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person · Reporting owner

Jennings H. Keith

Disclosed activity across 5 companies

Tapewire entity
57095
SEC CIK
0001466868

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
5E Advanced Materials, Inc.FEAM · Entity 7084DirectorSeptember 30, 2024October 01, 2024
Array Technologies, Inc.ARRY · Entity 5254Chief Financial OfficerMarch 18, 2026March 19, 2026
Calumet Specialty Products Partners, L.P.CLMT · Entity 91042Chief Financial OfficerMay 15, 2020May 20, 2020
Noble Corp plcNE · Entity 3675DirectorFebruary 03, 2026February 05, 2026
Weatherford International plcWFRD · Entity 3720EVP and CFOJanuary 18, 2022January 20, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

5E Advanced Materials, Inc.

Report date September 30, 2024 · Filed October 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect28,576 Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-30 · Grant · Acquired 28,576 · Balance 28,576

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

F2: RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vest on July 1, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

F2: RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vest on July 1, 2025.

Array Technologies, Inc.

Report date March 18, 2026 · Filed March 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect29,168 Ending reported balance After 2026-03-18 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-18 · Exercise / conversion · Acquired 40,782 · Balance 40,782

F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

Row 2 · 2026-03-18 · Tax withholding · Disposed 11,614 · Balance 29,168

F2: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units. The number of shares withheld is based on the closing price of the Issuer's common stock on March 18, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect81,567 Reported balance After 2026-03-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-18 · Exercise / conversion · Disposed 40,782 · Balance 81,567

F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F3: On March 18, 2025, the reporting person was granted 122,349 restricted stock units, vesting in three equal annual installments, beginning on the first anniversary of the grant date.

F4: Does not include 157,337 unvested restricted stock units held by the reporting person in connection with grants made on separate dates.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F2: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units. The number of shares withheld is based on the closing price of the Issuer's common stock on March 18, 2026.

F3: On March 18, 2025, the reporting person was granted 122,349 restricted stock units, vesting in three equal annual installments, beginning on the first anniversary of the grant date.

F4: Does not include 157,337 unvested restricted stock units held by the reporting person in connection with grants made on separate dates.

Calumet Specialty Products Partners, L.P.

Report date May 15, 2020 · Filed May 20, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect155,302 Reported balance After 2020-05-15 transaction · row 1
1 source row

Row 1 · 2020-05-15 · Exercise / conversion · Acquired 50,000 · Balance 155,302

Phantom UnitsSEC Table II · derivative / convertible security · Expires 2020-05-15Direct50,000 Reported balance After 2020-05-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-05-15 · Exercise / conversion · Acquired 50,000 · Balance 50,000

F1: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

Phantom UnitsSEC Table II · derivative / convertible security · Expires 2020-05-15Direct0 Reported balance After 2020-05-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-05-15 · Exercise / conversion · Disposed 50,000 · Balance 0

F1: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

Filing footnotes · ownership attribution and instrument terms

F1: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

Noble Corp plc

Report date February 03, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
A Ordinary SharesSEC Table I · non-derivativeDirect6,904 Reported balance After 2026-02-03 transaction · row 1
1 source row

Row 1 · 2026-02-03 · Exercise / conversion · Acquired 3,673 · Balance 6,904

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,532 Reported balance After 2026-02-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-03 · Exercise / conversion · Disposed 3,673 · Balance 8,532

F1: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F2: The restricted stock units (RSU) vest one year from the date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,082 Reported balance After 2026-02-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-03 · Exercise / conversion · Disposed 2,450 · Balance 6,082

F1: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F3: Restricted stock units settled in cash at $36.43 for an aggregate amount of $89,253.50.

F2: The restricted stock units (RSU) vest one year from the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F2: The restricted stock units (RSU) vest one year from the date of grant.

F3: Restricted stock units settled in cash at $36.43 for an aggregate amount of $89,253.50.

Weatherford International plc

Report date January 18, 2022 · Filed January 20, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Share UnitsSEC Table II · derivative / convertible securityDirect34,025 Reported balance After 2022-01-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-01-18 · Grant · Acquired 34,025 · Balance 34,025

F1: Represents restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest in three equal installments annually over the three-year period from the date of grant.

2022 Annual Performance Share UnitsSEC Table II · derivative / convertible securityDirect34,025 Reported balance After 2022-01-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-01-18 · Grant · Acquired 34,025 · Balance 34,025

F2: Represents performance share units ("PSUs") granted on January 18, 2022 under the 2019 EIP. The number of PSUs reported is the target award and may be subject to a payout ranging from 0% to 200% of target award depending on the actual achievement of the performance goals at the end of the performance period. The PSUs vest based on actual performance at the end of the performance period, which is the Issuer's three fiscal years beginning on January 1, 2022 and ending December 31, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest in three equal installments annually over the three-year period from the date of grant.

F2: Represents performance share units ("PSUs") granted on January 18, 2022 under the 2019 EIP. The number of PSUs reported is the target award and may be subject to a payout ranging from 0% to 200% of target award depending on the actual achievement of the performance goals at the end of the performance period. The PSUs vest based on actual performance at the end of the performance period, which is the Issuer's three fiscal years beginning on January 1, 2022 and ending December 31, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2026 Filed Mar 19, 2026 21:01 UTC Array Technologies, Inc. ARRY · Entity 5254 Exercise / conversionRestricted Stock Units · Derivative 40,782 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-019961 · wk-form4_1773968482.xml · derivative · entry 3

Jennings H. Keith · CIK 0001466868 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,567

Underlying: Common Stock, par value $0.001 per share · 40,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F3 · derivative.exercise_date: On March 18, 2025, the reporting person was granted 122,349 restricted stock units, vesting in three equal annual installments, beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 18, 2025, the reporting person was granted 122,349 restricted stock units, vesting in three equal annual installments, beginning on the first anniversary of the grant date.

F4 · balance_after: Does not include 157,337 unvested restricted stock units held by the reporting person in connection with grants made on separate dates.

Read SEC document
March 18, 2026 Filed Mar 19, 2026 21:01 UTC Array Technologies, Inc. ARRY · Entity 5254 Tax withholdingCommon Stock, par value $0.001 per share 11,614 $6.86 $79,672.04
Disclosure

SEC source: 0001628280-26-019961 · wk-form4_1773968482.xml · nonDerivative · entry 2

Jennings H. Keith · CIK 0001466868 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,168

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units. The number of shares withheld is based on the closing price of the Issuer's common stock on March 18, 2026.

Read SEC document
March 18, 2026 Filed Mar 19, 2026 21:01 UTC Array Technologies, Inc. ARRY · Entity 5254 Exercise / conversionCommon Stock, par value $0.001 per share 40,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-019961 · wk-form4_1773968482.xml · nonDerivative · entry 1

Jennings H. Keith · CIK 0001466868 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:02 UTC Array Technologies, Inc. ARRY · Entity 5254 GrantRestricted Stock Units · Derivative 82,599 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-018305 · wk-form4_1773698539.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,599

Underlying: Common Stock, par value $0.001 per share · 82,599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F2 · derivative.exercise_date: On March 12, 2026, the reporting person was granted 82,599 restricted stock units, vesting in three equal annual installments, beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 12, 2026, the reporting person was granted 82,599 restricted stock units, vesting in three equal annual installments, beginning on the first anniversary of the grant date.

F3 · balance_after: Does not include 197,087 unvested restricted stock units held by the reporting person in connection with grants made on separate dates.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:21 UTC Noble Corp plc NE · Entity 3675 Exercise / conversionRestricted Stock Units · Derivative 2,450 Not disclosed Not disclosed
Disclosure

SEC source: 0001895262-26-000069 · wk-form4_1770330080.xml · derivative · entry 3

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,082

Underlying: A Ordinary Shares · 2,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F3 · price: Restricted stock units settled in cash at $36.43 for an aggregate amount of $89,253.50.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:21 UTC Noble Corp plc NE · Entity 3675 Exercise / conversionRestricted Stock Units · Derivative 3,673 $36.43 $133,807.39
Disclosure

SEC source: 0001895262-26-000069 · wk-form4_1770330080.xml · derivative · entry 2

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,532

Underlying: A Ordinary Shares · 3,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit (RSU) will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:21 UTC Noble Corp plc NE · Entity 3675 Exercise / conversionA Ordinary Shares 3,673 $0.00 $0.00
Disclosure

SEC source: 0001895262-26-000069 · wk-form4_1770330080.xml · nonDerivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2026 Filed Feb 3, 2026 01:16 UTC Noble Corp plc NE · Entity 3675 GrantRestricted Stock Units · Derivative 6,082 $0.00 $0.00
Disclosure

SEC source: 0001895262-26-000032 · wk-form4_1770081365.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,205

Underlying: A Ordinary Shares · 6,082 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.exercise_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.expiration_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

Read SEC document
March 18, 2025 Filed Mar 19, 2025 19:38 UTC Array Technologies, Inc. ARRY · Entity 5254 GrantRestricted Stock Units · Derivative 122,349 $0.00 $0.00
Disclosure

SEC source: 0001820721-25-000042 · wk-form4_1742427516.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,087

Underlying: Common Stock, par value $0.001 per share · 122,349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments, beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:21 UTC Noble Corp plc NE · Entity 3675 GrantRestricted Stock Units · Derivative 6,123 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004052 · wk-form4_1738790458.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,123

Underlying: A Ordinary Shares · 6,123 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.exercise_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.expiration_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

Read SEC document
January 26, 2025 Filed Jan 29, 2025 00:56 UTC Noble Corp plc NE · Entity 3675 Exercise / conversionRestricted Stock Units · Derivative 1,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-002891 · wk-form4_1738112177.xml · derivative · entry 3

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: A Ordinary Shares · 1,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F3 · price: Restricted stock units settled in cash at $33.45 for an aggregate amount of $60,611.40.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant.

Read SEC document
January 26, 2025 Filed Jan 29, 2025 00:56 UTC Noble Corp plc NE · Entity 3675 Exercise / conversionRestricted Stock Units · Derivative 2,716 $33.45 $90,850.20
Disclosure

SEC source: 0001628280-25-002891 · wk-form4_1738112177.xml · derivative · entry 2

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,812

Underlying: A Ordinary Shares · 2,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant.

Read SEC document
January 26, 2025 Filed Jan 29, 2025 00:56 UTC Noble Corp plc NE · Entity 3675 Exercise / conversionA Ordinary Shares 2,716 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-002891 · wk-form4_1738112177.xml · nonDerivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:26 UTC Noble Corp plc NE · Entity 3675 Exercise / conversionRestricted Stock Units · Derivative 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-049148 · wk-form4_1732569961.xml · derivative · entry 3

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,528

Underlying: A Ordinary Shares · 344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F3 · price: Restricted stock units settled in cash at $35.23 per share for an aggregate amount of $12,119.12.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant,

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant,

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:26 UTC Noble Corp plc NE · Entity 3675 Exercise / conversionRestricted Stock Units · Derivative 515 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-049148 · wk-form4_1732569961.xml · derivative · entry 2

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,872

Underlying: A Ordinary Shares · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F2 · derivative.exercise_date: The restricted stock units (RSU) vest one year from the date of grant,

F2 · derivative.expiration_date: The restricted stock units (RSU) vest one year from the date of grant,

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:26 UTC Noble Corp plc NE · Entity 3675 Exercise / conversionA Ordinary Shares 515 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-049148 · wk-form4_1732569961.xml · nonDerivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 17:26 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantRestricted Stock Unit · Derivative 28,576 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007057 · primarydocument.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,576

Underlying: Common Stock · 28,576 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

F2 · derivative.exercise_date: RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vest on July 1, 2025.

F2 · derivative.expiration_date: RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vest on July 1, 2025.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 17,233 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · derivative · entry 13

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.expiration_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 17,232 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · derivative · entry 12

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.exercise_price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.exercise_date: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · derivative.expiration_date: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 11,099 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · derivative · entry 11

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.exercise_price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.exercise_date: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · derivative.expiration_date: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 7,947 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · derivative · entry 10

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.exercise_price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 6,377 $1.30 $8,290.10
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 8

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,939

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 17,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 7

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · acquired: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 6,376 $1.30 $8,288.80
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 6

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,083

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 17,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 5

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · price: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F3 · acquired: On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 4,107 $1.30 $5,339.10
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 4

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,227

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 11,099 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 3

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · price: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F2 · acquired: On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 2,941 $1.30 $3,823.30
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 2

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,235

Read SEC document
July 01, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 7,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · nonDerivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · price: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

F1 · acquired: Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 10:18 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSUs · Derivative 17,233 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005420 · primarydocument.xml · derivative · entry 9

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,233

Underlying: Common Stock · 17,233 shares

Expires not disclosed

F4 · security: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_price: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.exercise_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

F4 · derivative.expiration_date: On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Read SEC document
March 29, 2024 Filed Apr 1, 2024 16:59 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSU · Derivative 17,232 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003090 · primarydocument.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,232

Underlying: Common Stock · 17,232 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:56 UTC Noble Corp plc NE · Entity 3675 GrantRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002566 · wk-form4_1706651770.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,387

Underlying: A Ordinary Shares · 4,528 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.exercise_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

F1 · derivative.expiration_date: The restricted stock units (RSU) will vest one year from the date of grant. Upon vesting, the RSUs will become payable 60% in A Ordinary Shares on a 1 for 1 basis and 40% in cash based on the cash value of the underlying A Ordinary Shares on the date of vesting.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 17:47 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSU · Derivative 11,099 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000040 · primarydocument.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,046

Underlying: Common Stock · 11,099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

Read SEC document
October 12, 2023 Filed Oct 13, 2023 17:30 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSU · Derivative 7,947 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007292 · primarydocument.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,947

Underlying: Common Stock · 7,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.exercise_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

F1 · derivative.expiration_date: Each Director Restricted Share Unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc.'s (the "Company") common stock. The RSU's vest on July 1, 2024.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 5,693 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017274 · doc4.xml · derivative · entry 10

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 5,693 Director RSUs, vesting on July 1, 2023.

F4 · derivative.exercise_price: Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 5,693 Director RSUs, vesting on July 1, 2023.

F4 · derivative.exercise_date: Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 5,693 Director RSUs, vesting on July 1, 2023.

F4 · derivative.expiration_date: Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 5,693 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 1,213 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017274 · doc4.xml · derivative · entry 9

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Director RSUs convert into common stock on a one-for-one basis. On October 25, 2022, the reporting person was granted 1,213 Director RSUs, vesting on July 1, 2023.

F3 · derivative.exercise_price: Director RSUs convert into common stock on a one-for-one basis. On October 25, 2022, the reporting person was granted 1,213 Director RSUs, vesting on July 1, 2023.

F3 · derivative.exercise_date: Director RSUs convert into common stock on a one-for-one basis. On October 25, 2022, the reporting person was granted 1,213 Director RSUs, vesting on July 1, 2023.

F3 · derivative.expiration_date: Director RSUs convert into common stock on a one-for-one basis. On October 25, 2022, the reporting person was granted 1,213 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionDirector RSUs · Derivative 2,983 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017274 · doc4.xml · derivative · entry 8

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,983 Director RSUs, vesting on July 1, 2023.

F2 · derivative.exercise_price: Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,983 Director RSUs, vesting on July 1, 2023.

F2 · derivative.exercise_date: Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,983 Director RSUs, vesting on July 1, 2023.

F2 · derivative.expiration_date: Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,983 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 2,107 $3.34 $7,037.38
Disclosure

SEC source: 0000899243-23-017274 · doc4.xml · nonDerivative · entry 6

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,229

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 5,693 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017274 · doc4.xml · nonDerivative · entry 5

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Director RSUs convert into common stock on a one-for-one basis. On June 30, 2023, the reporting person was granted 5,693 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 449 $3.34 $1,499.66
Disclosure

SEC source: 0000899243-23-017274 · doc4.xml · nonDerivative · entry 4

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,643

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 1,213 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017274 · doc4.xml · nonDerivative · entry 3

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Director RSUs convert into common stock on a one-for-one basis. On October 25, 2022, the reporting person was granted 1,213 Director RSUs, vesting on July 1, 2023.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Tax withholdingCommon Stock 1,104 $3.34 $3,687.36
Disclosure

SEC source: 0000899243-23-017274 · doc4.xml · nonDerivative · entry 2

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,879

Read SEC document
July 03, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 Exercise / conversionCommon Stock 2,983 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017274 · doc4.xml · nonDerivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Director RSUs convert into common stock on a one-for-one basis. On January 1, 2023, the reporting person was granted 2,983 Director RSUs, vesting on July 1, 2023.

Read SEC document
June 30, 2023 Filed Jul 7, 2023 16:40 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSUs · Derivative 5,693 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-017274 · doc4.xml · derivative · entry 7

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,693

Underlying: Common Stock · 5,693 shares

Expires not disclosed

F1 · security: Each Director RSU represents a contingent right to receive on share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 1, 2023.

F1 · derivative.exercise_price: Each Director RSU represents a contingent right to receive on share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 1, 2023.

F1 · derivative.exercise_date: Each Director RSU represents a contingent right to receive on share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 1, 2023.

F1 · derivative.expiration_date: Each Director RSU represents a contingent right to receive on share of 5E Advanced Materials, Inc.'s (the "Company") common stock (the "common stock"). The Director RSUs vest on July 1, 2023.

Read SEC document
January 01, 2023 Filed Jun 1, 2023 17:48 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector RSUs · Derivative 2,983 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014266 · doc4.xml · derivative · entry 2

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,196

Underlying: Common Stock · 2,983 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a right to receive on share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F2 · derivative.exercise_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a right to receive on share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F2 · derivative.expiration_date: Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each DSU represents a right to receive on share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

Read SEC document
October 25, 2022 Filed Jun 1, 2023 17:48 UTC 5E Advanced Materials, Inc. FEAM · Entity 7084 GrantDirector Share Units · Derivative 1,213 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014266 · doc4.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,213

Underlying: Common Stock · 1,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents director share units ("DSUs") with an effective grant date of October 25, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F1 · derivative.exercise_date: Represents director share units ("DSUs") with an effective grant date of October 25, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

F1 · derivative.expiration_date: Represents director share units ("DSUs") with an effective grant date of October 25, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 18:49 UTC Weatherford International plc WFRD · Entity 3720 Grant2022 Annual Performance Share Units · Derivative 34,025 $0.00 $0.00
Disclosure

SEC source: 0001603923-22-000040 · wf-form4_164272256591583.xml · derivative · entry 2

Jennings H. Keith · CIK 0001466868 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,025

Underlying: Ordinary Shares · 34,025 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents performance share units ("PSUs") granted on January 18, 2022 under the 2019 EIP. The number of PSUs reported is the target award and may be subject to a payout ranging from 0% to 200% of target award depending on the actual achievement of the performance goals at the end of the performance period. The PSUs vest based on actual performance at the end of the performance period, which is the Issuer's three fiscal years beginning on January 1, 2022 and ending December 31, 2024.

F2 · derivative.exercise_date: Represents performance share units ("PSUs") granted on January 18, 2022 under the 2019 EIP. The number of PSUs reported is the target award and may be subject to a payout ranging from 0% to 200% of target award depending on the actual achievement of the performance goals at the end of the performance period. The PSUs vest based on actual performance at the end of the performance period, which is the Issuer's three fiscal years beginning on January 1, 2022 and ending December 31, 2024.

F2 · derivative.expiration_date: Represents performance share units ("PSUs") granted on January 18, 2022 under the 2019 EIP. The number of PSUs reported is the target award and may be subject to a payout ranging from 0% to 200% of target award depending on the actual achievement of the performance goals at the end of the performance period. The PSUs vest based on actual performance at the end of the performance period, which is the Issuer's three fiscal years beginning on January 1, 2022 and ending December 31, 2024.

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January 18, 2022 Filed Jan 20, 2022 18:49 UTC Weatherford International plc WFRD · Entity 3720 GrantRestricted Share Units · Derivative 34,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001603923-22-000040 · wf-form4_164272256591583.xml · derivative · entry 1

Jennings H. Keith · CIK 0001466868 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,025

Underlying: Ordinary Shares · 34,025 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest in three equal installments annually over the three-year period from the date of grant.

F1 · shares: Represents restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest in three equal installments annually over the three-year period from the date of grant.

F1 · price: Represents restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest in three equal installments annually over the three-year period from the date of grant.

F1 · derivative.exercise_date: Represents restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest in three equal installments annually over the three-year period from the date of grant.

F1 · derivative.expiration_date: Represents restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest in three equal installments annually over the three-year period from the date of grant.

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January 04, 2022 Filed Jan 6, 2022 16:21 UTC Weatherford International plc WFRD · Entity 3720 Exercise / conversionPhantom Restricted Share Units · Derivative 23,485 $0.00 $0.00
Disclosure

SEC source: 0001603923-22-000016 · wf-form4_164150409880722.xml · derivative · entry 6

Jennings H. Keith · CIK 0001466868 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 23,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Represents the vesting of the Phantom RSUs granted on January 4, 2021 pursuant to the 2019 EIP. These Phantom RSUs vest in two equal installments over the two-year period from the date of grant and may be settled in cash, ordinary shares or any combination of cash and ordinary shares; provided that if settled in cash, the cumulative cash payout may not exceed 200% of the grant date fair value of such units (the "Maximum Cash Payout"). At the election of the Committee administering the 2019 EIP, it was determined that the 2021 Phantom RSU awards would be settled entirely in cash. As a result of the Maximum Cash Payout, the Reporting Person is reporting the vesting, deemed acquisition and deemed disposition of 23,485 ordinary shares. As a result of the Maximum Cash Payout having been satisfied, the remaining 33,135 ordinary shares underlying the 56,620 Phantom RSUs previously reported will not vest and have been cancelled.

F6 · derivative.exercise_date: Represents the vesting of the Phantom RSUs granted on January 4, 2021 pursuant to the 2019 EIP. These Phantom RSUs vest in two equal installments over the two-year period from the date of grant and may be settled in cash, ordinary shares or any combination of cash and ordinary shares; provided that if settled in cash, the cumulative cash payout may not exceed 200% of the grant date fair value of such units (the "Maximum Cash Payout"). At the election of the Committee administering the 2019 EIP, it was determined that the 2021 Phantom RSU awards would be settled entirely in cash. As a result of the Maximum Cash Payout, the Reporting Person is reporting the vesting, deemed acquisition and deemed disposition of 23,485 ordinary shares. As a result of the Maximum Cash Payout having been satisfied, the remaining 33,135 ordinary shares underlying the 56,620 Phantom RSUs previously reported will not vest and have been cancelled.

F6 · derivative.expiration_date: Represents the vesting of the Phantom RSUs granted on January 4, 2021 pursuant to the 2019 EIP. These Phantom RSUs vest in two equal installments over the two-year period from the date of grant and may be settled in cash, ordinary shares or any combination of cash and ordinary shares; provided that if settled in cash, the cumulative cash payout may not exceed 200% of the grant date fair value of such units (the "Maximum Cash Payout"). At the election of the Committee administering the 2019 EIP, it was determined that the 2021 Phantom RSU awards would be settled entirely in cash. As a result of the Maximum Cash Payout, the Reporting Person is reporting the vesting, deemed acquisition and deemed disposition of 23,485 ordinary shares. As a result of the Maximum Cash Payout having been satisfied, the remaining 33,135 ordinary shares underlying the 56,620 Phantom RSUs previously reported will not vest and have been cancelled.

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January 04, 2022 Filed Jan 6, 2022 16:21 UTC Weatherford International plc WFRD · Entity 3720 Exercise / conversionRestricted Share Units · Derivative 57,898 $0.00 $0.00
Disclosure

SEC source: 0001603923-22-000016 · wf-form4_164150409880722.xml · derivative · entry 5

Jennings H. Keith · CIK 0001466868 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,898

Underlying: Ordinary Shares · 57,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting of the first installment of restricted share units ("RSUs") granted on January 4, 2021 pursuant to Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest in two equal installments over the two-year period from the date of grant.

F1 · derivative.exercise_date: Represents the vesting of the first installment of restricted share units ("RSUs") granted on January 4, 2021 pursuant to Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest in two equal installments over the two-year period from the date of grant.

F1 · derivative.expiration_date: Represents the vesting of the first installment of restricted share units ("RSUs") granted on January 4, 2021 pursuant to Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest in two equal installments over the two-year period from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.