Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998 | 10% owner · Member of Group | December 08, 2016 | December 12, 2016 |
| Nine Energy Service, Inc.NINE · Entity 6520 | 10% owner | January 18, 2018 | January 19, 2018 |
| Select Water Solutions, Inc.WTTR · Entity 4263 | Director · 10% owner | November 01, 2017 | November 02, 2017 |
| United Airlines Holdings, Inc.UAL · Entity 3116 | Director | March 30, 2018 | April 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORUM ENERGY TECHNOLOGIES, INC.
Report date December 08, 2016 · Filed December 12, 2016
Jointly reported with SCF Partners, Inc., SCF V LP, SCF-V, G.P., Limited Partnership, SCF VI LP, SCF-VI, G.P., Limited Partnership, SCF-VII, L.P., SCF-VII, G.P., Limited Partnership
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy SCF-V, L.P. | 6,918,619 |
Reported balance
After 2016-12-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-12-08 · Sale · Disposed 1,255,155 · Balance 6,918,619 F1: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. |
| Common StockSEC Table I · non-derivative | IndirectBy SCF-VI, L.P. | 4,046,515 |
Reported balance
After 2016-12-08 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-12-08 · Sale · Disposed 734,017 · Balance 4,046,515 F1: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. |
| Common StockSEC Table I · non-derivative | IndirectBy SCF VII, L.P. | 6,512,720 |
Reported balance
After 2016-12-08 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-12-08 · Sale · Disposed 1,181,521 · Balance 6,512,720 F1: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. |
| Common StockSEC Table I · non-derivative | IndirectBy SCF 2012A, L.P. | 1,941,403 |
Reported balance
After 2016-12-08 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2016-12-08 · Sale · Disposed 352,202 · Balance 1,941,403 F1: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. |
| Common StockSEC Table I · non-derivative | IndirectBy SCF 2012B,. L.P. | 1,113,543 |
Reported balance
After 2016-12-08 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2016-12-08 · Sale · Disposed 202,015 · Balance 1,113,543 F1: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. |
Filing footnotes · ownership attribution and instrument terms
F1: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities.
Nine Energy Service, Inc.
Report date January 18, 2018 · Filed January 19, 2018
Jointly reported with SCF Partners, Inc., SCF-VII, G.P., Limited Partnership, SCF-VII, L.P., SCF-VII(A), G.P., Limited Partnership, SCF-VII(A), L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,132,238 |
Reported balance
Holding disclosure · report date 2018-01-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,132,238 F1: Represents 938,063 shares of common stock, $0.01 par value per share ("Common Stock"), of Nine Energy Service, Inc. (the "Issuer") directly owned by SCF-VII, L.P. and 194,175 shares of Common Stock directly owned by SCF-VII(A), L.P. F2: L. E. Simmons is the Chairman and sole member of the board of directors of L.E. Simmons & Associates, Incorporated, a Delaware corporation ("LESA"), which is the sole general partner of each of SCF-VII, G.P., Limited Partnership ("SCF-VII GP") and SCF-VII(A), G.P., Limited Partnership ("SCF-VII(A) GP"). Additionally, SCF-VII, GP is the sole general partner of SCF-VII, L.P. and SCF-VII(A) GP is the sole general partner of SCF-VII(A), L.P. Based on the reporting person's affiliation with SCF-VII, L.P. and SCF-VII(A), L.P., L. E. Simmons may be deemed to beneficially own all of the shares of Common Stock of the Issuer directly owned by SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Simmons disclaims beneficial ownership of all such interests. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 938,063 shares of common stock, $0.01 par value per share ("Common Stock"), of Nine Energy Service, Inc. (the "Issuer") directly owned by SCF-VII, L.P. and 194,175 shares of Common Stock directly owned by SCF-VII(A), L.P.
F2: L. E. Simmons is the Chairman and sole member of the board of directors of L.E. Simmons & Associates, Incorporated, a Delaware corporation ("LESA"), which is the sole general partner of each of SCF-VII, G.P., Limited Partnership ("SCF-VII GP") and SCF-VII(A), G.P., Limited Partnership ("SCF-VII(A) GP"). Additionally, SCF-VII, GP is the sole general partner of SCF-VII, L.P. and SCF-VII(A) GP is the sole general partner of SCF-VII(A), L.P. Based on the reporting person's affiliation with SCF-VII, L.P. and SCF-VII(A), L.P., L. E. Simmons may be deemed to beneficially own all of the shares of Common Stock of the Issuer directly owned by SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Simmons disclaims beneficial ownership of all such interests.
Select Water Solutions, Inc.
Report date November 01, 2017 · Filed November 02, 2017
Jointly reported with SCF VI LP, SCF-VI, G.P., Limited Partnership, SCF-VII, L.P., SCF-VII, G.P., Limited Partnership, Baldwin David C
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSEE FOOTNOTES | 16,191,331 |
Reported balance
After 2017-11-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-01 · Grant · Acquired 16,191,331 · Balance 16,191,331 F1: Received in exchange for 21,159,609 shares of Class A common stock, $0.01 par value per share, of Rockwater Energy Solutions, Inc. ("Rockwater") in connection with the acquisition of Rockwater by Select Energy Services, Inc. (the "Issuer"). F2: Represents 8,773,760 shares of Class A common stock, $0.01 par value per share, of the Issuer ("Class A Common Stock") directly beneficially owned by SCF-VI, L.P., 6,374,474 shares of Class A Common Stock directly beneficially owned by SCF-VII, L.P. and 1,043,097 shares of Class A Common Stock directly beneficially owned by SCF-VII(A), L.P. F3: L. E. Simmons is the President and sole member of the board of directors of L.E. Simmons & Associates, Incorporated, a Delaware corporation ("LESA"), which is the sole general partner of each of SCF-VI, G.P., Limited Partnership ("SCF-VI GP"), SCF-VII, G.P., Limited Partnership ("SCF-VII GP") and SCF-VII(A), G.P., Limited Partnership ("SCF-VII(A) GP"). Additionally, SCF-VI GP is the sole general partner of SCF-VI, L.P., SCF-VII, GP is the sole general partner of SCF-VII, L.P. and SCF-VII(A) GP is the sole general partner of SCF-VII(A), L.P. Based on the reporting person's affiliation with SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P., L. E. Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Simmons disclaims beneficial ownership of all such interests. F4: David C. Baldwin is a member of the Issuer's board of directors. Mr. Baldwin serves as Co-President of LESA. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Baldwin disclaims beneficial ownership of all such interests. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for 21,159,609 shares of Class A common stock, $0.01 par value per share, of Rockwater Energy Solutions, Inc. ("Rockwater") in connection with the acquisition of Rockwater by Select Energy Services, Inc. (the "Issuer").
F2: Represents 8,773,760 shares of Class A common stock, $0.01 par value per share, of the Issuer ("Class A Common Stock") directly beneficially owned by SCF-VI, L.P., 6,374,474 shares of Class A Common Stock directly beneficially owned by SCF-VII, L.P. and 1,043,097 shares of Class A Common Stock directly beneficially owned by SCF-VII(A), L.P.
F3: L. E. Simmons is the President and sole member of the board of directors of L.E. Simmons & Associates, Incorporated, a Delaware corporation ("LESA"), which is the sole general partner of each of SCF-VI, G.P., Limited Partnership ("SCF-VI GP"), SCF-VII, G.P., Limited Partnership ("SCF-VII GP") and SCF-VII(A), G.P., Limited Partnership ("SCF-VII(A) GP"). Additionally, SCF-VI GP is the sole general partner of SCF-VI, L.P., SCF-VII, GP is the sole general partner of SCF-VII, L.P. and SCF-VII(A) GP is the sole general partner of SCF-VII(A), L.P. Based on the reporting person's affiliation with SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P., L. E. Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Simmons disclaims beneficial ownership of all such interests.
F4: David C. Baldwin is a member of the Issuer's board of directors. Mr. Baldwin serves as Co-President of LESA. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Baldwin disclaims beneficial ownership of all such interests.
United Airlines Holdings, Inc.
Report date March 30, 2018 · Filed April 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share UnitsSEC Table II · derivative / convertible security | Direct | 2,364.26 |
Reported balance
After 2018-03-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-30 · Grant · Acquired 452.51 · Balance 2,364.26 F1: The share units convert to shares of common stock on a 1-for-1 basis. F2: Represents 2018 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F3: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. |
Filing footnotes · ownership attribution and instrument terms
F1: The share units convert to shares of common stock on a 1-for-1 basis.
F2: Represents 2018 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").
F3: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2018 Filed Apr 2, 2018 22:29 UTC | United Airlines Holdings, Inc. UAL · Entity 3116 | GrantShare Units · Derivative | 452.51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009084 · doc4.xml · derivative · entry 1 SIMMONS L E · CIK 0001248279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,364.26 Underlying: Common Stock · 452.51 shares Expires not disclosed F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis. F2 · shares: Represents 2018 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F2 · price: Represents 2018 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:39 UTC | United Airlines Holdings, Inc. UAL · Entity 3116 | GrantShare Units · Derivative | 461.73 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-000283 · doc4.xml · derivative · entry 1 SIMMONS L E · CIK 0001248279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,911.75 Underlying: Common Stock · 461.73 shares Expires not disclosed F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis. F2 · shares: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F2 · price: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 20:30 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | GrantClass A Common Stock | 16,191,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001085550-17-000004 · wf-form4_150965458660397.xml · nonDerivative · entry 1 SIMMONS L E · CIK 0001248279 · Director · 10% owner SCF VI LP · CIK 0001334122 · Director · 10% owner SCF-VI, G.P., Limited Partnership · CIK 0001380957 · Director · 10% owner SCF-VII, L.P. · CIK 0001546824 · Director · 10% owner SCF-VII, G.P., Limited Partnership · CIK 0001546823 · Director · 10% owner Baldwin David C · CIK 0001359478 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTES Disclosed balance after: 16,191,331 F1 · price: Received in exchange for 21,159,609 shares of Class A common stock, $0.01 par value per share, of Rockwater Energy Solutions, Inc. ("Rockwater") in connection with the acquisition of Rockwater by Select Energy Services, Inc. (the "Issuer"). F2 · ownership.nature: Represents 8,773,760 shares of Class A common stock, $0.01 par value per share, of the Issuer ("Class A Common Stock") directly beneficially owned by SCF-VI, L.P., 6,374,474 shares of Class A Common Stock directly beneficially owned by SCF-VII, L.P. and 1,043,097 shares of Class A Common Stock directly beneficially owned by SCF-VII(A), L.P. F3 · ownership.nature: L. E. Simmons is the President and sole member of the board of directors of L.E. Simmons & Associates, Incorporated, a Delaware corporation ("LESA"), which is the sole general partner of each of SCF-VI, G.P., Limited Partnership ("SCF-VI GP"), SCF-VII, G.P., Limited Partnership ("SCF-VII GP") and SCF-VII(A), G.P., Limited Partnership ("SCF-VII(A) GP"). Additionally, SCF-VI GP is the sole general partner of SCF-VI, L.P., SCF-VII, GP is the sole general partner of SCF-VII, L.P. and SCF-VII(A) GP is the sole general partner of SCF-VII(A), L.P. Based on the reporting person's affiliation with SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P., L. E. Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Simmons disclaims beneficial ownership of all such interests. F4 · ownership.nature: David C. Baldwin is a member of the Issuer's board of directors. Mr. Baldwin serves as Co-President of LESA. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Baldwin disclaims beneficial ownership of all such interests. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:48 UTC | United Airlines Holdings, Inc. UAL · Entity 3116 | GrantShare Units · Derivative | 511.25 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-023305 · doc4.xml · derivative · entry 1 SIMMONS L E · CIK 0001248279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450.02 Underlying: Common Stock · 511.25 shares Expires not disclosed F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis. F2 · shares: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F2 · price: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:49 UTC | United Airlines Holdings, Inc. UAL · Entity 3116 | GrantShare Units · Derivative | 412.79 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-017807 · doc4.xml · derivative · entry 1 SIMMONS L E · CIK 0001248279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938.77 Underlying: Common Stock · 412.79 shares Expires not disclosed F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis. F2 · shares: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F2 · price: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 22:51 UTC | United Airlines Holdings, Inc. UAL · Entity 3116 | Exercise / conversionShare Units · Derivative | 2,707.09 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-016288 · doc4.xml · derivative · entry 3 SIMMONS L E · CIK 0001248279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,707.09 shares Expires 2017-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan, the reporting person elected to receive the entire award settled in shares of the Company's common stock. Any fractional share units were settled in cash. F1 · price: Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan, the reporting person elected to receive the entire award settled in shares of the Company's common stock. Any fractional share units were settled in cash. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 22:51 UTC | United Airlines Holdings, Inc. UAL · Entity 3116 | Disposition to issuerCommon Stock | 0.09 | $79.83 | $7.18 |
DisclosureSEC source: 0000899243-17-016288 · doc4.xml · nonDerivative · entry 2 SIMMONS L E · CIK 0001248279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,021 Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 22:51 UTC | United Airlines Holdings, Inc. UAL · Entity 3116 | Exercise / conversionCommon Stock | 2,707.09 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-016288 · doc4.xml · nonDerivative · entry 1 SIMMONS L E · CIK 0001248279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,021.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan, the reporting person elected to receive the entire award settled in shares of the Company's common stock. Any fractional share units were settled in cash. Read SEC document |
| May 25, 2017 Filed May 30, 2017 23:24 UTC | United Airlines Holdings, Inc. UAL · Entity 3116 | GrantShare Units · Derivative | 1,992.9 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014797 · doc4.xml · derivative · entry 1 SIMMONS L E · CIK 0001248279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992.9 Underlying: Common Stock · 1,992.9 shares Expires not disclosed F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on the average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2017 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). F2 · derivative.exercise_price: (Continued from Footnote 1) Therefore all of the share units granted to the Reporting Person for the 2017 annual director equity award will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid. F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on the average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2017 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). F2 · derivative.expiration_date: (Continued from Footnote 1) Therefore all of the share units granted to the Reporting Person for the 2017 annual director equity award will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:09 UTC | United Airlines Holdings, Inc. UAL · Entity 3116 | GrantShare Units · Derivative | 525.98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-009336 · doc4.xml · derivative · entry 1 SIMMONS L E · CIK 0001248279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525.98 Underlying: Common Stock · 525.98 shares Expires not disclosed F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis. F2 · shares: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F2 · price: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP"). F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:24 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 202,015 | $21.24 | $4,290,798.60 |
DisclosureSEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 5 SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCF 2012B,. L.P. Disclosed balance after: 1,113,543 F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:24 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 352,202 | $21.24 | $7,480,770.48 |
DisclosureSEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 4 SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCF 2012A, L.P. Disclosed balance after: 1,941,403 F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:24 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 1,181,521 | $21.24 | $25,095,506.04 |
DisclosureSEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 3 SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCF VII, L.P. Disclosed balance after: 6,512,720 F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:24 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 734,017 | $21.24 | $15,590,521.08 |
DisclosureSEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 2 SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCF-VI, L.P. Disclosed balance after: 4,046,515 F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 15:24 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 1,255,155 | $21.24 | $26,659,492.20 |
DisclosureSEC source: 0001085550-16-000004 · wf-form4_148155625040030.xml · nonDerivative · entry 1 SIMMONS L E · CIK 0001248279 · 10% owner · Member of Group SIMMONS L E & ASSOCIATES INC · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SCF-V, L.P. Disclosed balance after: 6,918,619 F1 · ownership.nature: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.