Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 5E Advanced Materials, Inc.FEAM · Entity 7084 | General Counsel | June 29, 2022 | June 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
5E Advanced Materials, Inc.
Report date June 29, 2022 · Filed June 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security | Direct | 125,000 |
Reported balance
After 2022-08-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-08-15 · Grant · Acquired 125,000 · Balance 125,000 F1: Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on August 15, 2022 and have an expiration date of August 15, 2025. The Options vest annually in three (3) equal installments beginning on November 29, 2022. The Options have a strike price of $25.62, and on the grant date had a fair value of $10.52 per share. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,851 |
Reported balance
After 2022-06-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-29 · Grant · Acquired 1,851 · Balance 1,851 F2: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 10,275 |
Reported balance
After 2022-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-01 · Grant · Acquired 8,424 · Balance 10,275 F3: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on August 15, 2022 and have an expiration date of August 15, 2025. The Options vest annually in three (3) equal installments beginning on November 29, 2022. The Options have a strike price of $25.62, and on the grant date had a fair value of $10.52 per share.
F2: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date.
F3: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2022 Filed Jun 1, 2023 21:40 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | GrantRestricted Stock Unit · Derivative | 8,424 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-014254 · doc4.xml · derivative · entry 3 Jordan Chantel Renee · CIK 0001911547 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,275 Underlying: Common Stock · 8,424 shares Expires not disclosed F3 · derivative.exercise_price: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.exercise_date: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: Represents RSUs granted on September 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 15, 2022 Filed Jun 1, 2023 21:40 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | GrantStock Options · Derivative | 125,000 | $10.52 | $1,315,000.00 |
DisclosureSEC source: 0000899243-23-014254 · doc4.xml · derivative · entry 1 Jordan Chantel Renee · CIK 0001911547 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on August 15, 2022 and have an expiration date of August 15, 2025. The Options vest annually in three (3) equal installments beginning on November 29, 2022. The Options have a strike price of $25.62, and on the grant date had a fair value of $10.52 per share. F1 · derivative.exercise_date: Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on August 15, 2022 and have an expiration date of August 15, 2025. The Options vest annually in three (3) equal installments beginning on November 29, 2022. The Options have a strike price of $25.62, and on the grant date had a fair value of $10.52 per share. F1 · derivative.expiration_date: Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on August 15, 2022 and have an expiration date of August 15, 2025. The Options vest annually in three (3) equal installments beginning on November 29, 2022. The Options have a strike price of $25.62, and on the grant date had a fair value of $10.52 per share. Read SEC document |
| June 29, 2022 Filed Jun 1, 2023 21:40 UTC | 5E Advanced Materials, Inc. FEAM · Entity 7084 | GrantRestricted Stock Unit · Derivative | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-014254 · doc4.xml · derivative · entry 2 Jordan Chantel Renee · CIK 0001911547 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,851 Underlying: Common Stock · 1,851 shares Expires not disclosed F2 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date. F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date. F2 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on June 29, 2022 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and 40% will vest on the second anniversary of the grant date and 60% will vest on the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.