Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998 | VP & CAO | August 12, 2022 | August 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORUM ENERGY TECHNOLOGIES, INC.
Report date August 12, 2022 · Filed August 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,227 |
Reported balance
After 2022-08-12 transaction · row 1
1 source rowRow 1 · 2022-08-12 · Tax withholding · Disposed 405 · Balance 6,227 F1: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2022 Filed Aug 17, 2022 00:40 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 405 | $26.24 | $10,627.20 |
DisclosureSEC source: 0001401257-22-000056 · wf-form4_166069681079861.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,227 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 18:07 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 18 | $19.37 | $348.66 |
DisclosureSEC source: 0001401257-22-000008 · wf-form4_164512121900329.xml · nonDerivative · entry 2 McElroy John · CIK 0001785823 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,632 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:07 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 56 | $19.01 | $1,064.56 |
DisclosureSEC source: 0001401257-22-000008 · wf-form4_164512121900329.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,650 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019. Read SEC document |
| January 08, 2022 Filed Jan 10, 2022 16:24 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 30 | $17.83 | $534.90 |
DisclosureSEC source: 0001401257-22-000001 · wf-form4_164183185057669.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,706 F1 · price: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on January 8, 2018. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 15:10 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 393 | $20.57 | $8,084.01 |
DisclosureSEC source: 0001401257-21-000080 · wf-form4_162912658847938.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,736 F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 17:46 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 19 | $19.34 | $367.46 |
DisclosureSEC source: 0001401257-21-000012 · wf-form4_161358399641626.xml · nonDerivative · entry 2 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,129 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 17:46 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 56 | $18.12 | $1,014.72 |
DisclosureSEC source: 0001401257-21-000012 · wf-form4_161358399641626.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,148 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 17:28 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-20-000135 · wf-form4_159742609197268.xml · nonDerivative · entry 2 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,084 F5 · shares: Represents an award of Units granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the Units. There are two conditions for vesting: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the stock price threshold, the closing price of the Company's Common Stock over twenty consecutive trading days must equal or exceed $1.50, which is approximately 320% of the Company's closing stock price on the grant date. If the minimum price threshold is met, and the reporting person is continuously employed by the Company through the third anniversary of the grant date, the Units will vest. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 6) F6 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 17:28 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-20-000135 · wf-form4_159742609197268.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,084 F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2) F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $0.71, which is 150% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3) F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4) F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person. Read SEC document |
| February 16, 2020 Filed Feb 18, 2020 19:14 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 371 | $1.02 | $378.42 |
DisclosureSEC source: 0001401257-20-000022 · wf-form4_158205325170593.xml · nonDerivative · entry 2 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,084 F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock units award granted on February 16, 2018. Read SEC document |
| February 15, 2020 Filed Feb 18, 2020 19:14 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 1,125 | $1.02 | $1,147.50 |
DisclosureSEC source: 0001401257-20-000022 · wf-form4_158205325170593.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,455 F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock units award granted on February 15, 2019. Read SEC document |
| January 08, 2020 Filed Jan 13, 2020 17:54 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | Tax withholdingCommon Stock | 625 | $1.87 | $1,168.75 |
DisclosureSEC source: 0001401257-20-000002 · wf-form4_157893805312847.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,816 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on January 8, 2018. Read SEC document |
| December 31, 2019 Filed Feb 14, 2020 16:41 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 3,764 | $1.43 | $5,382.52 |
DisclosureSEC source: 0001401257-20-000015 · wf-form5_158169847980878.xml · nonDerivative · entry 1 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,580 F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:42 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantStock Appreciation Rights · Derivative | 110,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001401257-19-000182 · wf-form4_157290375672762.xml · derivative · entry 1 McElroy John · CIK 0001785823 · Corporate Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires 2022-10-31 F1 · security: Represents an award of stock appreciation rights ("SARs") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each SAR represents a contingent right to receive the excess, if any, of the fair market value of one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 ("Common Stock"), over the exercise price upon vesting. F2 · security: The SARs vest on the third anniversary of the date of grant (10/31/2019) and will settle in Common Stock or, at the Company's election, in cash, as soon as practicable thereafter, subject to a threshold condition that the average closing price of a share of Common Stock over the twenty trading days prior to the settlement date is equal to or greater than $5.00. The SARs will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. In connection with the award hereunder, the Company's Board of Directors has determined that the maximum award under the 2019 Management Incentive Plan ("MIP") that the reporting person is eligible to receive will be 75% of the MIP's target payout. F3 · derivative.exercise_price: The exercise price of each SAR is $1.45 per share, which is 125% of the Company's closing stock price on the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.