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Nasdaq · USD

FLL

FULL HOUSE RESORTS INC

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6970
SEC CIK
0000891482
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2016 Filed Nov 15, 2016 21:19 UTC
LEE DANIEL RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 22,709 $1.30 $29,521.70
Disclosure

SEC source: 0001209191-16-150167 · doc4.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subtrust

Disclosed balance after: 127,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2016 Filed Nov 15, 2016 21:19 UTC
LEE DANIEL RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,000,022 $1.30 $1,300,028.60
Disclosure

SEC source: 0001209191-16-150167 · doc4.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes 1,000,000 shares purchased by Mr. Lee as the standby purchaser in connection with the issuer's $5.0 million rights offering.

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November 10, 2016 Filed Nov 15, 2016 21:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 117,447 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001209191-16-150146 · doc4.xml · derivative · entry 2

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 117,447 shares

Expires 2016-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:08 UTC Exercise / conversionCommon Stock 117,447 $1.30 $152,681.10
Disclosure

SEC source: 0001209191-16-150146 · doc4.xml · nonDerivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2016 Filed Nov 15, 2016 21:02 UTC
LANDAU ELLISDirector
Exercise / conversionStock Option (right to buy) · Derivative 12,041 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001209191-16-150136 · doc4.xml · derivative · entry 2

LANDAU ELLIS · CIK 0001186746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,041 shares

Expires 2016-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2016 Filed Nov 15, 2016 21:02 UTC
LANDAU ELLISDirector
Exercise / conversionCommon Stock 12,041 $1.30 $15,653.30
Disclosure

SEC source: 0001209191-16-150136 · doc4.xml · nonDerivative · entry 1

LANDAU ELLIS · CIK 0001186746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:57 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,776 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001209191-16-150126 · doc4.xml · derivative · entry 2

Garrett W.H. Baird · CIK 0001627358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,776 shares

Expires 2016-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2016 Filed Nov 15, 2016 20:57 UTC Exercise / conversionCommon Stock 8,776 $1.30 $11,408.80
Disclosure

SEC source: 0001209191-16-150126 · doc4.xml · nonDerivative · entry 1

Garrett W.H. Baird · CIK 0001627358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2016 Filed Nov 15, 2016 20:53 UTC
Fanger Lewis A.Sr. VP, CFO and Treasurer
Exercise / conversionSubscription Rights (right to buy) · Derivative 2,630 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001209191-16-150121 · doc4.xml · derivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,630 shares

Expires 2016-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2016 Filed Nov 15, 2016 20:53 UTC
Fanger Lewis A.Sr. VP, CFO and Treasurer
Exercise / conversionCommon Stock 2,630 $1.30 $3,419.00
Disclosure

SEC source: 0001209191-16-150121 · doc4.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Sr. VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:48 UTC Exercise / conversionSubscription Rights (right to buy) · Derivative 13,096 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001209191-16-150117 · doc4.xml · derivative · entry 2

adams kenneth robert · CIK 0001392226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,096 shares

Expires 2016-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:48 UTC Exercise / conversionCommon Stock 13,096 $1.30 $17,024.80
Disclosure

SEC source: 0001209191-16-150117 · doc4.xml · nonDerivative · entry 1

adams kenneth robert · CIK 0001392226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:42 UTC Exercise / conversionSubscription Rights (right to buy) · Derivative 125,256 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001209191-16-150109 · doc4.xml · derivative · entry 2

THOMAS CRAIG W · CIK 0001411318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,256 shares

Expires 2016-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2016 Filed Nov 15, 2016 20:42 UTC Exercise / conversionCommon Stock 125,256 $1.30 $162,832.80
Disclosure

SEC source: 0001209191-16-150109 · doc4.xml · nonDerivative · entry 1

THOMAS CRAIG W · CIK 0001411318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2016 Filed Apr 10, 2017 19:13 UTC Amendment Exercise / conversionSubscription Rights (Right to Buy) · Derivative 117,450 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001209191-17-026392 · doc4a.xml · derivative · entry 2

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 117,450 shares

Expires 2016-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A total of three shares were omitted from the reporting person's original Form 4.

F1 · derivative.underlying_shares: A total of three shares were omitted from the reporting person's original Form 4.

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November 10, 2016 Filed Apr 10, 2017 19:13 UTC Amendment Exercise / conversionCommon Stock 117,450 $1.30 $152,685.00
Disclosure

SEC source: 0001209191-17-026392 · doc4a.xml · nonDerivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: A total of three shares were omitted from the reporting person's original Form 4.

F1 · balance_after: A total of three shares were omitted from the reporting person's original Form 4.

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May 19, 2015 Filed Nov 15, 2016 21:24 UTC Amendment
Guidroz ElaineVP, Secretary, General Counsel
PurchaseCommon Stock 500 $1.56 $780.00
Disclosure

SEC source: 0001209191-16-150180 · doc4a.xml · nonDerivative · entry 1

Guidroz Elaine · CIK 0001565441 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.