Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 375 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · derivative · entry 11 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,625 Underlying: Common Stock · 375 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · derivative · entry 10 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 5,000 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · derivative · entry 9 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 5,000 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 288 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · derivative · entry 8 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 288 shares Expires 2025-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
SaleCommon Stock | 375 | $5.30 | $1,987.50 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · nonDerivative · entry 7 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,757 Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionCommon Stock | 375 | $1.51 | $566.25 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · nonDerivative · entry 6 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
SaleCommon Stock | 5,000 | $5.25 | $26,250.00 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · nonDerivative · entry 5 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,757 Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionCommon Stock | 5,000 | $1.51 | $7,550.00 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · nonDerivative · entry 4 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
SaleCommon Stock | 5,000 | $5.20 | $26,000.00 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · nonDerivative · entry 3 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,757 Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionCommon Stock | 5,000 | $1.51 | $7,550.00 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
Exercise / conversionCommon Stock | 288 | $1.51 | $434.88 |
DisclosureSEC source: 0001415889-24-013582 · form4-05172024_050501.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:39 UTC |
Hartmeier Michael A.Director
|
GrantCommon Stock | 14,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012904 · form4-05102024_090541.xml · nonDerivative · entry 1 Hartmeier Michael A. · CIK 0001826526 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,620 F1 · shares: Restricted shares vest on May 9, 2025. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:39 UTC |
Green Eric JDirector
|
GrantCommon Stock | 14,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012903 · form4-05102024_090555.xml · nonDerivative · entry 1 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,023 F1 · shares: Restricted shares vest on May 9, 2025. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:37 UTC |
Braunlich Carl GDirector
|
GrantCommon Stock | 14,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012902 · form4-05102024_090539.xml · nonDerivative · entry 1 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,004 F1 · shares: Restricted shares vest on May 9, 2025. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:36 UTC |
Handler Lynn MDirector
|
GrantCommon Stock | 14,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012901 · form4-05102024_090542.xml · nonDerivative · entry 1 Handler Lynn M · CIK 0001928963 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,693 F1 · shares: Restricted shares vest on May 9, 2025. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:36 UTC |
Caracciolo Kathleen MDirector
|
GrantCommon Stock | 14,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012900 · form4-05102024_090554.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,997 F1 · shares: Restricted shares vest on May 9, 2025. Read SEC document |
| May 09, 2024 Filed May 10, 2024 21:35 UTC |
Shaunnessy Michael PDirector
|
GrantCommon Stock | 14,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012899 · form4-05102024_090507.xml · nonDerivative · entry 1 Shaunnessy Michael P · CIK 0001562808 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,902 F1 · shares: Restricted shares vest on May 9, 2025. Read SEC document |
| May 08, 2024 Filed May 10, 2024 21:33 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
GrantCommon Stock | 20,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012898 · form4-05102024_090527.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,469 F1 · shares: This grant of 20,625 shares of restricted stock was approved on May 8, 2024 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 8, 2025, 2026 and 2027 F2 · balance_after: Not included in this report is the grant of 20,625 shares of restricted stock approved on May 8, 2024 by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts, subject to the achievement of certain performance-based criteria in 2024, 2025 and 2026, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| May 08, 2024 Filed May 10, 2024 21:32 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
GrantCommon Stock | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012897 · form4-05102024_090536.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,658 F1 · shares: This grant of 53,125 shares of restricted stock was approved on May 8, 2024 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 8, 2025, 2026 and 2027 F2 · balance_after: Not included in this report is the grant of 53,125 shares of restricted stock approved on May 8, 2024 by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts, subject to the achievement of certain performance-based criteria in 2024, 2025 and 2026, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| May 08, 2024 Filed May 10, 2024 21:31 UTC |
Ferrucci JohnCHIEF OPERATING OFFICER
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012896 · form4-05102024_090535.xml · nonDerivative · entry 1 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,823 F1 · shares: This grant of 20,000 shares of restricted stock was approved on May 8, 2024 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives (the "Plan"). The restricted stock will vest in three equal annual amounts on May 8, 2025, 2026 and 2027 F2 · balance_after: Not included in this report is the grant of 20,000 shares of restricted stock approved on May 8, 2024 by the Compensation Committee of the board of directors of the Company under the Plan. The restricted stock will vest in three equal annual amounts, subject to the achievement of certain performance-based criteria in 2024, 2025 and 2026, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:09 UTC |
Ferrucci JohnCHIEF OPERATING OFFICER
|
GrantCommon Stock | 1,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010148 · form4-04032024_100430.xml · nonDerivative · entry 1 Ferrucci John · CIK 0001912682 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,823 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:06 UTC |
LEE DANIEL RDirector · PRESIDENT & CEO
|
GrantCommon Stock | 23,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010146 · form4-04032024_100417.xml · nonDerivative · entry 3 LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,151,249 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:06 UTC |
LEE DANIEL RDirector · PRESIDENT & CEO
|
GrantCommon Stock | 8,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010146 · form4-04032024_100417.xml · nonDerivative · entry 2 LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,127,924 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:06 UTC |
LEE DANIEL RDirector · PRESIDENT & CEO
|
GrantCommon Stock | 13,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010146 · form4-04032024_100417.xml · nonDerivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,119,463 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 23:59 UTC |
LEE DANIEL RDirector · President & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 87,822 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001209191-24-000543 · doc4.xml · derivative · entry 5 LEE DANIEL R · CIK 0001209589 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,822 Underlying: Common Stock · 87,822 shares Expires 2034-01-02 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2025. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 00:27 UTC |
Caracciolo Kathleen MDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,800 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001209191-23-058562 · doc4.xml · derivative · entry 3 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,788 Underlying: Common Stock · 2,800 shares Expires 2026-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 00:27 UTC |
Caracciolo Kathleen MDirector
|
SaleCommon Stock | 2,800 | $5.05 | $14,140.00 |
DisclosureSEC source: 0001209191-23-058562 · doc4.xml · nonDerivative · entry 2 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,846 Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 00:27 UTC |
Caracciolo Kathleen MDirector
|
Exercise / conversionCommon Stock | 2,800 | $1.70 | $4,760.00 |
DisclosureSEC source: 0001209191-23-058562 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 15:44 UTC |
Green Eric JDirector
|
PurchaseCommon Stock | 10,000 | $5.10 | $51,000.00 |
DisclosureSEC source: 0001209191-23-055958 · doc4.xml · nonDerivative · entry 1 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,872 Read SEC document |
| November 14, 2023 Filed Nov 15, 2023 23:18 UTC |
LEE DANIEL RDirector · President & CEO
|
PurchaseCommon Stock | 6,000 | $5.01 | $30,036.00 |
DisclosureSEC source: 0001209191-23-055421 · doc4.xml · nonDerivative · entry 1 LEE DANIEL R · CIK 0001209589 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,105,950 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.95 to $5.12, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 23:30 UTC |
Caracciolo Kathleen MDirector
|
SaleCommon Stock | 5,252 | $4.80 | $25,209.60 |
DisclosureSEC source: 0001209191-23-049659 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,846 Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 13:12 UTC |
Green Eric JDirector
|
PurchaseCommon Stock | 8,000 | $4.58 | $36,603.20 |
DisclosureSEC source: 0001209191-23-048860 · doc4.xml · nonDerivative · entry 1 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,872 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.56 to $4.58, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 16:14 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
PurchaseCommon Stock | 10,000 | $4.59 | $45,936.00 |
DisclosureSEC source: 0001209191-23-048575 · doc4.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,533 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.52 to $4.65, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 13:14 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
PurchaseCommon Stock | 9,500 | $4.73 | $44,935.00 |
DisclosureSEC source: 0001209191-23-046979 · doc4.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,533 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.66 to $4.75, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 13:21 UTC |
Hartmeier Michael A.Director
|
PurchaseCommon Stock | 15,000 | $4.80 | $72,000.00 |
DisclosureSEC source: 0001209191-23-045514 · doc4.xml · nonDerivative · entry 1 Hartmeier Michael A. · CIK 0001826526 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,469 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.725 to $4.95, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 13:20 UTC |
Green Eric JDirector
|
PurchaseCommon Stock | 12,500 | $4.80 | $60,000.00 |
DisclosureSEC source: 0001209191-23-045512 · doc4.xml · nonDerivative · entry 1 Green Eric J · CIK 0001817189 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,872 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.75 to $4.82, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 22:00 UTC |
Braunlich Carl GDirector
|
SaleCommon Stock | 1,000 | $7.15 | $7,150.00 |
DisclosureSEC source: 0001209191-23-035554 · doc4.xml · nonDerivative · entry 1 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,853 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.25, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 21:58 UTC |
Braunlich Carl GDirector
|
SaleCommon Stock | 1,000 | $6.92 | $6,920.00 |
DisclosureSEC source: 0001209191-23-034836 · doc4.xml · nonDerivative · entry 1 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,853 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $7.065, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 21:47 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001209191-23-034547 · doc4.xml · derivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 50,000 shares Expires 2025-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option fully vested on January 30, 2019. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 21:47 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
Exercise / conversionCommon Stock | 50,000 | $1.37 | $68,500.00 |
DisclosureSEC source: 0001209191-23-034547 · doc4.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2023 Filed May 23, 2023 22:12 UTC |
Braunlich Carl GDirector
|
SaleCommon Stock | 1,000 | $7.99 | $7,988.70 |
DisclosureSEC source: 0001209191-23-031721 · doc4.xml · nonDerivative · entry 1 Braunlich Carl G · CIK 0001330803 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,853 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.92 to $8.10, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 19, 2023 Filed May 22, 2023 21:20 UTC |
Guidroz ElaineSVP Secretary, General Counsel
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GrantCommon Stock | 4,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031546 · doc4.xml · nonDerivative · entry 2 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,844 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. F2 · balance_after: Not included in this report is the grant of 13,936 shares of restricted stock approved on May 18, 2023 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 18, 2024, 2025 and 2026, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| May 19, 2023 Filed May 22, 2023 21:20 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031546 · doc4.xml · nonDerivative · entry 1 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,606 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. F2 · balance_after: Not included in this report is the grant of 13,936 shares of restricted stock approved on May 18, 2023 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 18, 2024, 2025 and 2026, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| May 19, 2023 Filed May 22, 2023 21:17 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
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GrantCommon Stock | 13,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031544 · doc4.xml · nonDerivative · entry 2 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,033 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. F2 · balance_after: Not included in this report is the grant of 35,895 shares of restricted stock approved on May 18, 2023 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 18, 2024, 2025 and 2026, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| May 19, 2023 Filed May 22, 2023 21:17 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
GrantCommon Stock | 2,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031544 · doc4.xml · nonDerivative · entry 1 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,916 F1 · shares: Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria. F2 · balance_after: Not included in this report is the grant of 35,895 shares of restricted stock approved on May 18, 2023 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 18, 2024, 2025 and 2026, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:20 UTC |
Guidroz ElaineSVP Secretary, General Counsel
|
GrantEmployee Stock Option (right to buy) · Derivative | 21,507 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001209191-23-031546 · doc4.xml · derivative · entry 4 Guidroz Elaine · CIK 0001565441 · SVP Secretary, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,507 Underlying: Common Stock · 21,507 shares Expires 2033-05-18 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 18, 2024. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:18 UTC |
Ferrucci JohnChief Operating Officer
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GrantEmployee Stock Option (Right to Buy) · Derivative | 20,855 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001209191-23-031545 · doc4.xml · derivative · entry 1 Ferrucci John · CIK 0001912682 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,855 Underlying: Common Stock · 20,855 shares Expires 2033-05-18 F1 · shares: Not included in this report is the grant of 13,514 shares of restricted stock approved on May 18, 2023 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 18, 2024, 2025 and 2026, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting. F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 18, 2024. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:17 UTC |
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 55,397 | $0.00 Strike: $7.40 | $0.00 |
DisclosureSEC source: 0001209191-23-031544 · doc4.xml · derivative · entry 3 Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,397 Underlying: Common Stock · 55,397 shares Expires 2033-05-18 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 18, 2024. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:15 UTC |
Shaunnessy Michael PDirector
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GrantCommon Stock | 10,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031543 · doc4.xml · nonDerivative · entry 1 Shaunnessy Michael P · CIK 0001562808 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,751 F1 · shares: Restricted shares vest on May 18, 2024. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:14 UTC |
Caracciolo Kathleen MDirector
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GrantCommon Stock | 10,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031542 · doc4.xml · nonDerivative · entry 1 Caracciolo Kathleen M · CIK 0001394884 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,098 F1 · shares: Restricted shares vest on May 18, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.