FEAM

SEC source: 0000899243-23-017272 · doc4.xml · derivative · entry 10

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,029

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F1 · security: Each Director RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.

F1 · derivative.exercise_price: Each Director RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.

F1 · derivative.exercise_date: Each Director RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.

F1 · derivative.expiration_date: Each Director RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.

SEC source: 0000899243-23-015396 · doc4.xml · nonDerivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,286

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.9499 to $3.98, inclusive. The reporting persons undertakes to provide to 5E Advanced Materials, Inc., any security holder of 5E Advanced Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0000899243-23-014707 · doc4.xml · nonDerivative · entry 1

vant Hoff Graham · CIK 0001829340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,250

SEC source: 0000899243-23-014262 · doc4.xml · nonDerivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,331

SEC source: 0000899243-23-014264 · doc4.xml · nonDerivative · entry 1

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,331

SEC source: 0000899243-23-014261 · doc4.xml · nonDerivative · entry 2

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,331

SEC source: 0000899243-23-014256 · doc4.xml · derivative · entry 2

Seilheimer Brennan Susan · CIK 0001970263 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,925

Underlying: Common Stock · 117,925 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on April 24, 2023 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan was ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest in three equal installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on April 24, 2023 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan was ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest in three equal installments on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on April 24, 2023 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan was ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest in three equal installments on the first, second and third anniversary of the grant date.

SEC source: 0000899243-23-014256 · doc4.xml · derivative · entry 1

Seilheimer Brennan Susan · CIK 0001970263 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on Apirl 24, 2023 and have an exercise price of approximately $7.73. The Options will cliff vest on April 24, 2026, the third (3rd) anniversary of the employment agreement between the Issuer and Susan Seilheimer Brennan.

F1 · derivative.expiration_date: Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on Apirl 24, 2023 and have an exercise price of approximately $7.73. The Options will cliff vest on April 24, 2026, the third (3rd) anniversary of the employment agreement between the Issuer and Susan Seilheimer Brennan.

SEC source: 0000899243-23-014266 · doc4.xml · derivative · entry 2

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,196

Underlying: Common Stock · 2,983 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a right to receive on share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F2 · derivative.exercise_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a right to receive on share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F2 · derivative.expiration_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a right to receive on share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014262 · doc4.xml · derivative · entry 5

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,983

Underlying: Common Stock · 4,061 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F5 · derivative.exercise_price: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F5 · derivative.exercise_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F5 · derivative.expiration_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014264 · doc4.xml · derivative · entry 6

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,058

Underlying: Common Stock · 1,587 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F5 · derivative.exercise_price: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F5 · derivative.exercise_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F5 · derivative.expiration_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014261 · doc4.xml · derivative · entry 9

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,502

Underlying: Common Stock · 2,031 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F5 · derivative.exercise_price: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F5 · derivative.exercise_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F5 · derivative.expiration_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014261 · doc4.xml · derivative · entry 5

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-23-014261 · doc4.xml · nonDerivative · entry 1

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-23-014266 · doc4.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,213

Underlying: Common Stock · 1,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents director share units ("DSUs") with an effective grant date of October 25, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F1 · derivative.exercise_date: Represents director share units ("DSUs") with an effective grant date of October 25, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F1 · derivative.expiration_date: Represents director share units ("DSUs") with an effective grant date of October 25, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014262 · doc4.xml · derivative · entry 4

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,922

Underlying: Common Stock · 2,240 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F4 · derivative.exercise_price: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F4 · derivative.exercise_date: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F4 · derivative.expiration_date: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014264 · doc4.xml · derivative · entry 5

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,471

Underlying: Common Stock · 1,470 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F4 · derivative.exercise_price: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F4 · derivative.exercise_date: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F4 · derivative.expiration_date: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014261 · doc4.xml · derivative · entry 8

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,471

Underlying: Common Stock · 1,470 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F4 · derivative.exercise_price: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F4 · derivative.exercise_date: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F4 · derivative.expiration_date: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014257 · doc4.xml · derivative · entry 2

Weibel Paul Wesley III · CIK 0001911537 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,041

Underlying: Common Stock · 9,190 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.exercise_date: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0000899243-23-014254 · doc4.xml · derivative · entry 3

Jordan Chantel Renee · CIK 0001911547 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,275

Underlying: Common Stock · 8,424 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.exercise_date: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0000899243-23-014254 · doc4.xml · derivative · entry 1

Jordan Chantel Renee · CIK 0001911547 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on August 15, 2022 and have an expiration date of August 15, 2025. The Options vest annually in three (3) equal installments beginning on November 29, 2022. The Options have a strike price of $25.62, and on the grant date had a fair value of $10.52 per share.

F1 · derivative.exercise_date: Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on August 15, 2022 and have an expiration date of August 15, 2025. The Options vest annually in three (3) equal installments beginning on November 29, 2022. The Options have a strike price of $25.62, and on the grant date had a fair value of $10.52 per share.

F1 · derivative.expiration_date: Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on August 15, 2022 and have an expiration date of August 15, 2025. The Options vest annually in three (3) equal installments beginning on November 29, 2022. The Options have a strike price of $25.62, and on the grant date had a fair value of $10.52 per share.

SEC source: 0000899243-23-014262 · doc4.xml · derivative · entry 3

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,682

Underlying: Common Stock · 1,981 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F3 · derivative.exercise_price: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F3 · derivative.exercise_date: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F3 · derivative.expiration_date: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014264 · doc4.xml · derivative · entry 4

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,001

Underlying: Common Stock · 1,300 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F3 · derivative.exercise_price: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F3 · derivative.exercise_date: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F3 · derivative.expiration_date: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014261 · doc4.xml · derivative · entry 7

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,001

Underlying: Common Stock · 1,300 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F3 · derivative.exercise_price: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F3 · derivative.exercise_date: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F3 · derivative.expiration_date: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

SEC source: 0000899243-23-014262 · doc4.xml · derivative · entry 2

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,701

Underlying: Common Stock · 3,701 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F2 · derivative.exercise_price: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

F2 · derivative.exercise_date: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

F2 · derivative.expiration_date: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

SEC source: 0000899243-23-014264 · doc4.xml · derivative · entry 3

Lim Sen Ming · CIK 0001911490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,701

Underlying: Common Stock · 3,701 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F2 · derivative.exercise_price: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

F2 · derivative.exercise_date: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

F2 · derivative.expiration_date: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

SEC source: 0000899243-23-014261 · doc4.xml · derivative · entry 6

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,701

Underlying: Common Stock · 3,701 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F2 · derivative.exercise_price: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

F2 · derivative.exercise_date: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

F2 · derivative.expiration_date: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

SEC source: 0000899243-23-014257 · doc4.xml · derivative · entry 1

Weibel Paul Wesley III · CIK 0001911537 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,851

Underlying: Common Stock · 1,851 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date.

SEC source: 0000899243-23-014254 · doc4.xml · derivative · entry 2

Jordan Chantel Renee · CIK 0001911547 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,851

Underlying: Common Stock · 1,851 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date.

F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date.

F2 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date.

SEC source: 0001562180-23-007285 · primarydocument.xml · derivative · entry 2

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,522

Underlying: Common Stock · 3,701 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

F2 · derivative.exercise_date: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

F2 · derivative.expiration_date: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

SEC source: 0001562180-23-007290 · primarydocument.xml · derivative · entry 2

Hunt Stephen Brian · CIK 0001915052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,112

Underlying: Common Stock · 3,701 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

F2 · derivative.exercise_date: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

F2 · derivative.expiration_date: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

SEC source: 0001562180-23-007288 · primarydocument.xml · derivative · entry 2

Lim Sen Ming · CIK 0001911490 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,928

Underlying: Common Stock · 3,701 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

F2 · derivative.exercise_date: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

F2 · derivative.expiration_date: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

SEC source: 0000899243-22-021376 · doc4.xml · nonDerivative · entry 1

Atlas Precious Metals Inc. · CIK 0001915531 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,092,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at two prices: $25.007044 and $25.009892. The reporting person undertakes to provide to 5E Advanced Materials, Inc., any security holder of 5E Advanced Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.