO and Treasurer
PurchaseCommon Stock 5,000 $2.19 $10,950.00
Disclosure

SEC source: 0001209191-18-062574 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Read SEC document
December 12, 2018 Filed Dec 13, 2018 19:17 UTC
LEE DANIEL RDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $2.15 $10,750.00
Disclosure

SEC source: 0001209191-18-062412 · doc4.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 144,735

Read SEC document
December 12, 2018 Filed Dec 13, 2018 19:17 UTC
LEE DANIEL RDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $2.13 $10,650.00
Disclosure

SEC source: 0001209191-18-062412 · doc4.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By subtrust

Disclosed balance after: 132,945

Read SEC document
December 12, 2018 Filed Dec 13, 2018 19:17 UTC
LEE DANIEL RDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $2.16 $10,800.00
Disclosure

SEC source: 0001209191-18-062412 · doc4.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,840

Read SEC document
September 17, 2018 Filed Sep 18, 2018 21:14 UTC
Guidroz ElaineVP, Secretary, General Counsel
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0001209191-18-051503 · doc4.xml · derivative · entry 1

Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-09-17

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on September 17, 2019.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 21:17 UTC OtherCommon Stock 238,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049896 · doc4.xml · nonDerivative · entry 1

THOMAS CRAIG W · CIK 0001411318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,270

F1 · kind: The reported transaction represents a transfer of shares to the reporting person's former spouse as part of a comprehensive division of marital assets.

F1 · price: The reported transaction represents a transfer of shares to the reporting person's former spouse as part of a comprehensive division of marital assets.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 15:48 UTC
Fanger Lewis A.Sr. VP, CFO and Treasurer
PurchaseCommon Stock 4,000 $2.92 $11,680.00
Disclosure

SEC source: 0001209191-18-048109 · doc4.xml · nonDerivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Read SEC document
August 21, 2018 Filed Aug 23, 2018 15:48 UTC
Fanger Lewis A.Sr. VP, CFO and Treasurer
PurchaseCommon Stock 4,423 $2.95 $13,047.85
Disclosure

SEC source: 0001209191-18-048109 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
May 23, 2018 Filed May 25, 2018 18:52 UTC GrantStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001209191-18-033463 · doc4.xml · derivative · entry 2

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2028-05-23

Read SEC document
May 23, 2018 Filed May 25, 2018 18:52 UTC GrantCommon Stock 3,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033463 · doc4.xml · nonDerivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,090

Read SEC document
May 23, 2018 Filed May 25, 2018 18:49 UTC GrantStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001209191-18-033462 · doc4.xml · derivative · entry 2

THOMAS CRAIG W · CIK 0001411318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2028-05-23

Read SEC document
May 23, 2018 Filed May 25, 2018 18:49 UTC GrantCommon Stock 3,582 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033462 · doc4.xml · nonDerivative · entry 1

THOMAS CRAIG W · CIK 0001411318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,454

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.