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FORUM ENERGY TECHNOLOGIES, INC.

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4998
SEC CIK
0001401257
Parsed reports
335

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2017 Filed Feb 21, 2017 23:51 UTC Exercise / conversionPerformance Shares · Derivative 10,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · derivative · entry 9

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,300 shares

Expires 2016-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

F6 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:51 UTC Tax withholdingCommon Stock 14,504 $20.85 $302,408.40
Disclosure

SEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 4

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,350

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 21, 2014, February 20, 2015 and February 19, 2016.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:51 UTC Exercise / conversionCommon Stock 3,710 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 3

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:51 UTC Exercise / conversionCommon Stock 10,706 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 2

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:51 UTC Exercise / conversionCommon Stock 21,300 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 1

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:50 UTC
Danford Michael DewayneSVP - Human Resources
Exercise / conversionPerformance Shares · Derivative 1,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · derivative · entry 11

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,567 shares

Expires 2016-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock.

F8 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock.

F8 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:50 UTC
Danford Michael DewayneSVP - Human Resources
Exercise / conversionPerformance Shares · Derivative 2,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · derivative · entry 10

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,520 shares

Expires 2016-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

F7 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

F7 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:50 UTC
Danford Michael DewayneSVP - Human Resources
Exercise / conversionPerformance Shares · Derivative 4,496 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · derivative · entry 9

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,992 shares

Expires 2016-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

F6 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:50 UTC
Danford Michael DewayneSVP - Human Resources
Tax withholdingCommon Stock 4,878 $20.85 $101,706.30
Disclosure

SEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · nonDerivative · entry 4

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,138

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 21, 2014, February 20, 2015 and February 19, 2016.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:50 UTC
Danford Michael DewayneSVP - Human Resources
Exercise / conversionCommon Stock 1,567 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · nonDerivative · entry 3

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:50 UTC
Danford Michael DewayneSVP - Human Resources
Exercise / conversionCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · nonDerivative · entry 2

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 23:50 UTC
Danford Michael DewayneSVP - Human Resources
Exercise / conversionCommon Stock 8,992 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · nonDerivative · entry 1

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:11 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
Exercise / conversionPerformance Shares · Derivative 13,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · derivative · entry 9

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,910 shares

Expires 2016-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock.

F6 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock.

F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:11 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
Exercise / conversionPerformance Shares · Derivative 20,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · derivative · entry 8

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,146 shares

Expires 2016-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:11 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
Exercise / conversionPerformance Shares · Derivative 39,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · derivative · entry 7

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,872 shares

Expires 2016-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:11 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
Exercise / conversionCommon Stock 13,910 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:11 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
Exercise / conversionCommon Stock 40,146 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:11 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
Exercise / conversionCommon Stock 79,872 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 17:46 UTC
Iyyanki PradyPresident & COO
Tax withholdingCommon Stock 3,138 $23.35 $73,272.30
Disclosure

SEC source: 0001401257-17-000006 · wf-form4_148467518279675.xml · nonDerivative · entry 1

Iyyanki Prady · CIK 0001596952 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,724

F1 · balance_after: Includes 711 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
January 05, 2017 Filed Jan 7, 2017 00:57 UTC Amendment SaleCommon Stock 10,284 $24.00 $246,816.00
Disclosure

SEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · nonDerivative · entry 3

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,022

F1 · security: This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported).

Read SEC document
January 05, 2017 Filed Jan 7, 2017 00:57 UTC Amendment Exercise / conversionCommon Stock 10,284 $7.68 $78,981.12
Disclosure

SEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · nonDerivative · entry 2

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported).

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:42 UTC SaleCommon Stock 10,284 $24.00 $246,816.00
Disclosure

SEC source: 0001401257-17-000002 · wf-form4_148364894686761.xml · nonDerivative · entry 2

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,735

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016.

F2 · balance_after: Includes 1,713 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:42 UTC SaleCommon Stock 9,716 $24.00 $233,184.00
Disclosure

SEC source: 0001401257-17-000002 · wf-form4_148364894686761.xml · nonDerivative · entry 1

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,306

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 00:57 UTC Amendment Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,284 $0.00 Strike: $7.68 $0.00
Disclosure

SEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · derivative · entry 5

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,000

Underlying: Common Stock · 10,284 shares

Expires 2020-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 172,000 options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 00:57 UTC Amendment Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,716 $0.00 Strike: $7.68 $0.00
Disclosure

SEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · derivative · entry 4

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,284

Underlying: Common Stock · 9,716 shares

Expires 2020-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 172,000 options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 00:57 UTC Amendment Exercise / conversionCommon Stock 9,716 $7.68 $74,618.88
Disclosure

SEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · nonDerivative · entry 1

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported).

Read SEC document
December 31, 2016 Filed Feb 13, 2017 23:40 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GrantCommon Stock 711 $14.93 $10,615.23
Disclosure

SEC source: 0001401257-17-000015 · wf-form5_148702923564180.xml · nonDerivative · entry 3

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,144

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 31, 2016 Filed Feb 13, 2017 23:39 UTC GrantCommon Stock 711 $14.93 $10,615.23
Disclosure

SEC source: 0001401257-17-000014 · wf-form5_148702913477363.xml · nonDerivative · entry 1

Harris James Whelan · CIK 0001538456 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,138

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: The number of shares beneficially owned has been reduced by 597 shares to reflect a computational error made on the reporting person's Section 16 report filed on February 23, 2015 and February 22, 2016.

Read SEC document
December 31, 2016 Filed Feb 13, 2017 23:37 UTC GrantCommon Stock 711 $14.93 $10,615.23
Disclosure

SEC source: 0001401257-17-000012 · wf-form5_148702901891472.xml · nonDerivative · entry 2

Schmitt Tylar K. · CIK 0001543394 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,351

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 31, 2016 Filed Feb 13, 2017 23:36 UTC
Danford Michael DewayneSVP - Human Resources
GrantCommon Stock 391 $14.93 $5,837.63
Disclosure

SEC source: 0001401257-17-000011 · wf-form5_148702895835137.xml · nonDerivative · entry 2

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,937

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).

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December 27, 2016 Filed Dec 27, 2016 18:43 UTC
Iyyanki PradyPresident & COO
SaleCommon Stock 10,000 $23.00 $230,000.00
Disclosure

SEC source: 0001401257-16-000187 · wf-form4_148286419232560.xml · nonDerivative · entry 1

Iyyanki Prady · CIK 0001596952 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,151

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2016.

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December 23, 2016 Filed Dec 27, 2016 13:41 UTC
Iyyanki PradyPresident & COO
SaleCommon Stock 20,000 $22.00 $440,000.00
Disclosure

SEC source: 0001401257-16-000185 · wf-form4_148284605394189.xml · nonDerivative · entry 1

Iyyanki Prady · CIK 0001596952 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,151

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2016.

F2 · balance_after: Includes 1,002 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d).

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December 08, 2016 Filed Dec 9, 2016 11:02 UTC SaleCommon Stock 300,000 $21.50 $6,450,000.00
Disclosure

SEC source: 0001401257-16-000183 · wf-form4_148129932134332.xml · nonDerivative · entry 1

OTOOLE TERENCE M · CIK 0001029627 · Director

Tinicum FET, LLC · CIK 0001550985 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,687,774

F1 · balance_after: Represents 2,666,666 shares of common stock that are directly owned by Tinicum FET, L.L.C., a Delaware limited liability company ("Tinicum FET"), and 14,416 shares of restricted stock and 6,692 restricted stock units previously issued to M. O'Toole in connection with his service on the Issuer's Board of Directors.

F2 · ownership.nature: The manager of Tinicum FET is Tinicum Lantern III L.L.C., a Delaware limited liability company ("Tinicum Lantern III"). Mr. O'Toole is a co-managing member of Tinicum Lantern III. As such, Mr. O'Toole may be deemed to share investment control over Tinicum FET's portfolio. Mr. O'Toole disclaims beneficial ownership of the shares held by Tinicum FET, except to the extent of his pecuniary interest therein. Pursuant to a letter agreement, dated as of March 28, 2012, Tinicum FET has the right to designate one member to the board of directors of the Issuer. Tinicum FET has designated Mr. O'Toole as its designee. As a result, Tinicum FET may be deemed a director by deputization. Tinicum FET disclaims any status as a deputized director for Section 16 or any other purposes.

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December 08, 2016 Filed Dec 9, 2016 16:01 UTC SaleCommon Stock 3,725,000 $21.50 $80,087,500.00
Disclosure

SEC source: 0001401257-16-000181 · wf-form4_148129928128449.xml · nonDerivative · entry 1

Baldwin David C · CIK 0001359478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,532,800

F1 · ownership.nature: SCF-V, L.P., a Delaware limited partnership ("SCF-V"), SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 20,532,800 shares of common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). (Continued in Footnote 2)

F2 · ownership.nature: L.E. Simmons & Associates, Inc., a Delaware corporation ("LESA") is the sole general partner of each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of LESA. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares.

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December 08, 2016 Filed Dec 9, 2016 16:01 UTC SaleCommon Stock 3,725,000 $21.50 $80,087,500.00
Disclosure

SEC source: 0001401257-16-000182 · wf-form4_148129930272416.xml · nonDerivative · entry 1

WAITE ANDREW L · CIK 0001198830 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,532,800

F1 · ownership.nature: SCF-V, L.P., a Delaware limited partnership ("SCF-V"), SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 20,532,800 shares of common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). (Continued in Footnote 2)

F2 · ownership.nature: L.E. Simmons & Associates, Inc., a Delaware corporation ("LESA") is the sole general partner of each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Waite serves as Co-President of LESA. As such, Mr. Waite may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Waite disclaims beneficial ownership of such shares.

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December 08, 2016 Filed Dec 12, 2016 15:24 UTC
SIMMONS L E10% owner · Member of Group
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 202,015 $21.24 $4,290,798.60
Disclosure

SEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 5

SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group

SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCF 2012B,. L.P.

Disclosed balance after: 1,113,543

F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities.

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December 08, 2016 Filed Dec 12, 2016 15:24 UTC
SIMMONS L E10% owner · Member of Group
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 352,202 $21.24 $7,480,770.48
Disclosure

SEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 4

SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group

SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCF 2012A, L.P.

Disclosed balance after: 1,941,403

F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 15:24 UTC
SIMMONS L E10% owner · Member of Group
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 1,181,521 $21.24 $25,095,506.04
Disclosure

SEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 3

SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group

SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCF VII, L.P.

Disclosed balance after: 6,512,720

F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 15:24 UTC
SIMMONS L E10% owner · Member of Group
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 734,017 $21.24 $15,590,521.08
Disclosure

SEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 2

SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group

SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCF-VI, L.P.

Disclosed balance after: 4,046,515

F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities.

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December 08, 2016 Filed Dec 12, 2016 15:24 UTC
SIMMONS L E10% owner · Member of Group
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
SaleCommon Stock 1,255,155 $21.24 $26,659,492.20
Disclosure

SEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 1

SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group

SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group

SCF V LP · CIK 0001255974 · 10% owner · Member of Group

SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group

SCF VI LP · CIK 0001334122 · 10% owner · Member of Group

SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group

SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group

SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCF-V, L.P.

Disclosed balance after: 6,918,619

F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities.

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December 06, 2016 Filed Feb 13, 2017 23:40 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-17-000015 · wf-form5_148702923564180.xml · nonDerivative · entry 2

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,433

Read SEC document
June 30, 2016 Filed Feb 13, 2017 23:40 UTC
GAUT C CHRISTOPHERDirector · CEO & COB
GrantCommon Stock 1,002 $10.60 $10,621.20
Disclosure

SEC source: 0001401257-17-000015 · wf-form5_148702923564180.xml · nonDerivative · entry 1

GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,433

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: The amount of shares beneficially owned reflects a distribution of 58,496 shares of common stock by trusts held for the benefit of the reporting person and his spouse. In addition, the number of shares beneficially owned has been reduced by one share to reflect a computational error made on the reporting person's Form 4 filed on February 23, 2015.

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June 30, 2016 Filed Feb 13, 2017 23:37 UTC GrantCommon Stock 1,002 $10.60 $10,621.20
Disclosure

SEC source: 0001401257-17-000012 · wf-form5_148702901891472.xml · nonDerivative · entry 1

Schmitt Tylar K. · CIK 0001543394 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,640

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).

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June 30, 2016 Filed Feb 13, 2017 23:36 UTC
Danford Michael DewayneSVP - Human Resources
GrantCommon Stock 150 $10.60 $1,590.00
Disclosure

SEC source: 0001401257-17-000011 · wf-form5_148702895835137.xml · nonDerivative · entry 1

Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,546

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.