Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC |
Harris James WhelanEVP & CFO
|
Exercise / conversionPerformance Shares · Derivative | 10,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · derivative · entry 9 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,300 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F6 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC |
Harris James WhelanEVP & CFO
|
Tax withholdingCommon Stock | 14,504 | $20.85 | $302,408.40 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 4 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,350 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 21, 2014, February 20, 2015 and February 19, 2016. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC |
Harris James WhelanEVP & CFO
|
Exercise / conversionCommon Stock | 3,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 3 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC |
Harris James WhelanEVP & CFO
|
Exercise / conversionCommon Stock | 10,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:51 UTC |
Harris James WhelanEVP & CFO
|
Exercise / conversionCommon Stock | 21,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000030 · wf-form4_148772104924700.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 1,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · derivative · entry 11 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,567 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. F8 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. F8 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 2,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · derivative · entry 10 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,520 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F7 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F7 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 4,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · derivative · entry 9 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,992 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F6 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC |
Danford Michael DewayneSVP - Human Resources
|
Tax withholdingCommon Stock | 4,878 | $20.85 | $101,706.30 |
DisclosureSEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · nonDerivative · entry 4 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,138 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of performance shares granted on February 21, 2014, February 20, 2015 and February 19, 2016. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionCommon Stock | 1,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · nonDerivative · entry 3 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionCommon Stock | 4,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:50 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionCommon Stock | 8,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000027 · wf-form4_148772099935640.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:11 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
Exercise / conversionPerformance Shares · Derivative | 13,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · derivative · entry 9 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,910 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. F6 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. F6 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2014 and ending on December 31, 2016, each performance share represents the right to receive one share of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:11 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
Exercise / conversionPerformance Shares · Derivative | 20,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · derivative · entry 8 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,146 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F5 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F5 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the NG&C Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2015 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:11 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
Exercise / conversionPerformance Shares · Derivative | 39,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · derivative · entry 7 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,872 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Nominating, Governance & Compensation Committee ("NG&C Committee") and given the Company's relative shareholder return versus the relevant peer group over the one-year period commencing on January 1, 2016 and ending on December 31, 2016, each performance share represents the right to receive two shares of Common Stock. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:11 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
Exercise / conversionCommon Stock | 13,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · nonDerivative · entry 3 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:11 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
Exercise / conversionCommon Stock | 40,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:11 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
Exercise / conversionCommon Stock | 79,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000026 · wf-form4_148771508860717.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 17:46 UTC |
Iyyanki PradyPresident & COO
|
Tax withholdingCommon Stock | 3,138 | $23.35 | $73,272.30 |
DisclosureSEC source: 0001401257-17-000006 · wf-form4_148467518279675.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,724 F1 · balance_after: Includes 711 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| January 05, 2017 Filed Jan 7, 2017 00:57 UTC Amendment |
Harris James WhelanEVP & CFO
|
SaleCommon Stock | 10,284 | $24.00 | $246,816.00 |
DisclosureSEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · nonDerivative · entry 3 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,022 F1 · security: This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported). Read SEC document |
| January 05, 2017 Filed Jan 7, 2017 00:57 UTC Amendment |
Harris James WhelanEVP & CFO
|
Exercise / conversionCommon Stock | 10,284 | $7.68 | $78,981.12 |
DisclosureSEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported). Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 20:42 UTC |
Harris James WhelanEVP & CFO
|
SaleCommon Stock | 10,284 | $24.00 | $246,816.00 |
DisclosureSEC source: 0001401257-17-000002 · wf-form4_148364894686761.xml · nonDerivative · entry 2 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,735 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. F2 · balance_after: Includes 1,713 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 20:42 UTC |
Harris James WhelanEVP & CFO
|
SaleCommon Stock | 9,716 | $24.00 | $233,184.00 |
DisclosureSEC source: 0001401257-17-000002 · wf-form4_148364894686761.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,306 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:57 UTC Amendment |
Harris James WhelanEVP & CFO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,284 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · derivative · entry 5 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,000 Underlying: Common Stock · 10,284 shares Expires 2020-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 172,000 options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:57 UTC Amendment |
Harris James WhelanEVP & CFO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,716 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · derivative · entry 4 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,284 Underlying: Common Stock · 9,716 shares Expires 2020-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 172,000 options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:57 UTC Amendment |
Harris James WhelanEVP & CFO
|
Exercise / conversionCommon Stock | 9,716 | $7.68 | $74,618.88 |
DisclosureSEC source: 0001401257-17-000004 · wf-form4a_148375062156065.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported). Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:40 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GrantCommon Stock | 711 | $14.93 | $10,615.23 |
DisclosureSEC source: 0001401257-17-000015 · wf-form5_148702923564180.xml · nonDerivative · entry 3 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,144 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:39 UTC |
Harris James WhelanEVP & CFO
|
GrantCommon Stock | 711 | $14.93 | $10,615.23 |
DisclosureSEC source: 0001401257-17-000014 · wf-form5_148702913477363.xml · nonDerivative · entry 1 Harris James Whelan · CIK 0001538456 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,138 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c). F2 · balance_after: The number of shares beneficially owned has been reduced by 597 shares to reflect a computational error made on the reporting person's Section 16 report filed on February 23, 2015 and February 22, 2016. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:37 UTC |
Schmitt Tylar K.VP and CAO
|
GrantCommon Stock | 711 | $14.93 | $10,615.23 |
DisclosureSEC source: 0001401257-17-000012 · wf-form5_148702901891472.xml · nonDerivative · entry 2 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,351 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:36 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantCommon Stock | 391 | $14.93 | $5,837.63 |
DisclosureSEC source: 0001401257-17-000011 · wf-form5_148702895835137.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,937 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 27, 2016 Filed Dec 27, 2016 18:43 UTC |
Iyyanki PradyPresident & COO
|
SaleCommon Stock | 10,000 | $23.00 | $230,000.00 |
DisclosureSEC source: 0001401257-16-000187 · wf-form4_148286419232560.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,151 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2016. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 13:41 UTC |
Iyyanki PradyPresident & COO
|
SaleCommon Stock | 20,000 | $22.00 | $440,000.00 |
DisclosureSEC source: 0001401257-16-000185 · wf-form4_148284605394189.xml · nonDerivative · entry 1 Iyyanki Prady · CIK 0001596952 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,151 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2016. F2 · balance_after: Includes 1,002 shares of common stock that were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 11:02 UTC |
OTOOLE TERENCE MDirector
Tinicum FET, LLCDirector
|
SaleCommon Stock | 300,000 | $21.50 | $6,450,000.00 |
DisclosureSEC source: 0001401257-16-000183 · wf-form4_148129932134332.xml · nonDerivative · entry 1 OTOOLE TERENCE M · CIK 0001029627 · Director Tinicum FET, LLC · CIK 0001550985 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,687,774 F1 · balance_after: Represents 2,666,666 shares of common stock that are directly owned by Tinicum FET, L.L.C., a Delaware limited liability company ("Tinicum FET"), and 14,416 shares of restricted stock and 6,692 restricted stock units previously issued to M. O'Toole in connection with his service on the Issuer's Board of Directors. F2 · ownership.nature: The manager of Tinicum FET is Tinicum Lantern III L.L.C., a Delaware limited liability company ("Tinicum Lantern III"). Mr. O'Toole is a co-managing member of Tinicum Lantern III. As such, Mr. O'Toole may be deemed to share investment control over Tinicum FET's portfolio. Mr. O'Toole disclaims beneficial ownership of the shares held by Tinicum FET, except to the extent of his pecuniary interest therein. Pursuant to a letter agreement, dated as of March 28, 2012, Tinicum FET has the right to designate one member to the board of directors of the Issuer. Tinicum FET has designated Mr. O'Toole as its designee. As a result, Tinicum FET may be deemed a director by deputization. Tinicum FET disclaims any status as a deputized director for Section 16 or any other purposes. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 16:01 UTC |
Baldwin David CDirector
|
SaleCommon Stock | 3,725,000 | $21.50 | $80,087,500.00 |
DisclosureSEC source: 0001401257-16-000181 · wf-form4_148129928128449.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,532,800 F1 · ownership.nature: SCF-V, L.P., a Delaware limited partnership ("SCF-V"), SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 20,532,800 shares of common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). (Continued in Footnote 2) F2 · ownership.nature: L.E. Simmons & Associates, Inc., a Delaware corporation ("LESA") is the sole general partner of each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of LESA. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 16:01 UTC |
WAITE ANDREW LDirector
|
SaleCommon Stock | 3,725,000 | $21.50 | $80,087,500.00 |
DisclosureSEC source: 0001401257-16-000182 · wf-form4_148129930272416.xml · nonDerivative · entry 1 WAITE ANDREW L · CIK 0001198830 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,532,800 F1 · ownership.nature: SCF-V, L.P., a Delaware limited partnership ("SCF-V"), SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 20,532,800 shares of common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). (Continued in Footnote 2) F2 · ownership.nature: L.E. Simmons & Associates, Inc., a Delaware corporation ("LESA") is the sole general partner of each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Waite serves as Co-President of LESA. As such, Mr. Waite may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Waite disclaims beneficial ownership of such shares. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:24 UTC |
SIMMONS L E10% owner · Member of Group
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
|
SaleCommon Stock | 202,015 | $21.24 | $4,290,798.60 |
DisclosureSEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 5 SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCF 2012B,. L.P. Disclosed balance after: 1,113,543 F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:24 UTC |
SIMMONS L E10% owner · Member of Group
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
|
SaleCommon Stock | 352,202 | $21.24 | $7,480,770.48 |
DisclosureSEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 4 SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCF 2012A, L.P. Disclosed balance after: 1,941,403 F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:24 UTC |
SIMMONS L E10% owner · Member of Group
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
|
SaleCommon Stock | 1,181,521 | $21.24 | $25,095,506.04 |
DisclosureSEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 3 SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCF VII, L.P. Disclosed balance after: 6,512,720 F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:24 UTC |
SIMMONS L E10% owner · Member of Group
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
|
SaleCommon Stock | 734,017 | $21.24 | $15,590,521.08 |
DisclosureSEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 2 SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCF-VI, L.P. Disclosed balance after: 4,046,515 F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:24 UTC |
SIMMONS L E10% owner · Member of Group
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
|
SaleCommon Stock | 1,255,155 | $21.24 | $26,659,492.20 |
DisclosureSEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 1 SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCF-V, L.P. Disclosed balance after: 6,918,619 F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. Read SEC document |
| December 06, 2016 Filed Feb 13, 2017 23:40 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000015 · wf-form5_148702923564180.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,433 Read SEC document |
| June 30, 2016 Filed Feb 13, 2017 23:40 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GrantCommon Stock | 1,002 | $10.60 | $10,621.20 |
DisclosureSEC source: 0001401257-17-000015 · wf-form5_148702923564180.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,433 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c). F2 · balance_after: The amount of shares beneficially owned reflects a distribution of 58,496 shares of common stock by trusts held for the benefit of the reporting person and his spouse. In addition, the number of shares beneficially owned has been reduced by one share to reflect a computational error made on the reporting person's Form 4 filed on February 23, 2015. Read SEC document |
| June 30, 2016 Filed Feb 13, 2017 23:37 UTC |
Schmitt Tylar K.VP and CAO
|
GrantCommon Stock | 1,002 | $10.60 | $10,621.20 |
DisclosureSEC source: 0001401257-17-000012 · wf-form5_148702901891472.xml · nonDerivative · entry 1 Schmitt Tylar K. · CIK 0001543394 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,640 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2016 Filed Feb 13, 2017 23:36 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantCommon Stock | 150 | $10.60 | $1,590.00 |
DisclosureSEC source: 0001401257-17-000011 · wf-form5_148702895835137.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,546 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.