Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 24, 2020 22:24 UTC |
Williams David Lyle Jr.SVP - Operations
|
Tax withholdingCommon Stock | 467 | $1.00 | $467.00 |
DisclosureSEC source: 0001401257-20-000049 · wf-form4_158258307135450.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,683 F1 · shares: These shares were surrendered to satisfy the tax withholding obligation related to the vesting of a restricted stock unit award granted on February 20, 2017. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:25 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 4,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-20-000050 · wf-form4_158258309216898.xml · derivative · entry 5 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,056 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:25 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionPerformance Shares · Derivative | 2,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-20-000050 · wf-form4_158258309216898.xml · derivative · entry 4 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:25 UTC |
Danford Michael DewayneSVP - Human Resources
|
Exercise / conversionCommon Stock | 1,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-20-000050 · wf-form4_158258309216898.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:25 UTC |
Danford Michael DewayneSVP - Human Resources
|
Tax withholdingCommon Stock | 590 | $1.00 | $590.00 |
DisclosureSEC source: 0001401257-20-000050 · wf-form4_158258309216898.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,016 F1 · shares: These shares were surrendered to satisfy the tax withholding obligation related to the vesting of a restricted stock unit award granted on February 20, 2017. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:24 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
Exercise / conversionPerformance Shares · Derivative | 16,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-20-000047 · wf-form4_158258302557823.xml · derivative · entry 4 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:24 UTC |
Mercado, Pablo G.SVP, CFO
|
Exercise / conversionPerformance Shares · Derivative | 2,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-20-000048 · wf-form4_158258304944694.xml · derivative · entry 5 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock. F4 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock. F4 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the three-year period commencing on January 1, 2017 and ending on December 31, 2019, each performance share represents the right to receive zero shares of Common Stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:24 UTC |
Mercado, Pablo G.SVP, CFO
|
Exercise / conversionPerformance Shares · Derivative | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001401257-20-000048 · wf-form4_158258304944694.xml · derivative · entry 4 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock. F3 · price: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock. F3 · derivative.exercise_date: These performance shares represent a contingent right to receive Common Stock, based on the Company's relative shareholder return versus that of the Company's peer group. As determined by the Company's Compensation Committee ("the Compensation Committee") and given the Company's relative shareholder return versus the relevant peer group over the two-year period commencing on January 1, 2018 and ending on December 31, 2019, each performance share represents the right to receive 0.25 shares of Common Stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:24 UTC |
Mercado, Pablo G.SVP, CFO
|
Exercise / conversionCommon Stock | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-20-000048 · wf-form4_158258304944694.xml · nonDerivative · entry 2 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:24 UTC |
Mercado, Pablo G.SVP, CFO
|
Tax withholdingCommon Stock | 467 | $1.00 | $467.00 |
DisclosureSEC source: 0001401257-20-000048 · wf-form4_158258304944694.xml · nonDerivative · entry 1 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,060 F1 · shares: These shares were surrendered to satisfy the tax withholding obligation related to the vesting of a restricted stock unit award granted on February 20, 2017. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:23 UTC |
IVASCU JOHN CSVP and General Counsel
|
Tax withholdingCommon Stock | 738 | $1.00 | $738.00 |
DisclosureSEC source: 0001401257-20-000046 · wf-form4_158258300437737.xml · nonDerivative · entry 1 IVASCU JOHN C · CIK 0001765836 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,578 F1 · shares: These shares were surrendered to satisfy the tax withholding obligation related to the vesting of a restricted stock unit award granted on February 20, 2017. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 17:13 UTC |
IVASCU JOHN CSVP and General Counsel
|
Tax withholdingCommon Stock | 1,263 | $0.99 | $1,250.37 |
DisclosureSEC source: 0001401257-20-000035 · wf-form4_158221876354795.xml · nonDerivative · entry 1 IVASCU JOHN C · CIK 0001765836 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,316 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 19, 2016. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 17:11 UTC |
Mercado, Pablo G.SVP, CFO
|
Tax withholdingCommon Stock | 1,000 | $0.99 | $990.00 |
DisclosureSEC source: 0001401257-20-000034 · wf-form4_158221869052122.xml · nonDerivative · entry 1 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,527 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on February 19, 2016. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 16:51 UTC |
Danford Michael DewayneSVP - Human Resources
|
Tax withholdingCommon Stock | 1,000 | $0.99 | $990.00 |
DisclosureSEC source: 0001401257-20-000032 · wf-form4_158221745692465.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,606 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on February 19, 2016. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 16:50 UTC |
Williams David Lyle Jr.SVP - Operations
|
Tax withholdingCommon Stock | 1,000 | $0.99 | $990.00 |
DisclosureSEC source: 0001401257-20-000031 · wf-form4_158221743519816.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,150 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on February 19, 2016. Read SEC document |
| February 17, 2020 Filed Aug 14, 2020 17:27 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GiftCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-20-000131 · wf-form4_159742601501368.xml · nonDerivative · entry 3 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 97,000 F1 · balance_after: Reflects a transfer of 75,000 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren. F1 · ownership.nature: Reflects a transfer of 75,000 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren. Read SEC document |
| February 17, 2020 Filed Aug 14, 2020 17:27 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GiftCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-20-000131 · wf-form4_159742601501368.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,270,413 F1 · balance_after: Reflects a transfer of 75,000 shares of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock") directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren. Read SEC document |
| February 17, 2020 Filed Aug 14, 2020 17:27 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GiftCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-20-000131 · wf-form4_159742601501368.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,345,413 Read SEC document |
| February 16, 2020 Filed Feb 18, 2020 19:15 UTC |
Williams David Lyle Jr.SVP - Operations
|
Tax withholdingCommon Stock | 1,038 | $1.02 | $1,058.76 |
DisclosureSEC source: 0001401257-20-000025 · wf-form4_158205332391348.xml · nonDerivative · entry 2 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,150 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on February 16, 2018. Read SEC document |
| February 16, 2020 Filed Feb 18, 2020 19:16 UTC |
Danford Michael DewayneSVP - Human Resources
|
Tax withholdingCommon Stock | 939 | $1.02 | $957.78 |
DisclosureSEC source: 0001401257-20-000026 · wf-form4_158205334447530.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,606 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on February 16, 2018. Read SEC document |
| February 16, 2020 Filed Feb 18, 2020 19:15 UTC |
IVASCU JOHN CSVP and General Counsel
|
Tax withholdingCommon Stock | 1,544 | $1.02 | $1,574.88 |
DisclosureSEC source: 0001401257-20-000024 · wf-form4_158205330033769.xml · nonDerivative · entry 2 IVASCU JOHN C · CIK 0001765836 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,579 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 16, 2020 Filed Feb 18, 2020 19:14 UTC |
Mercado, Pablo G.SVP, CFO
|
Tax withholdingCommon Stock | 1,483 | $1.02 | $1,512.66 |
DisclosureSEC source: 0001401257-20-000023 · wf-form4_158205328009433.xml · nonDerivative · entry 2 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,527 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 16, 2020 Filed Feb 18, 2020 19:14 UTC |
McElroy JohnCorporate Controller and PAO
|
Tax withholdingCommon Stock | 371 | $1.02 | $378.42 |
DisclosureSEC source: 0001401257-20-000022 · wf-form4_158205325170593.xml · nonDerivative · entry 2 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,084 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock units award granted on February 16, 2018. Read SEC document |
| February 15, 2020 Filed Feb 18, 2020 19:15 UTC |
Williams David Lyle Jr.SVP - Operations
|
Tax withholdingCommon Stock | 3,937 | $1.02 | $4,015.74 |
DisclosureSEC source: 0001401257-20-000025 · wf-form4_158205332391348.xml · nonDerivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,188 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on February 15, 2019. Read SEC document |
| February 15, 2020 Filed Feb 18, 2020 19:16 UTC |
Danford Michael DewayneSVP - Human Resources
|
Tax withholdingCommon Stock | 3,562 | $1.02 | $3,633.24 |
DisclosureSEC source: 0001401257-20-000026 · wf-form4_158205334447530.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,545 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock award granted on February 15, 2019. Read SEC document |
| February 15, 2020 Filed Feb 18, 2020 19:15 UTC |
IVASCU JOHN CSVP and General Counsel
|
Tax withholdingCommon Stock | 4,312 | $1.02 | $4,398.24 |
DisclosureSEC source: 0001401257-20-000024 · wf-form4_158205330033769.xml · nonDerivative · entry 1 IVASCU JOHN C · CIK 0001765836 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,123 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019. Read SEC document |
| February 15, 2020 Filed Feb 18, 2020 19:14 UTC |
Mercado, Pablo G.SVP, CFO
|
Tax withholdingCommon Stock | 6,562 | $1.02 | $6,693.24 |
DisclosureSEC source: 0001401257-20-000023 · wf-form4_158205328009433.xml · nonDerivative · entry 1 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,010 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019. Read SEC document |
| February 15, 2020 Filed Feb 18, 2020 19:14 UTC |
McElroy JohnCorporate Controller and PAO
|
Tax withholdingCommon Stock | 1,125 | $1.02 | $1,147.50 |
DisclosureSEC source: 0001401257-20-000022 · wf-form4_158205325170593.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,455 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock units award granted on February 15, 2019. Read SEC document |
| January 08, 2020 Filed Jan 13, 2020 17:54 UTC |
McElroy JohnCorporate Controller and PAO
|
Tax withholdingCommon Stock | 625 | $1.87 | $1,168.75 |
DisclosureSEC source: 0001401257-20-000002 · wf-form4_157893805312847.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,816 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on January 8, 2018. Read SEC document |
| December 31, 2019 Filed Feb 14, 2020 16:41 UTC |
McElroy JohnCorporate Controller and PAO
|
GrantCommon Stock | 3,764 | $1.43 | $5,382.52 |
DisclosureSEC source: 0001401257-20-000015 · wf-form5_158169847980878.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,580 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 31, 2019 Filed Feb 14, 2020 16:41 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GrantCommon Stock | 3,764 | $1.43 | $5,382.52 |
DisclosureSEC source: 0001401257-20-000016 · wf-form5_158169850069840.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134,413 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 31, 2019 Filed Feb 14, 2020 16:41 UTC |
Danford Michael DewayneSVP - Human Resources
|
GrantCommon Stock | 1,372 | $1.43 | $1,961.96 |
DisclosureSEC source: 0001401257-20-000014 · wf-form5_158169845148513.xml · nonDerivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,107 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 12:48 UTC |
Angelle Evelyn MDirector
|
PurchaseCommon Stock | 78,125 | $1.28 | $100,000.00 |
DisclosureSEC source: 0001401257-19-000190 · wf-form4_157487691066841.xml · nonDerivative · entry 1 Angelle Evelyn M · CIK 0001422998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,679 Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 17:54 UTC |
Schmitz JohnDirector
|
GrantCommon Stock | 390,625 | $1.28 | $500,000.00 |
DisclosureSEC source: 0001401257-19-000193 · wf-form4_157487726868780.xml · nonDerivative · entry 1 Schmitz John · CIK 0001539285 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,580,666 F1 · ownership.nature: The shares of Forum Energy Technologies, Inc. common stock reported herein were purchased by B-29 Family Holdings, LLC ("B-29 Family Holdings"). Mr. Schmitz maintains a 90.69% membership interest in B-29 Family Holdings. As such, Mr. Schmitz may be deemed to have dispositive power over the common stock owned by B-29 Family Holdings. Mr. Schmitz disclaims beneficial ownership of such common stock, except to the extent of his pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 17:52 UTC |
WAITE ANDREW LDirector
|
PurchaseCommon Stock | 585,938 | $1.28 | $750,000.64 |
DisclosureSEC source: 0001401257-19-000192 · wf-form4_157487713615807.xml · nonDerivative · entry 1 WAITE ANDREW L · CIK 0001198830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,150 Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 17:47 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
PurchaseCommon Stock | 312,500 | $1.28 | $400,000.00 |
DisclosureSEC source: 0001401257-19-000189 · wf-form4_157487682475277.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127,833 Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 17:50 UTC |
Baldwin David CDirector
|
PurchaseCommon Stock | 585,938 | $1.28 | $750,000.64 |
DisclosureSEC source: 0001401257-19-000191 · wf-form4_157487703175003.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,150 Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 15:04 UTC |
Danford Michael DewayneSVP - Human Resources
|
PurchaseCommon Stock | 10,000 | $1.02 | $10,200.00 |
DisclosureSEC source: 0001401257-19-000186 · wf-form4_157383024272872.xml · nonDerivative · entry 2 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,735 Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:42 UTC |
McElroy JohnCorporate Controller and PAO
|
GrantStock Appreciation Rights · Derivative | 110,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001401257-19-000182 · wf-form4_157290375672762.xml · derivative · entry 1 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires 2022-10-31 F1 · security: Represents an award of stock appreciation rights ("SARs") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each SAR represents a contingent right to receive the excess, if any, of the fair market value of one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 ("Common Stock"), over the exercise price upon vesting. F2 · security: The SARs vest on the third anniversary of the date of grant (10/31/2019) and will settle in Common Stock or, at the Company's election, in cash, as soon as practicable thereafter, subject to a threshold condition that the average closing price of a share of Common Stock over the twenty trading days prior to the settlement date is equal to or greater than $5.00. The SARs will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. In connection with the award hereunder, the Company's Board of Directors has determined that the maximum award under the 2019 Management Incentive Plan ("MIP") that the reporting person is eligible to receive will be 75% of the MIP's target payout. F3 · derivative.exercise_price: The exercise price of each SAR is $1.45 per share, which is 125% of the Company's closing stock price on the date of grant. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:41 UTC |
Williams David Lyle Jr.SVP - Operations
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GrantStock Appreciation Rights · Derivative | 425,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001401257-19-000179 · wf-form4_157290368710927.xml · derivative · entry 1 Williams David Lyle Jr. · CIK 0001634370 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 Underlying: Common Stock · 425,000 shares Expires 2022-10-31 F1 · security: Represents an award of stock appreciation rights ("SARs") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each SAR represents a contingent right to receive the excess, if any, of the fair market value of one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 ("Common Stock"), over the exercise price upon vesting. F2 · security: The SARs vest on the third anniversary of the date of grant (10/31/2019) and will settle in Common Stock or, at the Company's election, in cash, as soon as practicable thereafter, subject to a threshold condition that the average closing price of a share of Common Stock over the twenty trading days prior to the settlement date is equal to or greater than $5.00. The SARs will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. In connection with the award hereunder, the Company's Board of Directors has determined that the maximum award under the 2019 Executive Management Incentive Plan ("EMIP") that the reporting person is eligible to receive will be 75% of the EMIP's target payout. F3 · derivative.exercise_price: The exercise price of each SAR is $1.45 per share, which is 125% of the Company's closing stock price on the date of grant. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 22:21 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
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GrantStock Appreciation Rights · Derivative | 775,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001401257-19-000184 · wf-form4_157290604813685.xml · derivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,000 Underlying: Common Stock · 775,000 shares Expires 2022-10-31 F1 · security: Represents an award of stock appreciation rights ("SARs") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each SAR represents a contingent right to receive the excess, if any, of the fair market value of one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 ("Common Stock"), over the exercise price upon vesting. F2 · security: The SARs vest on the third anniversary of the date of grant (10/31/2019) and will settle in Common Stock or, at the Company's election, in cash, as soon as practicable thereafter, subject to a threshold condition that the average closing price of a share of Common Stock over the twenty trading days prior to the settlement date is equal to or greater than $5.00. The SARs will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. In connection with the award hereunder, the Company's Board of Directors has determined that the maximum award under the 2019 Executive Management Incentive Plan ("EMIP") that the reporting person is eligible to receive will be 75% of the EMIP's target payout. F3 · derivative.exercise_price: The exercise price of each SAR is $1.45 per share, which is 125% of the Company's closing stock price on the date of grant. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:42 UTC |
Mercado, Pablo G.SVP, CFO
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GrantStock Appreciation Rights · Derivative | 425,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001401257-19-000181 · wf-form4_157290373310354.xml · derivative · entry 1 Mercado, Pablo G. · CIK 0001535246 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 Underlying: Common Stock · 425,000 shares Expires 2022-10-31 F1 · security: Represents an award of stock appreciation rights ("SARs") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each SAR represents a contingent right to receive the excess, if any, of the fair market value of one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 ("Common Stock"), over the exercise price upon vesting. F2 · security: The SARs vest on the third anniversary of the date of grant (10/31/2019) and will settle in Common Stock or, at the Company's election, in cash, as soon as practicable thereafter, subject to a threshold condition that the average closing price of a share of Common Stock over the twenty trading days prior to the settlement date is equal to or greater than $5.00. The SARs will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. In connection with the award hereunder, the Company's Board of Directors has determined that the maximum award under the 2019 Executive Management Incentive Plan ("EMIP") that the reporting person is eligible to receive will be 75% of the EMIP's target payout. F3 · derivative.exercise_price: The exercise price of each SAR is $1.45 per share, which is 125% of the Company's closing stock price on the date of grant. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:42 UTC |
IVASCU JOHN CSVP and General Counsel
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GrantStock Appreciation Rights · Derivative | 400,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001401257-19-000180 · wf-form4_157290371294139.xml · derivative · entry 1 IVASCU JOHN C · CIK 0001765836 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2022-10-31 F1 · security: Represents an award of stock appreciation rights ("SARs") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each SAR represents a contingent right to receive the excess, if any, of the fair market value of one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 ("Common Stock"), over the exercise price upon vesting. F2 · security: The SARs vest on the third anniversary of the date of grant (10/31/2019) and will settle in Common Stock or, at the Company's election, in cash, as soon as practicable thereafter, subject to a threshold condition that the average closing price of a share of Common Stock over the twenty trading days prior to the settlement date is equal to or greater than $5.00. The SARs will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. In connection with the award hereunder, the Company's Board of Directors has determined that the maximum award under the 2019 Executive Management Incentive Plan ("EMIP") that the reporting person is eligible to receive will be 75% of the EMIP's target payout. F3 · derivative.exercise_price: The exercise price of each SAR is $1.45 per share, which is 125% of the Company's closing stock price on the date of grant. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:41 UTC |
Danford Michael DewayneSVP - Human Resources
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GrantStock Appreciation Rights · Derivative | 325,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001401257-19-000178 · wf-form4_157290366757724.xml · derivative · entry 1 Danford Michael Dewayne · CIK 0001354986 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 325,000 shares Expires 2022-10-31 F1 · security: Represents an award of stock appreciation rights ( "SARs") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each SAR represents a contingent right to receive the excess, if any, of the fair market value of one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 ("Common Stock"), over the exercise price upon vesting. F2 · security: The SARs vest on the third anniversary of the date of grant (10/31/2019) and will settle in Common Stock or, at the Company's election, in cash, as soon as practicable thereafter, subject to a threshold condition that the average closing price of a share of Common Stock over the twenty trading days prior to the settlement date is equal to or greater than $5.00. The SARs will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. In connection with the award hereunder, the Company's Board of Directors has determined that the maximum award under the 2019 Executive Management Incentive Plan ("EMIP") that the reporting person is eligible to receive will be 75% of the EMIP's target payout. F3 · derivative.exercise_price: The exercise price of each SAR is $1.45 per share, which is 125% of the Company's closing stock price on the date of grant. Read SEC document |
| October 10, 2019 Filed Nov 27, 2019 17:45 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
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GiftCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-19-000188 · wf-form4_157487673168095.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,000 F1 · balance_after: Reflects a transfer of 22,000 shares of Forum Energy Technologies, Inc. common stock directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their granddaughter. F1 · ownership.nature: Reflects a transfer of 22,000 shares of Forum Energy Technologies, Inc. common stock directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their granddaughter. Read SEC document |
| October 10, 2019 Filed Nov 27, 2019 17:45 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
GiftCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-19-000188 · wf-form4_157487673168095.xml · nonDerivative · entry 1 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,815,333 F1 · balance_after: Reflects a transfer of 22,000 shares of Forum Energy Technologies, Inc. common stock directly owned by the reporting person to a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their granddaughter. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:15 UTC |
SCF Partners, Inc.10% owner · Member of Group
SCF V LP10% owner · Member of Group
SCF-V, G.P., Limited Partnership10% owner · Member of Group
SCF VI LP10% owner · Member of Group
SCF-VI, G.P., Limited Partnership10% owner · Member of Group
SCF-VII, L.P.10% owner · Member of Group
SCF-VII, G.P., Limited Partnership10% owner · Member of Group
|
OtherCommon Stock | 2,752,045 | $1.99 | $5,476,569.55 |
DisclosureSEC source: 0001085550-19-000005 · wf-form4_156875131037628.xml · nonDerivative · entry 1 SCF Partners, Inc. · CIK 0001085550 · 10% owner · Member of Group SCF V LP · CIK 0001255974 · 10% owner · Member of Group SCF-V, G.P., Limited Partnership · CIK 0001380985 · 10% owner · Member of Group SCF VI LP · CIK 0001334122 · 10% owner · Member of Group SCF-VI, G.P., Limited Partnership · CIK 0001380957 · 10% owner · Member of Group SCF-VII, L.P. · CIK 0001546824 · 10% owner · Member of Group SCF-VII, G.P., Limited Partnership · CIK 0001546823 · 10% owner · Member of Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SCF-V, L.P. Disclosed balance after: 4,166,574 F1 · kind: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. (SCF-V). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership (SCF 2012A), SCF-VI, L.P., a Delaware limited partnership (SCF-VI), SCF 2012B, L.P., a Delaware limited partnership (SCF 2012B) and SCF-VII, L.P., a Delaware limited partnership (SCF-VII), in the aggregate own 17,780,755 shares of common stock. F2 · ownership.nature: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:23 UTC |
Baldwin David CDirector
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OtherCommon Stock | 2,752,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-19-000142 · wf-form4_156875182403524.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,780,755 F1 · shares: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. F2 · shares: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 17,780,755 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). F3 · ownership.nature: SCF Partners, Inc.(formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of SCFP. L.E.Simmons, Mr. Baldwin, Anthony Deluca and Andrew Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:23 UTC |
WAITE ANDREW LDirector
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OtherCommon Stock | 2,752,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-19-000141 · wf-form4_156875180104356.xml · nonDerivative · entry 1 WAITE ANDREW L · CIK 0001198830 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,780,755 F1 · shares: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. F2 · shares: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 17,780,755 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). F3 · ownership.nature: SCF Partners, Inc.(formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Waite serves as Co-President of SCFP. L.E. Simmons, David Baldwin, Anthony Deluca and Mr. Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Waite may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Waite disclaims beneficial ownership of such shares. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 20:46 UTC |
GAUT C CHRISTOPHERDirector · CEO & COB
|
PurchaseCommon Stock | 10,000 | $1.45 | $14,500.00 |
DisclosureSEC source: 0001401257-19-000124 · wf-form4_156771638441198.xml · nonDerivative · entry 2 GAUT C CHRISTOPHER · CIK 0001191238 · Director · CEO & COB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,837,333 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.