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NYSE · USD

FLG

FLAGSTAR BANK, NATIONAL ASSOCIATION

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3855
SEC CIK
0000910073
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465

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2019 Filed Jul 8, 2019 16:12 UTC
FICALORA JOSEPH RDirector · President & CEO
OtherCommon Stock 11,427 $10.15 $115,971.48
Disclosure

SEC source: 0001225208-19-010095 · doc4.xml · nonDerivative · entry 1

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 693,654

F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
May 09, 2019 Filed May 23, 2019 15:44 UTC
Dahya HanifDirector
PurchaseSeries A Preferred Stock 1,640 $26.31 $43,148.40
Disclosure

SEC source: 0001225208-19-008441 · doc4.xml · nonDerivative · entry 3

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Read SEC document
May 01, 2019 Filed May 3, 2019 13:56 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007636 · doc4.xml · nonDerivative · entry 1

TSIMBINOS JOHN M · CIK 0000942235 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VIII

Disclosed balance after: 2,000

F1 · ownership.nature: 2,000 shares, granted under Stock Award VIII on May 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.

Read SEC document
May 01, 2019 Filed May 23, 2019 15:44 UTC
Dahya HanifDirector
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008441 · doc4.xml · nonDerivative · entry 5

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 128,500

Read SEC document
May 01, 2019 Filed May 23, 2019 15:44 UTC
Dahya HanifDirector
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008441 · doc4.xml · nonDerivative · entry 2

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
April 29, 2019 Filed May 1, 2019 14:46 UTC
WANN ROBERTDirector · Senior EVP and COO
GrantCommon Stock 30,101 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007374 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XIII

Disclosed balance after: 30,101

F1 · ownership.nature: As authorized under a plan approved by the Board of Directors in April 2019, 30,101 shares granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in three approximately equal annual installments commencing on April 29, 2020.

Read SEC document
April 29, 2019 Filed May 1, 2019 14:46 UTC
Pinto John JEVP & Chief Accounting Officer
GrantCommon Stock 12,588 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007373 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XIII

Disclosed balance after: 12,588

F1 · ownership.nature: As authorized under a plan approved by the Board of Directors in April 2019, 12,588 shares granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in three equal annual installments commencing on April 29, 2020.

Read SEC document
April 29, 2019 Filed May 1, 2019 14:46 UTC
FICALORA JOSEPH RDirector · President & CEO
GrantCommon Stock 61,296 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007372 · doc4.xml · nonDerivative · entry 1

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XIII

Disclosed balance after: 61,296

F1 · ownership.nature: As authorized under a plan approved by the Board of Directors in April 2019, 61,296 shares granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in three equal annual installments commencing on April 29, 2020.

Read SEC document
April 29, 2019 Filed May 1, 2019 14:46 UTC
CARPENTER JAMES JSr.EVP & Chief Lending Officer
GrantCommon Stock 16,965 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007371 · doc4.xml · nonDerivative · entry 1

CARPENTER JAMES J · CIK 0001316829 · Sr.EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XIII

Disclosed balance after: 16,965

F1 · ownership.nature: As authorized under a plan approved by the Board of Directors in April 2019, 16,965 shares granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in three equal annual installments commencing on April 29, 2020.

Read SEC document
April 29, 2019 Filed May 1, 2019 14:46 UTC
CANGEMI THOMAS RSr. EVP & CFO
GrantCommon Stock 18,608 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007370 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XIII

Disclosed balance after: 18,608

F1 · ownership.nature: As authorized under a plan approved by the Board of Directors in April 2019, 18,608 shares granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in three approximately equal annual installments commencing on April 29, 2020.

Read SEC document
April 01, 2019 Filed May 23, 2019 15:44 UTC
Dahya HanifDirector
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008441 · doc4.xml · nonDerivative · entry 4

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 122,500

Read SEC document
April 01, 2019 Filed May 23, 2019 15:44 UTC
Dahya HanifDirector
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008441 · doc4.xml · nonDerivative · entry 1

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 17:57 UTC
WANN ROBERTDirector · Senior EVP and COO
Tax withholdingCommon Stock 12,111 $11.57 $140,124.27
Disclosure

SEC source: 0001225208-19-005920 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370,059

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 17:57 UTC
Pinto John JEVP & Chief Accounting Officer
Tax withholdingCommon Stock 5,070 $11.57 $58,659.90
Disclosure

SEC source: 0001225208-19-005919 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,883

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 17:56 UTC
FICALORA JOSEPH RDirector · President & CEO
Tax withholdingCommon Stock 24,644 $11.57 $285,131.08
Disclosure

SEC source: 0001225208-19-005918 · doc4.xml · nonDerivative · entry 1

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,735,018

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 17:56 UTC
CARPENTER JAMES JSr.EVP & Chief Lending Officer
Tax withholdingCommon Stock 6,830 $11.57 $79,023.10
Disclosure

SEC source: 0001225208-19-005917 · doc4.xml · nonDerivative · entry 1

CARPENTER JAMES J · CIK 0001316829 · Sr.EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,755

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 17:56 UTC
CANGEMI THOMAS RSr. EVP & CFO
Tax withholdingCommon Stock 7,499 $11.57 $86,763.43
Disclosure

SEC source: 0001225208-19-005916 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,877

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 27, 2019 Filed Mar 28, 2019 14:34 UTC PurchaseCommon Stock 34,000 $11.61 $394,641.40
Disclosure

SEC source: 0001225208-19-005853 · doc4.xml · nonDerivative · entry 1

CIAMPA DOMINICK · CIK 0001215095 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 53,812

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.57 to $11.63, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 21:53 UTC
WANN ROBERTDirector · Senior EVP and COO
Tax withholdingCommon Stock 6,338 $11.68 $74,027.84
Disclosure

SEC source: 0001225208-19-005848 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357,439

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 21:52 UTC
CARPENTER JAMES JSr.EVP & Chief Lending Officer
Tax withholdingCommon Stock 3,575 $11.68 $41,756.00
Disclosure

SEC source: 0001225208-19-005845 · doc4.xml · nonDerivative · entry 1

CARPENTER JAMES J · CIK 0001316829 · Sr.EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,638

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 21:53 UTC
Pinto John JEVP & Chief Accounting Officer
Tax withholdingCommon Stock 2,654 $11.68 $30,998.72
Disclosure

SEC source: 0001225208-19-005847 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,601

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 21:52 UTC
FICALORA JOSEPH RDirector · President & CEO
Tax withholdingCommon Stock 12,897 $11.68 $150,636.96
Disclosure

SEC source: 0001225208-19-005846 · doc4.xml · nonDerivative · entry 1

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,709,338

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 21:51 UTC
CANGEMI THOMAS RSr. EVP & CFO
Tax withholdingCommon Stock 3,921 $11.68 $45,797.28
Disclosure

SEC source: 0001225208-19-005844 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,063

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 16, 2019 Filed Mar 19, 2019 18:32 UTC
CANGEMI THOMAS RSr. EVP & CFO
Tax withholdingCommon Stock 7,420 $12.03 $89,262.60
Disclosure

SEC source: 0001225208-19-005468 · doc4.xml · nonDerivative · entry 1

CANGEMI THOMAS R · CIK 0001215091 · Sr. EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,961

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 16, 2019 Filed Mar 19, 2019 18:33 UTC
WANN ROBERTDirector · Senior EVP and COO
Tax withholdingCommon Stock 11,998 $12.03 $144,335.94
Disclosure

SEC source: 0001225208-19-005471 · doc4.xml · nonDerivative · entry 1

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,104

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 16, 2019 Filed Mar 19, 2019 18:33 UTC
Pinto John JEVP & Chief Accounting Officer
Tax withholdingCommon Stock 5,017 $12.03 $60,354.51
Disclosure

SEC source: 0001225208-19-005470 · doc4.xml · nonDerivative · entry 1

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,048

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 16, 2019 Filed Mar 19, 2019 18:33 UTC
CARPENTER JAMES JSr.EVP & Chief Lending Officer
Tax withholdingCommon Stock 6,789 $12.03 $81,671.67
Disclosure

SEC source: 0001225208-19-005469 · doc4.xml · nonDerivative · entry 1

CARPENTER JAMES J · CIK 0001316829 · Sr.EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,932

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 16, 2019 Filed Mar 19, 2019 18:32 UTC
FICALORA JOSEPH RDirector · President & CEO
Tax withholdingCommon Stock 25,890 $12.03 $311,456.70
Disclosure

SEC source: 0001225208-19-005467 · doc4.xml · nonDerivative · entry 1

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,603,320

F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004622 · doc4.xml · nonDerivative · entry 1

TSIMBINOS JOHN M · CIK 0000942235 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VII

Disclosed balance after: 3,000

F1 · ownership.nature: 3,000 shares, granted under Stock Award VII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004614 · doc4.xml · nonDerivative · entry 2

CIAMPA DOMINICK · CIK 0001215095 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award IX

Disclosed balance after: 12,500

F1 · ownership.nature: 12,500 shares, granted under Stock Award IX on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004618 · doc4.xml · nonDerivative · entry 2

ODONOVAN JAMES J · CIK 0001215092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award IX

Disclosed balance after: 7,500

F2 · ownership.nature: 7,500 shares, granted under Stock Award IX on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004621 · doc4.xml · nonDerivative · entry 1

Savarese Lawrence J. · CIK 0001571035 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VII

Disclosed balance after: 7,500

F1 · ownership.nature: 7,500 shares, granted under Stock Award VII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004620 · doc4.xml · nonDerivative · entry 1

Rosenfeld Ronald A. · CIK 0001511853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VIII

Disclosed balance after: 3,000

F1 · ownership.nature: 3,000 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004619 · doc4.xml · nonDerivative · entry 1

Rosano Lawrence Jr. · CIK 0001614554 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award VI

Disclosed balance after: 3,000

F1 · ownership.nature: 3,000 shares, granted under Stock Award VI on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004617 · doc4.xml · nonDerivative · entry 1

LEVINE MICHAEL J · CIK 0001275460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award X

Disclosed balance after: 7,500

F1 · ownership.nature: 7,500 shares, granted under Stock Award X on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004616 · doc4.xml · nonDerivative · entry 1

DUNN LESLIE D · CIK 0001236110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award V

Disclosed balance after: 3,000

F1 · ownership.nature: 3,000 shares, granted under Stock Award V on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC
Dahya HanifDirector
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004615 · doc4.xml · nonDerivative · entry 5

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award XI

Disclosed balance after: 7,500

F2 · ownership.nature: 7,500 shares, granted under Stock Award XI on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020.

Read SEC document
February 27, 2019 Filed Mar 19, 2019 18:33 UTC
WANN ROBERTDirector · Senior EVP and COO
OtherCommon Stock 5,097 $12.46 $63,530.54
Disclosure

SEC source: 0001225208-19-005471 · doc4.xml · nonDerivative · entry 4

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 378,770

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 27, 2019 Filed Mar 19, 2019 18:33 UTC
Pinto John JEVP & Chief Accounting Officer
OtherCommon Stock 536 $12.46 $6,680.86
Disclosure

SEC source: 0001225208-19-005470 · doc4.xml · nonDerivative · entry 4

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 39,865

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 27, 2019 Filed Mar 19, 2019 18:32 UTC
FICALORA JOSEPH RDirector · President & CEO
OtherCommon Stock 8,837 $12.46 $110,147.02
Disclosure

SEC source: 0001225208-19-005467 · doc4.xml · nonDerivative · entry 4

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 656,717

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 26, 2019 Filed Mar 5, 2019 22:00 UTC OtherCommon Stock 4,460 $12.32 $54,958.35
Disclosure

SEC source: 0001225208-19-004618 · doc4.xml · nonDerivative · entry 1

ODONOVAN JAMES J · CIK 0001215092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 327,740

F1 · kind: This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 26, 2019 Filed Mar 19, 2019 18:33 UTC
WANN ROBERTDirector · Senior EVP and COO
OtherCommon Stock 3,759 $12.32 $46,320.28
Disclosure

SEC source: 0001225208-19-005471 · doc4.xml · nonDerivative · entry 5

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 276,211

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 26, 2019 Filed Mar 19, 2019 18:33 UTC
WANN ROBERTDirector · Senior EVP and COO
OtherCommon Stock 1,591 $12.33 $19,618.62
Disclosure

SEC source: 0001225208-19-005471 · doc4.xml · nonDerivative · entry 2

WANN ROBERT · CIK 0001215094 · Director · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 116,995

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 26, 2019 Filed Mar 19, 2019 18:33 UTC
Pinto John JEVP & Chief Accounting Officer
OtherCommon Stock 401 $12.33 $4,944.73
Disclosure

SEC source: 0001225208-19-005470 · doc4.xml · nonDerivative · entry 2

Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 29,486

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

Read SEC document
February 26, 2019 Filed Mar 19, 2019 18:33 UTC
CARPENTER JAMES JSr.EVP & Chief Lending Officer
OtherCommon Stock 206 $12.33 $2,540.19
Disclosure

SEC source: 0001225208-19-005469 · doc4.xml · nonDerivative · entry 2

CARPENTER JAMES J · CIK 0001316829 · Sr.EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 15,178

F2 · kind: This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

F3 · balance_after: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).

Read SEC document
February 26, 2019 Filed Mar 19, 2019 18:32 UTC
FICALORA JOSEPH RDirector · President & CEO
OtherCommon Stock 15,063 $12.32 $185,613.82
Disclosure

SEC source: 0001225208-19-005467 · doc4.xml · nonDerivative · entry 5

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP

Disclosed balance after: 1,106,919

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

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February 26, 2019 Filed Mar 19, 2019 18:32 UTC
FICALORA JOSEPH RDirector · President & CEO
OtherCommon Stock 9,277 $12.33 $114,394.69
Disclosure

SEC source: 0001225208-19-005467 · doc4.xml · nonDerivative · entry 2

FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 682,226

F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.

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February 15, 2019 Filed Mar 5, 2019 22:00 UTC
Dahya HanifDirector
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004615 · doc4.xml · nonDerivative · entry 4

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 119,500

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February 15, 2019 Filed Mar 5, 2019 22:00 UTC
Dahya HanifDirector
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004615 · doc4.xml · nonDerivative · entry 2

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested.

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January 10, 2019 Filed Mar 5, 2019 22:00 UTC
Dahya HanifDirector
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004615 · doc4.xml · nonDerivative · entry 3

Dahya Hanif · CIK 0001392546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 118,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.