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Nasdaq · USD

FISV

FISERV INC

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3167
SEC CIK
0000798354
Parsed reports
876

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2021 Filed Oct 1, 2021 20:23 UTC
Simons DoyleDirector
GrantDeferred Compensation Notional Units · Derivative 249 $108.50 $27,016.50
Disclosure

SEC source: 0001209191-21-058460 · doc4.xml · derivative · entry 1

Simons Doyle · CIK 0001185922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,570

Underlying: Common Stock · 249 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:23 UTC
OLEARY DENISDirector
GrantDeferred Compensation Notional Units · Derivative 388 $108.50 $42,098.00
Disclosure

SEC source: 0001209191-21-058457 · doc4.xml · derivative · entry 1

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,146

Underlying: Common Stock · 388 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $42,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $42,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $42,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $42,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:21 UTC GrantDeferred Compensation Notional Units · Derivative 272 $108.50 $29,512.00
Disclosure

SEC source: 0001209191-21-058449 · doc4.xml · derivative · entry 1

DiSimone Harry · CIK 0001732108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484

Underlying: Common Stock · 272 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:22 UTC GrantDeferred Compensation Notional Units · Derivative 272 $108.50 $29,512.00
Disclosure

SEC source: 0001209191-21-058456 · doc4.xml · derivative · entry 1

NUTTALL SCOTT C · CIK 0001207606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291

Underlying: Common Stock · 272 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:21 UTC
MILLER HEIDIDirector
GrantDeferred Compensation Notional Units · Derivative 272 $108.50 $29,512.00
Disclosure

SEC source: 0001209191-21-058452 · doc4.xml · derivative · entry 1

MILLER HEIDI · CIK 0001199930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243

Underlying: Common Stock · 272 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:20 UTC GrantDeferred Compensation Notional Units · Derivative 249 $108.50 $27,016.50
Disclosure

SEC source: 0001209191-21-058445 · doc4.xml · derivative · entry 1

DE CASTRO HENRIQUE · CIK 0001562331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176

Underlying: Common Stock · 249 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on September 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On September 30, 2021, the closing price of Fiserv's common stock was $108.50 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
September 17, 2021 Filed Dec 3, 2021 22:26 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 1,673 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067924 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,474,588

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:10 UTC
VIELEHR BYRON CChief Digital and Data Officer
SaleCommon Stock 10,000 $107.15 $1,071,500.00
Disclosure

SEC source: 0001209191-21-056621 · doc4.xml · nonDerivative · entry 1

VIELEHR BYRON C · CIK 0001331429 · Chief Digital and Data Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,877

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:16 UTC
Bisignano FrankDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 377,955 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-054428 · doc4.xml · derivative · entry 9

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259,857

Underlying: Common Stock · 377,955 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, May 7, 2013.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:16 UTC
Bisignano FrankDirector · President and CEO
Tax withholdingCommon Stock 252,546 $118.34 $29,886,293.64
Disclosure

SEC source: 0001209191-21-054428 · doc4.xml · nonDerivative · entry 3

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,466,170

F3 · shares: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:16 UTC
Bisignano FrankDirector · President and CEO
Exercise / conversionCommon Stock 377,955 $36.54 $13,810,475.70
Disclosure

SEC source: 0001209191-21-054428 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,718,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F2 · balance_after: Reflects 28,791 shares distributed from the Frank J. Bisignano 2020 Grantor Retained Annuity Trust on September 1, 2021.

Read SEC document
August 23, 2021 Filed Aug 23, 2021 20:27 UTC
Chiarello GuyChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · derivative · entry 9

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,292

Underlying: Common Stock · 20,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
August 23, 2021 Filed Aug 23, 2021 20:27 UTC
Chiarello GuyChief Operating Officer
SaleCommon Stock 20,000 $117.64 $2,352,800.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 6

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,375

F3 · price: This transaction was executed in multiple trades at prices ranging from $117.50 to $117.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 23, 2021 Filed Aug 23, 2021 20:27 UTC
Chiarello GuyChief Operating Officer
Exercise / conversionCommon Stock 20,000 $36.54 $730,800.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 5

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2021 Filed Sep 2, 2021 20:16 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 2,656 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054428 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,970

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:27 UTC
Chiarello GuyChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · derivative · entry 8

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,292

Underlying: Common Stock · 40,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:27 UTC
Chiarello GuyChief Operating Officer
SaleCommon Stock 40,000 $117.71 $4,708,400.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 4

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,375

F2 · price: This transaction was executed in multiple trades at prices ranging from $117.705 to $117.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:27 UTC
Chiarello GuyChief Operating Officer
Exercise / conversionCommon Stock 40,000 $36.54 $1,461,600.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:13 UTC
VIELEHR BYRON CChief Digital and Data Officer
SaleCommon Stock 10,000 $111.04 $1,110,400.00
Disclosure

SEC source: 0001209191-21-051843 · doc4.xml · nonDerivative · entry 1

VIELEHR BYRON C · CIK 0001331429 · Chief Digital and Data Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,877

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 20:12 UTC
Bisignano FrankDirector · President and CEO
Tax withholdingCommon Stock 149,020 $111.62 $16,633,612.40
Disclosure

SEC source: 0001209191-21-051839 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314,626

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 20:29 UTC
OLEARY DENISDirector
PurchaseCommon Stock 12,500 $111.28 $1,391,000.00
Disclosure

SEC source: 0001209191-21-051108 · doc4.xml · nonDerivative · entry 1

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,473

Read SEC document
July 29, 2021 Filed Jul 30, 2021 20:32 UTC
Bisignano FrankDirector · President and CEO
Tax withholdingCommon Stock 24,351 $114.46 $2,787,215.46
Disclosure

SEC source: 0001209191-21-048795 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,463,646

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 22:01 UTC
Rosman Adam L.Chief Admin. and Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 105,549 $0.00 Strike: $111.35 $0.00
Disclosure

SEC source: 0001209191-21-048331 · doc4.xml · derivative · entry 2

Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,549

Underlying: Common Stock · 105,549 shares

Expires 2031-07-26

F2 · derivative.exercise_date: One-third of these options vest on each anniversary of the grant date.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 22:01 UTC
Rosman Adam L.Chief Admin. and Legal Officer
GrantCommon Stock 23,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048331 · doc4.xml · nonDerivative · entry 1

Rosman Adam L. · CIK 0001549373 · Chief Admin. and Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,380

F1 · shares: One-third of these restricted stock units vest on each anniversary of the grant date.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 21:08 UTC
VIELEHR BYRON CChief Digital and Data Officer
SaleCommon Stock 10,000 $109.63 $1,096,300.00
Disclosure

SEC source: 0001209191-21-046962 · doc4.xml · nonDerivative · entry 1

VIELEHR BYRON C · CIK 0001331429 · Chief Digital and Data Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,877

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
July 07, 2021 Filed Jul 30, 2021 20:32 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 1,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048795 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,487,997

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:53 UTC
OLEARY DENISDirector
GrantDeferred Compensation Notional Units · Derivative 425 $106.89 $45,428.25
Disclosure

SEC source: 0001209191-21-045033 · doc4.xml · derivative · entry 1

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,758

Underlying: Common Stock · 425 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $45,365 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $45,365 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $45,365 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $45,365 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:58 UTC
Simons DoyleDirector
GrantDeferred Compensation Notional Units · Derivative 253 $106.89 $27,043.17
Disclosure

SEC source: 0001209191-21-045042 · doc4.xml · derivative · entry 1

Simons Doyle · CIK 0001185922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,321

Underlying: Common Stock · 253 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:50 UTC GrantDeferred Compensation Notional Units · Derivative 276 $106.89 $29,501.64
Disclosure

SEC source: 0001209191-21-045026 · doc4.xml · derivative · entry 1

NUTTALL SCOTT C · CIK 0001207606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019

Underlying: Common Stock · 276 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:49 UTC
MILLER HEIDIDirector
GrantDeferred Compensation Notional Units · Derivative 276 $106.89 $29,501.64
Disclosure

SEC source: 0001209191-21-045023 · doc4.xml · derivative · entry 1

MILLER HEIDI · CIK 0001199930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971

Underlying: Common Stock · 276 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:46 UTC GrantDeferred Compensation Notional Units · Derivative 264 $106.89 $28,218.96
Disclosure

SEC source: 0001209191-21-045018 · doc4.xml · derivative · entry 1

DiSimone Harry · CIK 0001732108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,212

Underlying: Common Stock · 264 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $28,154 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $28,154 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $28,154 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $28,154 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:45 UTC GrantDeferred Compensation Notional Units · Derivative 253 $106.89 $27,043.17
Disclosure

SEC source: 0001209191-21-045015 · doc4.xml · derivative · entry 1

DE CASTRO HENRIQUE · CIK 0001562331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927

Underlying: Common Stock · 253 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2021 in respect of $27,000 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2021, the closing price of Fiserv's common stock was $106.89 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:13 UTC
VIELEHR BYRON CChief Digital and Data Officer
SaleCommon Stock 5,000 $107.84 $539,210.00
Disclosure

SEC source: 0001209191-21-041964 · doc4.xml · nonDerivative · entry 1

VIELEHR BYRON C · CIK 0001331429 · Chief Digital and Data Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,877

F1 · price: This transaction was executed in multiple trades at prices ranging from $107.84 to $107.865. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 20:43 UTC GrantCommon Stock 1,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040249 · doc4.xml · nonDerivative · entry 1

Mamilli Wafaa · CIK 0001800960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:59 UTC
Bisignano FrankDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 377,955 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-037731 · doc4.xml · derivative · entry 10

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637,812

Underlying: Common Stock · 377,955 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F6 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, May 7, 2013.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:59 UTC
Bisignano FrankDirector · President and CEO
Tax withholdingCommon Stock 246,413 $114.43 $28,197,039.59
Disclosure

SEC source: 0001209191-21-037731 · doc4.xml · nonDerivative · entry 4

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,489,351

F2 · shares: Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:59 UTC
Bisignano FrankDirector · President and CEO
Exercise / conversionCommon Stock 377,955 $36.54 $13,810,475.70
Disclosure

SEC source: 0001209191-21-037731 · doc4.xml · nonDerivative · entry 3

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:04 UTC GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035004 · doc4.xml · nonDerivative · entry 1

WARREN KEVIN M · CIK 0001495787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:03 UTC
Simons DoyleDirector
GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035003 · doc4.xml · nonDerivative · entry 1

Simons Doyle · CIK 0001185922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,738

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:02 UTC
OLEARY DENISDirector
GrantCommon Stock 2,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035002 · doc4.xml · nonDerivative · entry 1

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,973

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:02 UTC GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035000 · doc4.xml · nonDerivative · entry 1

NUTTALL SCOTT C · CIK 0001207606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,358

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 19, 2021 Filed May 21, 2021 21:01 UTC
MILLER HEIDIDirector
GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034995 · doc4.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,828

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 19, 2021 Filed May 21, 2021 20:59 UTC
Lynch DennisDirector
GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034983 · doc4.xml · nonDerivative · entry 1

Lynch Dennis · CIK 0001425470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,030

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 19, 2021 Filed May 21, 2021 20:56 UTC GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034973 · doc4.xml · nonDerivative · entry 1

DiSimone Harry · CIK 0001732108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,462

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 19, 2021 Filed May 21, 2021 20:55 UTC GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034968 · doc4.xml · nonDerivative · entry 1

DE CASTRO HENRIQUE · CIK 0001562331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,355

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 19, 2021 Filed May 21, 2021 20:54 UTC
DAVIS ALISONDirector
GrantCommon Stock 1,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034965 · doc4.xml · nonDerivative · entry 1

DAVIS ALISON · CIK 0001203539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,687

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

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May 12, 2021 Filed Aug 23, 2021 20:27 UTC
Chiarello GuyChief Operating Officer
GiftCommon Stock 37,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 37,381

F1 · ownership.nature: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.

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May 12, 2021 Filed Aug 23, 2021 20:27 UTC
Chiarello GuyChief Operating Officer
GiftCommon Stock 37,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

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May 04, 2021 Filed Jun 3, 2021 20:59 UTC
Bisignano FrankDirector · President and CEO
GiftCommon Stock 1,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037731 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,357,809

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May 03, 2021 Filed May 4, 2021 21:16 UTC SaleCommon Stock 23,000,000 $117.70 $2,707,100,000.00
Disclosure

SEC source: 0001140361-21-015771 · form4.xml · nonDerivative · entry 1

New Omaha Holdings L.P. · CIK 0001654991 · 10% owner

New Omaha Holdings LLC · CIK 0001654990 · 10% owner

KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner

KKR Associates 2006 LP · CIK 0001432739 · 10% owner

KKR 2006 GP LLC · CIK 0001432740 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 62,300,667

F1 · price: This amount represents the $118.30 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Fiserv, Inc. less the underwriting discount of $0.60 per share.

F2 · ownership.nature: Shares of Common Stock of Fiserv, Inc. are held by New Omaha Holdings L.P. New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P. KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC. KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P. KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P. KKR Group Partnership L.P. is the designated member of KKR 2006 GP LLC. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F3 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.