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Nasdaq · USD

FLL

FULL HOUSE RESORTS INC

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Tapewire entity
6970
SEC CIK
0000891482
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2023 Filed May 22, 2023 21:13 UTC GrantCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031539 · doc4.xml · nonDerivative · entry 1

Hartmeier Michael A. · CIK 0001826526 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,469

F1 · shares: Restricted shares vest on May 18, 2024.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:11 UTC
Green Eric JDirector
GrantCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031534 · doc4.xml · nonDerivative · entry 1

Green Eric J · CIK 0001817189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,372

F1 · shares: Restricted shares vest on May 18, 2024.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:12 UTC GrantCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031538 · doc4.xml · nonDerivative · entry 1

Handler Lynn M · CIK 0001928963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,542

F1 · shares: Restricted shares vest on May 18, 2024.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:09 UTC GrantCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031531 · doc4.xml · nonDerivative · entry 1

Braunlich Carl G · CIK 0001330803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,853

F1 · shares: Restricted shares vest on May 18, 2024.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:08 UTC GrantCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031526 · doc4.xml · nonDerivative · entry 1

adams kenneth robert · CIK 0001392226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,165

F1 · shares: Restricted shares vest on May 18, 2024.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:12 UTC
Green Eric JDirector
PurchaseCommon Stock 7,000 $6.86 $48,002.50
Disclosure

SEC source: 0001209191-23-029526 · doc4.xml · nonDerivative · entry 1

Green Eric J · CIK 0001817189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,237

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.805 to $6.91, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
April 12, 2023 Filed Apr 13, 2023 20:37 UTC
Ferrucci JohnChief Operating Officer
GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024216 · doc4.xml · nonDerivative · entry 1

Ferrucci John · CIK 0001912682 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,911

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
April 12, 2023 Filed Apr 13, 2023 20:35 UTC
LEE DANIEL RDirector · President & CEO
GrantCommon Stock 23,325 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024214 · doc4.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,099,950

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
April 12, 2023 Filed Apr 13, 2023 20:35 UTC
LEE DANIEL RDirector · President & CEO
GrantCommon Stock 8,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024214 · doc4.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,625

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:04 UTC SaleCommon Stock 3,000 $7.54 $22,620.00
Disclosure

SEC source: 0001209191-23-019846 · doc4.xml · nonDerivative · entry 1

Braunlich Carl G · CIK 0001330803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,718

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.37 to $7.69, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:09 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 854 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-23-015907 · doc4.xml · derivative · entry 4

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,288

Underlying: Common Stock · 854 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:09 UTC
Guidroz ElaineSVP Secretary, General Counsel
SaleCommon Stock 700 $9.61 $6,727.00
Disclosure

SEC source: 0001209191-23-015907 · doc4.xml · nonDerivative · entry 2

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,906

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:09 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionCommon Stock 854 $1.51 $1,289.54
Disclosure

SEC source: 0001209191-23-015907 · doc4.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 23:00 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 700 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-23-008507 · doc4.xml · derivative · entry 4

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,142

Underlying: Common Stock · 700 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 23:00 UTC
Guidroz ElaineSVP Secretary, General Counsel
SaleCommon Stock 700 $9.75 $6,825.00
Disclosure

SEC source: 0001209191-23-008507 · doc4.xml · nonDerivative · entry 2

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,752

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 23:00 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionCommon Stock 700 $1.51 $1,057.00
Disclosure

SEC source: 0001209191-23-008507 · doc4.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 23:05 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 700 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-23-007880 · doc4.xml · derivative · entry 4

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,842

Underlying: Common Stock · 700 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 23:05 UTC
Guidroz ElaineSVP Secretary, General Counsel
SaleCommon Stock 700 $9.25 $6,475.00
Disclosure

SEC source: 0001209191-23-007880 · doc4.xml · nonDerivative · entry 2

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,752

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 23:05 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionCommon Stock 700 $1.51 $1,057.00
Disclosure

SEC source: 0001209191-23-007880 · doc4.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

Read SEC document
February 01, 2023 Filed Feb 1, 2023 23:19 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 854 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-23-005990 · doc4.xml · derivative · entry 7

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,542

Underlying: Common Stock · 854 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.

Read SEC document
February 01, 2023 Filed Feb 1, 2023 23:19 UTC
Guidroz ElaineSVP Secretary, General Counsel
SaleCommon Stock 700 $8.75 $6,125.00
Disclosure

SEC source: 0001209191-23-005990 · doc4.xml · nonDerivative · entry 4

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,752

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

Read SEC document
February 01, 2023 Filed Feb 1, 2023 23:19 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionCommon Stock 854 $1.51 $1,289.54
Disclosure

SEC source: 0001209191-23-005990 · doc4.xml · nonDerivative · entry 3

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 23:19 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 854 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001209191-23-005990 · doc4.xml · derivative · entry 6

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,396

Underlying: Common Stock · 854 shares

Expires 2025-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

F2 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 23:19 UTC
Guidroz ElaineSVP Secretary, General Counsel
SaleCommon Stock 700 $9.06 $6,342.00
Disclosure

SEC source: 0001209191-23-005990 · doc4.xml · nonDerivative · entry 2

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,598

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 23:19 UTC
Guidroz ElaineSVP Secretary, General Counsel
Exercise / conversionCommon Stock 854 $1.51 $1,289.54
Disclosure

SEC source: 0001209191-23-005990 · doc4.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:49 UTC
LEE DANIEL RDirector · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 62,578 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0001209191-23-002095 · doc4.xml · derivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,578

Underlying: Common Stock · 62,578 shares

Expires 2033-01-03

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 3, 2024.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 00:02 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
PurchaseCommon Stock 5,000 $7.05 $35,250.00
Disclosure

SEC source: 0001209191-22-062232 · doc4.xml · nonDerivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,000

Read SEC document
December 19, 2022 Filed Dec 21, 2022 00:02 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
PurchaseCommon Stock 5,000 $6.95 $34,750.00
Disclosure

SEC source: 0001209191-22-062232 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,000

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:37 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,570 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001209191-22-061514 · doc4.xml · derivative · entry 3

adams kenneth robert · CIK 0001392226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,570 shares

Expires 2027-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:37 UTC SaleCommon Stock 8,570 $7.91 $67,788.70
Disclosure

SEC source: 0001209191-22-061514 · doc4.xml · nonDerivative · entry 2

adams kenneth robert · CIK 0001392226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,030

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.85 to $8.06, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:37 UTC Exercise / conversionCommon Stock 8,570 $2.32 $19,882.40
Disclosure

SEC source: 0001209191-22-061514 · doc4.xml · nonDerivative · entry 1

adams kenneth robert · CIK 0001392226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2022 Filed May 26, 2022 13:21 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
PurchaseCommon Stock 16,083 $6.06 $97,530.53
Disclosure

SEC source: 0001209191-22-032040 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.96 to $6.19, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 20, 2022 Filed May 24, 2022 13:20 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
PurchaseCommon Stock 12,000 $6.45 $77,370.00
Disclosure

SEC source: 0001209191-22-031537 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,917

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.37 to $6.50, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:40 UTC
Guidroz ElaineSVP Secretary, General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 23,563 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001209191-22-031488 · doc4.xml · derivative · entry 3

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,563

Underlying: Common Stock · 23,563 shares

Expires 2032-05-19

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:40 UTC
Guidroz ElaineSVP Secretary, General Counsel
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031488 · doc4.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,444

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

F2 · balance_after: Not included in this report is the grant of 14,815 shares of restricted stock approved on May 19, 2022 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 19, 2023, 2024 and 2025, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:44 UTC
Ferrucci JohnChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001209191-22-031490 · doc4.xml · derivative · entry 1

Ferrucci John · CIK 0001912682 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-05-19

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:36 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 62,588 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001209191-22-031486 · doc4.xml · derivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,588

Underlying: Common Stock · 62,588 shares

Expires 2032-05-19

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:36 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
GrantCommon Stock 2,917 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031486 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,917

F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

F2 · balance_after: Not included in this report is the grant of 39,352 shares of restricted stock approved on May 19, 2022 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 19, 2023, 2024 and 2025, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:32 UTC GrantCommon Stock 7,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031484 · doc4.xml · nonDerivative · entry 1

Shaunnessy Michael P · CIK 0001562808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,616

F1 · shares: Restricted shares vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:30 UTC GrantCommon Stock 7,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031482 · doc4.xml · nonDerivative · entry 1

Caracciolo Kathleen M · CIK 0001394884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,963

F1 · shares: Restricted shares vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:27 UTC GrantCommon Stock 7,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031479 · doc4.xml · nonDerivative · entry 1

Hartmeier Michael A. · CIK 0001826526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,334

F1 · shares: Restricted shares vest on May 19, 2023.

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May 19, 2022 Filed May 23, 2022 23:18 UTC GrantCommon Stock 7,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031477 · doc4.xml · nonDerivative · entry 1

Handler Lynn M · CIK 0001928963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,407

F1 · shares: Restricted shares vest on May 19, 2023.

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May 19, 2022 Filed May 23, 2022 23:15 UTC
Green Eric JDirector
GrantCommon Stock 7,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031475 · doc4.xml · nonDerivative · entry 1

Green Eric J · CIK 0001817189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,237

F1 · shares: Restricted shares vest on May 19, 2023.

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May 19, 2022 Filed May 23, 2022 23:12 UTC GrantCommon Stock 7,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031473 · doc4.xml · nonDerivative · entry 1

Braunlich Carl G · CIK 0001330803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,718

F1 · shares: Restricted shares vest on May 19, 2023.

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May 19, 2022 Filed May 23, 2022 23:07 UTC GrantCommon Stock 7,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031471 · doc4.xml · nonDerivative · entry 1

adams kenneth robert · CIK 0001392226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,030

F1 · shares: Restricted shares vest on May 19, 2023.

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May 13, 2022 Filed May 16, 2022 13:22 UTC PurchaseCommon Stock 6,500 $6.47 $42,055.00
Disclosure

SEC source: 0001209191-22-029025 · doc4.xml · nonDerivative · entry 1

Hartmeier Michael A. · CIK 0001826526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,927

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May 12, 2022 Filed May 13, 2022 13:23 UTC PurchaseCommon Stock 18,500 $5.70 $105,492.55
Disclosure

SEC source: 0001209191-22-028757 · doc4.xml · nonDerivative · entry 1

Hartmeier Michael A. · CIK 0001826526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,427

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $6.06, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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May 12, 2022 Filed May 13, 2022 13:20 UTC
Green Eric JDirector
PurchaseCommon Stock 12,000 $5.79 $69,469.20
Disclosure

SEC source: 0001209191-22-028756 · doc4.xml · nonDerivative · entry 1

Green Eric J · CIK 0001817189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,830

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.6999 to $5.9895, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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May 12, 2022 Filed May 13, 2022 13:18 UTC
LEE DANIEL RDirector · President & CEO
PurchaseCommon Stock 1,000 $5.55 $5,550.00
Disclosure

SEC source: 0001209191-22-028755 · doc4.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 145,735

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May 12, 2022 Filed May 13, 2022 13:18 UTC
LEE DANIEL RDirector · President & CEO
PurchaseCommon Stock 26,000 $5.55 $144,300.00
Disclosure

SEC source: 0001209191-22-028755 · doc4.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068,165

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.