Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSURANT, INC.AIZ · Entity 3387 | Director | May 22, 2026 | May 26, 2026 |
| FISERV INCFI · Entity 3167 | Director | May 14, 2025 | May 16, 2025 |
| ILLINOIS TOOL WORKS INCITW · Entity 2959 | Director | May 07, 2021 | May 11, 2021 |
| UNITED PARCEL SERVICE INCUPS · Entity 2301 | Chief Marketing Officer | November 13, 2023 | November 15, 2023 |
| XEROX CORPXRX · Entity 12016 | Executive Vice President | April 06, 2018 | April 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSURANT, INC.
Report date May 22, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,315 |
Reported balance
After 2026-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-22 · Grant · Acquired 668 · Balance 2,315 F1: These shares are represented by restricted stock units. F2: Includes restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are represented by restricted stock units.
F2: Includes restricted stock units.
FISERV INC
Report date May 14, 2025 · Filed May 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,483 |
Reported balance
After 2025-05-14 transaction · row 1
1 source rowRow 1 · 2025-05-14 · Grant · Acquired 1,212 · Balance 9,483 F1: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.
ILLINOIS TOOL WORKS INC
Report date May 07, 2021 · Filed May 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,808 |
Reported balance
After 2021-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-07 · Grant · Acquired 5 · Balance 10,808 F1: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2: Includes 7,760 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 7, 2021. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,440 |
Reported balance
Holding disclosure · report date 2021-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,440 F3: Shares of common stock held in spouse's IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.
F2: Includes 7,760 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 7, 2021.
F3: Shares of common stock held in spouse's IRA.
UNITED PARCEL SERVICE INC
Report date November 13, 2023 · Filed November 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 12,350 |
Reported balance
After 2023-11-13 transaction · row 1
1 source rowRow 1 · 2023-11-13 · Other · Acquired 7,000 · Balance 12,350 F1: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. |
| Class A Common StockSEC Table I · non-derivative | IndirectTrust | 6,697 |
Reported balance
After 2023-11-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-11-13 · Other · Disposed 7,000 · Balance 6,697 F1: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. |
| Class A Common StockSEC Table I · non-derivative | Direct | 39,737.736 |
Reported balance
Holding disclosure · report date 2023-11-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 39,737.736 F2: Includes 294.8564 shares in the reporting person's 401(k) account. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof.
F2: Includes 294.8564 shares in the reporting person's 401(k) account.
XEROX CORP
Report date April 06, 2018 · Filed April 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 70,457 |
Reported balance
After 2018-04-06 transaction · row 1
1 source rowRow 1 · 2018-04-06 · Grant · Acquired 13,403 · Balance 70,457 F1: This award of restricted stock units vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $27.98 · Expires 2028-04-06 | Direct | 41,163 |
Reported balance
After 2018-04-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-06 · Grant · Acquired 41,163 · Balance 41,163 F2: This award of stock options vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This award of restricted stock units vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018.
F2: This award of stock options vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2026 Filed May 26, 2026 20:34 UTC | ASSURANT, INC. AIZ · Entity 3387 | GrantCommon Stock | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-239465 · ownership.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,315 F1 · shares: These shares are represented by restricted stock units. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 22, 2025 Filed May 27, 2025 21:00 UTC | ASSURANT, INC. AIZ · Entity 3387 | GrantCommon Stock | 881 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-077832 · ownership.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,647 F1 · shares: These shares are represented by restricted stock units. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:14 UTC | FISERV INC FI · Entity 3167 | GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0000798354-25-000127 · wk-form4_1747426465.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,483 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:00 UTC | ASSURANT, INC. AIZ · Entity 3387 | GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-006779 · ownership.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 766 F1 · shares: These shares are represented by restricted stock units. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:23 UTC | FISERV INC FI · Entity 3167 | GrantCommon Stock | 1,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000798354-24-000117 · wk-form4_1715977374.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,271 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 21:17 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass A Common Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010241 · doc4.xml · nonDerivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 6,697 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 21:17 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass B Common Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010241 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,350 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:44 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 1,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031189 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,787 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Read SEC document |
| March 22, 2023 Filed Apr 6, 2023 21:22 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 5,240 | $0.00 Strike: $185.54 | $0.00 |
DisclosureSEC source: 0001225208-23-004771 · doc4.xml · derivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,240 Underlying: Class A Common Stock · 5,240 shares Expires 2033-03-22 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning March 22, 2024. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units 2022 · Derivative | 4,154.7787 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002556 · doc4.xml · derivative · entry 8 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,154.7787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F5 · derivative.exercise_date: Restricted units vested one year after the date of grant. F5 · derivative.expiration_date: Restricted units vested one year after the date of grant. F2 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 44,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002556 · doc4.xml · derivative · entry 7 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 44,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RPUs were vested when earned on February 8, 2023. F4 · derivative.expiration_date: RPUs were vested when earned on February 8, 2023. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 19,847 | $173.84 | $3,450,202.48 |
DisclosureSEC source: 0001225208-23-002556 · doc4.xml · nonDerivative · entry 4 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,729.5923 F1 · balance_after: Includes 286.7127 shares in the reporting person's 401(k) account. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 1,874 | $184.75 | $346,221.50 |
DisclosureSEC source: 0001225208-23-002556 · doc4.xml · nonDerivative · entry 3 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,576.5923 F1 · balance_after: Includes 286.7127 shares in the reporting person's 401(k) account. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 4,154.7787 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002556 · doc4.xml · nonDerivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,450.5923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes 286.7127 shares in the reporting person's 401(k) account. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 44,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002556 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,295.8136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 286.7127 shares in the reporting person's 401(k) account. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Units 2023 · Derivative | 3,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001680 · doc4.xml · derivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,417 Underlying: Class A Common Stock · 3,417 shares Expires not disclosed F2 · derivative.exercise_price: Each unit automatically converts into one share of Class A common stock following the first anniversary of the grant date. F2 · derivative.exercise_date: Each unit automatically converts into one share of Class A common stock following the first anniversary of the grant date. F2 · derivative.expiration_date: Each unit automatically converts into one share of Class A common stock following the first anniversary of the grant date. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 44,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001680 · doc4.xml · derivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,006 Underlying: Class A Common Stock · 44,006 shares Expires not disclosed F1 · derivative.exercise_price: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.exercise_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.expiration_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass A Common Stock | 5,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011725 · doc4.xml · nonDerivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 13,697 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass B Common Stock | 5,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011725 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,350 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 00:28 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionOption to Purchase Class A Common · Derivative | 6,589 | $0.00 Strike: $111.80 | $0.00 |
DisclosureSEC source: 0001225208-22-009253 · doc4.xml · derivative · entry 10 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,394 Underlying: Class A Common Stock · 6,589 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Option to purchase 10,983 shares granted on February 14, 2019 vests 20% annually beginning on February 14, 2020. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 00:28 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionOption to Purchase Class A Common · Derivative | 6,216 | $0.00 Strike: $105.54 | $0.00 |
DisclosureSEC source: 0001225208-22-009253 · doc4.xml · derivative · entry 9 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,325 Underlying: Class A Common Stock · 6,216 shares Expires 2030-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option to purchase 15,541 shares granted on February 12, 2020 vests 20% annually beginning on February 12, 2021. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 00:28 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass B Common Stock | 13,100 | $192.14 | $2,516,971.12 |
DisclosureSEC source: 0001225208-22-009253 · doc4.xml · nonDerivative · entry 7 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $192.07 to $192.38. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 00:28 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass A Common Stock | 10,266 | $194.81 | $1,999,932.81 |
DisclosureSEC source: 0001225208-22-009253 · doc4.xml · nonDerivative · entry 6 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,285.3582 F2 · balance_after: Includes 282.2573 shares in the reporting person's 401(k) account. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 00:28 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 2,539 | $194.00 | $492,566.00 |
DisclosureSEC source: 0001225208-22-009253 · doc4.xml · nonDerivative · entry 5 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,551.3582 F2 · balance_after: Includes 282.2573 shares in the reporting person's 401(k) account. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 00:28 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 6,216 | $105.54 | $656,036.64 |
DisclosureSEC source: 0001225208-22-009253 · doc4.xml · nonDerivative · entry 4 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,090.3582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 282.2573 shares in the reporting person's 401(k) account. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 00:28 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 6,589 | $111.80 | $736,650.20 |
DisclosureSEC source: 0001225208-22-009253 · doc4.xml · nonDerivative · entry 3 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,874.3582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 282.2573 shares in the reporting person's 401(k) account. Read SEC document |
| August 01, 2022 Filed Aug 4, 2022 00:28 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass B Common Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009253 · doc4.xml · nonDerivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,100 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. Read SEC document |
| August 01, 2022 Filed Aug 4, 2022 00:28 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass A Common Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009253 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,285.3582 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. F2 · balance_after: Includes 282.2573 shares in the reporting person's 401(k) account. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:48 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 2,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031042 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,032 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 20:13 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 4,139 | $0.00 Strike: $214.58 | $0.00 |
DisclosureSEC source: 0001225208-22-005089 · doc4.xml · derivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,139 Underlying: Class A Common Stock · 4,139 shares Expires 2032-03-23 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning March 23, 2023. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units 2021 · Derivative | 4,471.0571 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002993 · doc4.xml · derivative · entry 7 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,471.0571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F5 · derivative.exercise_date: Restricted units vested one year after the date of grant. F5 · derivative.expiration_date: Restricted units vested one year after the date of grant. F2 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 36,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002993 · doc4.xml · derivative · entry 6 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 36,862 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RPUs were vested when earned on February 9, 2022. F4 · derivative.expiration_date: RPUs were vested when earned on February 9, 2022. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 16,626 | $214.34 | $3,563,616.84 |
DisclosureSEC source: 0001225208-22-002993 · doc4.xml · nonDerivative · entry 4 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,332.2316 F1 · balance_after: Includes 229.1307 shares in the reporting person's 401(k) account. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 2,017 | $220.68 | $445,111.56 |
DisclosureSEC source: 0001225208-22-002993 · doc4.xml · nonDerivative · entry 3 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,958.2316 F1 · balance_after: Includes 229.1307 shares in the reporting person's 401(k) account. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 4,471.0571 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002993 · doc4.xml · nonDerivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,975.2316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes 229.1307 shares in the reporting person's 401(k) account. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:41 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 36,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002993 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,504.1745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 229.1307 shares in the reporting person's 401(k) account. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:21 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Units 2022 · Derivative | 4,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001951 · doc4.xml · derivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,026 Underlying: Class A Common Stock · 4,026 shares Expires not disclosed F2 · derivative.exercise_price: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. F2 · derivative.exercise_date: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. F2 · derivative.expiration_date: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:21 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 36,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001951 · doc4.xml · derivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,862 Underlying: Class A Common Stock · 36,862 shares Expires not disclosed F1 · derivative.exercise_price: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.exercise_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.expiration_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. Read SEC document |
| November 11, 2021 Filed Jan 29, 2022 00:09 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GiftClass A Common Stock | 19,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001130 · doc5.xml · nonDerivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 19,047 Read SEC document |
| November 11, 2021 Filed Jan 29, 2022 00:09 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GiftClass A Common Stock | 19,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001130 · doc5.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,642.1745 F1 · shares: Reflects multiple gifts made on this date. F2 · balance_after: Includes 229.1307 shares in the reporting person's 401(k) account. Read SEC document |
| May 19, 2021 Filed May 21, 2021 21:04 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 1,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035004 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:57 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 5 | $238.28 | $1,191.40 |
DisclosureSEC source: 0000049826-21-000038 · wf-form4_162076665560090.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,808 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 7,760 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 7, 2021. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:37 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units · Derivative | 2,408.7536 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003196 · doc4.xml · derivative · entry 3 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,408.7536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F1 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F4 · derivative.exercise_date: The restricted units vested one year after the date of grant. F4 · derivative.expiration_date: The restricted units vested one year after the date of grant. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:37 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 1,087 | $163.39 | $177,604.93 |
DisclosureSEC source: 0001225208-21-003196 · doc4.xml · nonDerivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,919.6352 F2 · balance_after: Includes 179.5914 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:37 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 2,408.7536 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003196 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,006.6352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F2 · balance_after: Includes 179.5914 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Units · Derivative | 4,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002463 · doc4.xml · derivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,377 Underlying: Class A Common Stock · 4,377 shares Expires not disclosed F2 · derivative.exercise_price: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. F2 · derivative.exercise_date: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. F2 · derivative.expiration_date: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 8,083 | $0.00 Strike: $165.66 | $0.00 |
DisclosureSEC source: 0001225208-21-002463 · doc4.xml · derivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,083 Underlying: Class A Common Stock · 8,083 shares Expires 2031-02-10 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning February 10, 2022. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:04 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 16 | $202.19 | $3,235.04 |
DisclosureSEC source: 0001495787-21-000002 · wf-form4_161290824538029.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,762 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 7,714 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of February 5, 2021. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Stock Units · Derivative | 9,020.9371 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001312 · doc4.xml · derivative · entry 3 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,020.9371 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis. F3 · derivative.exercise_date: RSUs vest at the rate of one-third per year on each of the first three anniversaries following the grant date. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 3,152 | $158.90 | $500,852.80 |
DisclosureSEC source: 0001225208-21-001312 · doc4.xml · nonDerivative · entry 2 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,597.8816 F1 · balance_after: Includes 179.5914 shares in the Reporting Person's 401(k) account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.