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McElroy John

Disclosed activity across 1 company

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124529
SEC CIK
0001785823

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998VP & CAOAugust 12, 2022August 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FORUM ENERGY TECHNOLOGIES, INC.

Report date August 12, 2022 · Filed August 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,227 Reported balance After 2022-08-12 transaction · row 1
1 source row

Row 1 · 2022-08-12 · Tax withholding · Disposed 405 · Balance 6,227

F1: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2022 Filed Aug 17, 2022 00:40 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 405 $26.24 $10,627.20
Disclosure

SEC source: 0001401257-22-000056 · wf-form4_166069681079861.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,227

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 18:07 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 18 $19.37 $348.66
Disclosure

SEC source: 0001401257-22-000008 · wf-form4_164512121900329.xml · nonDerivative · entry 2

McElroy John · CIK 0001785823 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,632

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:07 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 56 $19.01 $1,064.56
Disclosure

SEC source: 0001401257-22-000008 · wf-form4_164512121900329.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,650

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

Read SEC document
January 08, 2022 Filed Jan 10, 2022 16:24 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 30 $17.83 $534.90
Disclosure

SEC source: 0001401257-22-000001 · wf-form4_164183185057669.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,706

F1 · price: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on January 8, 2018.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 15:10 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 393 $20.57 $8,084.01
Disclosure

SEC source: 0001401257-21-000080 · wf-form4_162912658847938.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,736

F1 · shares: These shares were surrendered to satisfy tax obligations related to the vesting of restricted stock units granted on August 12, 2020.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 17:46 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 19 $19.34 $367.46
Disclosure

SEC source: 0001401257-21-000012 · wf-form4_161358399641626.xml · nonDerivative · entry 2

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,129

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 16, 2018.

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February 15, 2021 Filed Feb 17, 2021 17:46 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 56 $18.12 $1,014.72
Disclosure

SEC source: 0001401257-21-000012 · wf-form4_161358399641626.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,148

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 15, 2019.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 17:28 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-20-000135 · wf-form4_159742609197268.xml · nonDerivative · entry 2

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,084

F5 · shares: Represents an award of Units granted pursuant to the Plan. Each Unit represents a contingent right to receive one share of the Company's Common Stock, upon the vesting of the Units. There are two conditions for vesting: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the stock price threshold, the closing price of the Company's Common Stock over twenty consecutive trading days must equal or exceed $1.50, which is approximately 320% of the Company's closing stock price on the grant date. If the minimum price threshold is met, and the reporting person is continuously employed by the Company through the third anniversary of the grant date, the Units will vest. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 6)

F6 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

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August 12, 2020 Filed Aug 14, 2020 17:28 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001401257-20-000135 · wf-form4_159742609197268.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,084

F1 · shares: Represents an award of restricted stock units (the "Units") granted pursuant to the Forum Energy Technologies, Inc. 2016 Second Amended and Restated Stock and Incentive Plan (the "Plan"). Each Unit represents a contingent right to receive one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), upon the vesting of the Units. (Continued on Footnote 2)

F2 · shares: The Units are divided equally into three tranches and there are two conditions for vesting of each tranche: (i) achieving a minimum stock price threshold and (ii) continuous service. In respect of the minimum stock price threshold, the closing price of the Company's Common Stock must equal or exceed a threshold price of $0.71, which is 150% of the Company's closing stock price on the grant date, for a total of twenty trading days during the following time periods: Tranche 1: grant date through the third anniversary of the grant date; Tranche 2: first anniversary of the grant date through the third anniversary of the grant date; Tranche 3: second anniversary of the grant date through the third anniversary of the grant date. (continued on footnote 3)

F3 · shares: The Units may vest based on continuous service according to the following schedule: 1/3 on each of the first, second, and third anniversaries of the grant date. Vesting for any tranche will occur on the applicable anniversary date on or following satisfaction of the minimum price threshold condition. The Units will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. (continued on footnote 4)

F4 · shares: The Units also include dividend equivalent rights that entitle the reporting person to the same dividends that would be payable were the shares of Common Stock underlying the Units actually outstanding at the time such dividends were issued. The credited dividends will be paid concurrently with the issuance of the shares of Common Stock to the reporting person.

Read SEC document
February 16, 2020 Filed Feb 18, 2020 19:14 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 371 $1.02 $378.42
Disclosure

SEC source: 0001401257-20-000022 · wf-form4_158205325170593.xml · nonDerivative · entry 2

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,084

F2 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock units award granted on February 16, 2018.

Read SEC document
February 15, 2020 Filed Feb 18, 2020 19:14 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 1,125 $1.02 $1,147.50
Disclosure

SEC source: 0001401257-20-000022 · wf-form4_158205325170593.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,455

F1 · shares: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock units award granted on February 15, 2019.

Read SEC document
January 08, 2020 Filed Jan 13, 2020 17:54 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 Tax withholdingCommon Stock 625 $1.87 $1,168.75
Disclosure

SEC source: 0001401257-20-000002 · wf-form4_157893805312847.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,816

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units granted on January 8, 2018.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 16:41 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantCommon Stock 3,764 $1.43 $5,382.52
Disclosure

SEC source: 0001401257-20-000015 · wf-form5_158169847980878.xml · nonDerivative · entry 1

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,580

F1 · shares: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in exempt transactions under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:42 UTC FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 GrantStock Appreciation Rights · Derivative 110,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001401257-19-000182 · wf-form4_157290375672762.xml · derivative · entry 1

McElroy John · CIK 0001785823 · Corporate Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2022-10-31

F1 · security: Represents an award of stock appreciation rights ("SARs") granted pursuant to the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each SAR represents a contingent right to receive the excess, if any, of the fair market value of one share of Forum Energy Technologies, Inc. (the "Company") common stock, par value $0.01 ("Common Stock"), over the exercise price upon vesting.

F2 · security: The SARs vest on the third anniversary of the date of grant (10/31/2019) and will settle in Common Stock or, at the Company's election, in cash, as soon as practicable thereafter, subject to a threshold condition that the average closing price of a share of Common Stock over the twenty trading days prior to the settlement date is equal to or greater than $5.00. The SARs will be forfeited upon a termination of employment prior to vesting, except in limited circumstances. In connection with the award hereunder, the Company's Board of Directors has determined that the maximum award under the 2019 Management Incentive Plan ("MIP") that the reporting person is eligible to receive will be 75% of the MIP's target payout.

F3 · derivative.exercise_price: The exercise price of each SAR is $1.45 per share, which is 125% of the Company's closing stock price on the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.