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SALISBURY DAVID J

Disclosed activity across 1 company

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87168
SEC CIK
0001553036

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
5E Advanced Materials, Inc.FEAM · Entity 7084DirectorSeptember 30, 2024October 01, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

5E Advanced Materials, Inc.

Report date September 30, 2024 · Filed October 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect38,912 Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-30 · Grant · Acquired 38,912 · Balance 38,912

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

F2: RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vest on July 1, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

F2: RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vest on July 1, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2024 Filed Oct 1, 2024 17:25 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantRestricted Stock Unit · Derivative 38,912 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007055 · primarydocument.xml · derivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,912

Underlying: Common Stock · 38,912 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

F2 · derivative.exercise_date: RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vest on July 1, 2025.

F2 · derivative.expiration_date: RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vest on July 1, 2025.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 23,466 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · derivative · entry 13

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.expiration_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 23,465 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · derivative · entry 12

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.exercise_price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.exercise_date: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.expiration_date: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 15,113 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · derivative · entry 11

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.exercise_price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.exercise_date: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.expiration_date: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 10,821 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · derivative · entry 10

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.exercise_price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 8,683 $1.30 $11,287.90
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 8

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,621

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 23,466 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 7

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · acquired: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 8,683 $1.30 $11,287.90
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 6

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,838

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 23,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 5

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · acquired: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 5,592 $1.30 $7,269.60
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 4

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,056

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 15,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 3

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · acquired: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 4,004 $1.30 $5,205.20
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 2

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,535

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 10,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · nonDerivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · acquired: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSUs · Derivative 23,466 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005418 · primarydocument.xml · derivative · entry 9

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,466

Underlying: Common Stock · 23,466 shares

Expires not disclosed

F4 · security: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.expiration_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
June 24, 2024 Filed Jun 25, 2024 16:10 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector Share Units · Derivative 3,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005287 · primarydocument.xml · derivative · entry 3

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Director Share Units ("DSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. The DSUs vested on June 24. 2024, the date of the Issuer's 2023 Annual General Meeting of Shareholders.

F1 · derivative.exercise_price: Represents Director Share Units ("DSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. The DSUs vested on June 24. 2024, the date of the Issuer's 2023 Annual General Meeting of Shareholders.

F1 · price: Represents Director Share Units ("DSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. The DSUs vested on June 24. 2024, the date of the Issuer's 2023 Annual General Meeting of Shareholders.

F1 · derivative.exercise_date: Represents Director Share Units ("DSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. The DSUs vested on June 24. 2024, the date of the Issuer's 2023 Annual General Meeting of Shareholders.

F1 · derivative.expiration_date: Represents Director Share Units ("DSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. The DSUs vested on June 24. 2024, the date of the Issuer's 2023 Annual General Meeting of Shareholders.

Read SEC document
June 24, 2024 Filed Jun 25, 2024 16:10 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 1,370 $1.28 $1,753.60
Disclosure

SEC source: 0001562180-24-005287 · primarydocument.xml · nonDerivative · entry 2

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,718

Read SEC document
June 24, 2024 Filed Jun 25, 2024 16:10 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 3,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005287 · primarydocument.xml · nonDerivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Director Share Units ("DSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. The DSUs vested on June 24. 2024, the date of the Issuer's 2023 Annual General Meeting of Shareholders.

F1 · price: Represents Director Share Units ("DSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. The DSUs vested on June 24. 2024, the date of the Issuer's 2023 Annual General Meeting of Shareholders.

F1 · acquired: Represents Director Share Units ("DSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. The DSUs vested on June 24. 2024, the date of the Issuer's 2023 Annual General Meeting of Shareholders.

Read SEC document
March 29, 2024 Filed Apr 1, 2024 17:00 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSU · Derivative 23,465 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003094 · primarydocument.xml · derivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,465

Underlying: Common Stock · 23,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 17:43 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSU · Derivative 15,113 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000036 · primarydocument.xml · derivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,934

Underlying: Common Stock · 15,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

Read SEC document
October 12, 2023 Filed Oct 13, 2023 16:14 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSU · Derivative 10,821 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007285 · primarydocument.xml · derivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,821

Underlying: Common Stock · 10,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 7,753 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · derivative · entry 13

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 7,753 Director RSUs, vesting on July 1, 2023.

F5 · derivative.exercise_price: Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 7,753 Director RSUs, vesting on July 1, 2023.

F5 · derivative.exercise_date: Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 7,753 Director RSUs, vesting on July 1, 2023.

F5 · derivative.expiration_date: Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 7,753 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 2,240 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · derivative · entry 12

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Sock · 2,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 2,240 Director RSUs, vesting on July 1, 2023.

F4 · derivative.exercise_price: Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 2,240 Director RSUs, vesting on July 1, 2023.

F4 · derivative.exercise_date: Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 2,240 Director RSUs, vesting on July 1, 2023.

F4 · derivative.expiration_date: Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 2,240 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 1,981 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · derivative · entry 11

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,981 Director RSUs, vesting on July 1, 2023.

F3 · derivative.exercise_price: Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,981 Director RSUs, vesting on July 1, 2023.

F3 · derivative.exercise_date: Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,981 Director RSUs, vesting on July 1, 2023.

F3 · derivative.expiration_date: Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,981 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 4,061 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · derivative · entry 10

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 4,061 Director RSUs, vesting on July 1, 2023.

F2 · derivative.exercise_price: Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 4,061 Director RSUs, vesting on July 1, 2023.

F2 · derivative.exercise_date: Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 4,061 Director RSUs, vesting on July 1, 2023.

F2 · derivative.expiration_date: Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 4,061 Director RSUs, vesting on July 1, 2023.

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July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 2,869 $3.34 $9,582.46
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · nonDerivative · entry 8

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,387

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 7,753 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · nonDerivative · entry 7

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 7,753 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 829 $3.34 $2,768.86
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · nonDerivative · entry 6

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,503

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 2,240 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · nonDerivative · entry 5

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Director RSUs convert into common stock on a one-for-one basis. On October 1, 2022, the reporting person was granted 2,240 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 733 $3.34 $2,448.22
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · nonDerivative · entry 4

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,092

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 1,981 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · nonDerivative · entry 3

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Director RSUs convert into common stock on a one-for-one basis. On July 1, 2022, the reporting person was granted 1,981 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 1,503 $3.34 $5,020.02
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · nonDerivative · entry 2

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,844

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 4,061 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · nonDerivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 4,061 Director RSUs, vesting on July 1, 2023.

Read SEC document
June 30, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSUs · Derivative 7,753 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017273 · doc4.xml · derivative · entry 9

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,753

Underlying: Common Stock · 7,753 shares

Expires not disclosed

F1 · security: Each Director RSU represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.

F1 · derivative.exercise_price: Each Director RSU represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.

F1 · derivative.exercise_date: Each Director RSU represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.

F1 · derivative.expiration_date: Each Director RSU represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 3, 2023.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 17:55 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 PurchaseCommon Stock 4,955 $3.96 $19,616.85
Disclosure

SEC source: 0000899243-23-015396 · doc4.xml · nonDerivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,286

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.9499 to $3.98, inclusive. The reporting persons undertakes to provide to 5E Advanced Materials, Inc., any security holder of 5E Advanced Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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April 27, 2023 Filed Jun 1, 2023 17:45 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 1,370 $2.72 $3,726.40
Disclosure

SEC source: 0000899243-23-014262 · doc4.xml · nonDerivative · entry 1

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,331

Read SEC document
January 01, 2023 Filed Jun 1, 2023 17:45 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSUs · Derivative 4,061 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014262 · doc4.xml · derivative · entry 5

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,983

Underlying: Common Stock · 4,061 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F5 · derivative.exercise_price: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F5 · derivative.exercise_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F5 · derivative.expiration_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

Read SEC document
October 01, 2022 Filed Jun 1, 2023 17:45 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSUs · Derivative 2,240 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014262 · doc4.xml · derivative · entry 4

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,922

Underlying: Common Stock · 2,240 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F4 · derivative.exercise_price: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F4 · derivative.exercise_date: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F4 · derivative.expiration_date: Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

Read SEC document
July 01, 2022 Filed Jun 1, 2023 17:45 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSUs · Derivative 1,981 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014262 · doc4.xml · derivative · entry 3

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,682

Underlying: Common Stock · 1,981 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F3 · derivative.exercise_price: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F3 · derivative.exercise_date: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F3 · derivative.expiration_date: Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

Read SEC document
June 29, 2022 Filed Jun 1, 2023 17:45 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector Share Units · Derivative 3,701 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014262 · doc4.xml · derivative · entry 2

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,701

Underlying: Common Stock · 3,701 shares

Expires not disclosed

F1 · security: As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.

F2 · derivative.exercise_price: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

F2 · derivative.exercise_date: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

F2 · derivative.expiration_date: Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").

Read SEC document
June 29, 2022 Filed Oct 13, 2023 16:14 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector Share Units · Derivative 3,701 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007285 · primarydocument.xml · derivative · entry 2

SALISBURY DAVID J · CIK 0001553036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,522

Underlying: Common Stock · 3,701 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

F2 · derivative.exercise_date: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

F2 · derivative.expiration_date: Represents Director Share Units ("DSUs") with an effective grant date of June 29, 2022, which were ratified and approved at the Company's 2022 Annual General Meeting of Stockholders. These DSU's will vest at the 2023 Annual General Meeting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.