FE

SEC source: 0001127602-19-010057 · form4.xml · nonDerivative · entry 1

Chack Dennis M · CIK 0001320749 · SVP, Prod Dev, Mktng & Brndng

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,376.092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

SEC source: 0001127602-19-010053 · form4.xml · derivative · entry 7

Benz Gary D · CIK 0001643664 · SVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: 1 for 1

F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F4 · derivative.exercise_date: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F4 · derivative.expiration_date: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

SEC source: 0001127602-19-010053 · form4.xml · derivative · entry 6

Benz Gary D · CIK 0001643664 · SVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,354.362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: 1 for 1

F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F1 · derivative.exercise_date: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.

F1 · derivative.expiration_date: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.

SEC source: 0001127602-19-010053 · form4.xml · nonDerivative · entry 4

Benz Gary D · CIK 0001643664 · SVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,280.069

F4 · shares: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

SEC source: 0001127602-19-010053 · form4.xml · nonDerivative · entry 3

Benz Gary D · CIK 0001643664 · SVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,752.069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

SEC source: 0001127602-19-010053 · form4.xml · nonDerivative · entry 2

Benz Gary D · CIK 0001643664 · SVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,042.069

F1 · shares: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

SEC source: 0001127602-19-010053 · form4.xml · nonDerivative · entry 1

Benz Gary D · CIK 0001643664 · SVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,396.431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

SEC source: 0001127602-19-009328 · form4.xml · derivative · entry 1

Lisowski Jason · CIK 0001732499 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937.595

Underlying: Common Stock · 3,937.595 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock represents a portion of a Short-Term Incentive Program award earned on February 19, 2019 and deferred under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan, which becomes payable in cash upon retirement or other termination of employment. Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.

F2 · derivative.expiration_date: The phantom stock represents a portion of a Short-Term Incentive Program award earned on February 19, 2019 and deferred under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan, which becomes payable in cash upon retirement or other termination of employment. Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.

SEC source: 0001127602-19-009325 · form4.xml · derivative · entry 1

Benz Gary D · CIK 0001643664 · SVP, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465.555

Underlying: Common Stock · 465.555 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock represents a portion of a Short-Term Incentive Program award earned on February 19, 2019 and deferred under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan, which becomes payable in cash upon retirement or other termination of employment. Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.

F2 · derivative.expiration_date: The phantom stock represents a portion of a Short-Term Incentive Program award earned on February 19, 2019 and deferred under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan, which becomes payable in cash upon retirement or other termination of employment. Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.

SEC source: 0001127602-19-009323 · form4.xml · derivative · entry 1

Belcher Samuel · CIK 0001732498 · SVP & President, FE Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,759.988

Underlying: Common Stock · 11,759.988 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock represents a portion of a Short-Term Incentive Program award earned on February 19, 2019 and deferred under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan, which becomes payable in cash upon retirement or other termination of employment. Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.

F2 · derivative.expiration_date: The phantom stock represents a portion of a Short-Term Incentive Program award earned on February 19, 2019 and deferred under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan, which becomes payable in cash upon retirement or other termination of employment. Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.

SEC source: 0001127602-19-008302 · form4.xml · derivative · entry 2

THORNTON JERRY SUE · CIK 0001183301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,130.273

Underlying: Common Stock · 1,546 shares

Expires not disclosed

F1 · security: Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · balance_after: Includes phantom stock units acquired through dividend reinvestments.

SEC source: 0001127602-19-008304 · form4.xml · nonDerivative · entry 1

Turner Leslie M · CIK 0001553405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

F1 · shares: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

SEC source: 0001127602-19-008300 · form4.xml · derivative · entry 2

Reyes Luis A · CIK 0001587303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,883.692

Underlying: Common Stock · 928 shares

Expires not disclosed

F2 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F3 · derivative.exercise_price: 1 for 1

F4 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F5 · balance_after: Includes phantom stock units acquired through dividend reinvestments.

SEC source: 0001127602-19-008298 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

Underlying: Common Stock · 928 shares

Expires not disclosed

F1 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

SEC source: 0001127602-19-008296 · form4.xml · derivative · entry 3

Pappas Christopher D · CIK 0001428312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,284.252

Underlying: Common Stock · 928 shares

Expires not disclosed

F2 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F3 · derivative.exercise_price: 1 for 1

F4 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F5 · balance_after: Includes phantom stock units acquired through dividend reinvestments.

SEC source: 0001127602-19-008294 · form4.xml · derivative · entry 2

ONEIL JAMES F · CIK 0001102786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,602.983

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F2 · security: Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F3 · derivative.exercise_price: 1 for 1

F4 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock that will pay on January 1, 2025 unless the director concludes service prior, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock that will pay on January 1, 2025 unless the director concludes service prior, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F5 · balance_after: Includes phantom stock units acquired through dividend reinvestments.

SEC source: 0001127602-19-008292 · form4.xml · derivative · entry 2

Mitchell Thomas N · CIK 0001664474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,373.86

Underlying: Common Stock · 1,638 shares

Expires not disclosed

F2 · security: Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F3 · derivative.exercise_price: 1 for 1

F4 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F5 · balance_after: Includes phantom stock units acquired through dividend reinvestments.

SEC source: 0001127602-19-008289 · form4.xml · derivative · entry 2

Misheff Donald T · CIK 0001538453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,933.119

Underlying: Common Stock · 928 shares

Expires not disclosed

F1 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · balance_after: Includes phantom stock units acquired through dividend reinvestments.

SEC source: 0001127602-19-008287 · form4.xml · nonDerivative · entry 1

JOHNSON JULIA L · CIK 0001221442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,139.957

F1 · shares: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F2 · balance_after: Includes shares acquired through dividend reinvestments.

SEC source: 0001127602-19-008284 · form4.xml · derivative · entry 2

DEMETRIOU STEVEN J. · CIK 0001173003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,830.983

Underlying: Common Stock · 928 shares

Expires not disclosed

F1 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · balance_after: Includes phantom stock units acquired through dividend reinvestments.

SEC source: 0001127602-19-008282 · form4.xml · derivative · entry 2

ANDERSON MICHAEL J · CIK 0001201390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,833.537

Underlying: Common Stock · 928 shares

Expires not disclosed

F1 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · balance_after: Includes phantom stock units acquired through dividend reinvestments.

SEC source: 0001127602-19-008280 · form4.xml · derivative · entry 2

ADDISON PAUL T · CIK 0001237010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,518.036

Underlying: Common Stock · 928 shares

Expires not disclosed

F1 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · balance_after: Includes phantom stock units acquired through dividend reinvestments.

SEC source: 0001127602-19-007361 · form4.xml · derivative · entry 4

Lasky Charles D · CIK 0001303939 · SVP, Human Resources & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,081.195

Underlying: Common Stock · 25,081.195 shares

Expires 2019-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007361 · form4.xml · derivative · entry 3

Lasky Charles D · CIK 0001303939 · SVP, Human Resources & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,540.166

Underlying: Common Stock · 12,540.166 shares

Expires 2019-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007376 · form4.xml · derivative · entry 4

VESPOLI LEILA L · CIK 0001127115 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,518.114

Underlying: Common Stock · 84,518.114 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007376 · form4.xml · derivative · entry 3

VESPOLI LEILA L · CIK 0001127115 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,258.067

Underlying: Common Stock · 42,258.067 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007350 · form4.xml · derivative · entry 6

Chack Dennis M · CIK 0001320749 · SVP, Prod Dev, Mktng & Brndng

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,538.344

Underlying: Common Stock · 20,538.344 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007350 · form4.xml · derivative · entry 5

Chack Dennis M · CIK 0001320749 · SVP, Prod Dev, Mktng & Brndng

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,150.986

Underlying: Common Stock · 10,150.986 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007380 · form4.xml · derivative · entry 4

Yeboah-Amankwah Ebony · CIK 0001712959 · VP DGC Cor. Sec. & Chf Eth Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,477.501

Underlying: Common Stock · 8,477.501 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007380 · form4.xml · derivative · entry 3

Yeboah-Amankwah Ebony · CIK 0001712959 · VP DGC Cor. Sec. & Chf Eth Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,053.976

Underlying: Common Stock · 4,053.976 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007378 · form4.xml · derivative · entry 5

Walker Christine · CIK 0001747189 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,410.662

Underlying: Common Stock · 9,410.662 shares

Expires 2019-03-01

F4 · derivative.exercise_price: 1 for 1

F5 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F5 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007378 · form4.xml · derivative · entry 4

Walker Christine · CIK 0001747189 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,612.686

Underlying: Common Stock · 4,612.686 shares

Expires 2019-03-01

F4 · derivative.exercise_price: 1 for 1

F5 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F5 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007374 · form4.xml · derivative · entry 4

Strah Steven E · CIK 0001348488 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,672.494

Underlying: Common Stock · 47,672.494 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007374 · form4.xml · derivative · entry 3

Strah Steven E · CIK 0001348488 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,836.137

Underlying: Common Stock · 23,836.137 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007372 · form4.xml · derivative · entry 4

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,551.258

Underlying: Common Stock · 18,551.258 shares

Expires 2019-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007372 · form4.xml · derivative · entry 3

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,136.836

Underlying: Common Stock · 9,136.836 shares

Expires 2019-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007370 · form4.xml · derivative · entry 4

Prezelj Irena · CIK 0001751609 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,406.013

Underlying: Common Stock · 7,406.013 shares

Expires 2019-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007370 · form4.xml · derivative · entry 3

Prezelj Irena · CIK 0001751609 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,702.46

Underlying: Common Stock · 3,702.46 shares

Expires 2019-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007368 · form4.xml · derivative · entry 4

Pearson James F · CIK 0001331360 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,115.151

Underlying: Common Stock · 92,115.151 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007368 · form4.xml · derivative · entry 3

Pearson James F · CIK 0001331360 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,272.752

Underlying: Common Stock · 46,272.752 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007366 · form4.xml · derivative · entry 4

Mikkelsen Eileen · CIK 0001751464 · VP, Rates & Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101.261

Underlying: Common Stock · 2,101.261 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007366 · form4.xml · derivative · entry 3

Mikkelsen Eileen · CIK 0001751464 · VP, Rates & Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617.71

Underlying: Common Stock · 617.71 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007364 · form4.xml · derivative · entry 4

Lisowski Jason · CIK 0001732499 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,596.13

Underlying: Common Stock · 2,596.13 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16FES) and the performance-adjusted cash based restricted stock unit grant (RSUC16FES) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16FES) and the performance-adjusted cash based restricted stock unit grant (RSUC16FES) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007364 · form4.xml · derivative · entry 3

Lisowski Jason · CIK 0001732499 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297.735

Underlying: Common Stock · 1,297.735 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16FES) and the performance-adjusted cash based restricted stock unit grant (RSUC16FES) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16FES) and the performance-adjusted cash based restricted stock unit grant (RSUC16FES) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007359 · form4.xml · derivative · entry 5

JONES CHARLES E · CIK 0001261969 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,774.012

Underlying: Common Stock · 296,774.012 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007359 · form4.xml · derivative · entry 4

JONES CHARLES E · CIK 0001261969 · Director · Pres. & Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,386.501

Underlying: Common Stock · 148,386.501 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007356 · form4.xml · derivative · entry 4

Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,259.753

Underlying: Common Stock · 22,259.753 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007356 · form4.xml · derivative · entry 3

Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,001.949

Underlying: Common Stock · 11,001.949 shares

Expires 2019-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007355 · form4.xml · derivative · entry 4

GAINES BENNETT L · CIK 0001217383 · Sr VP Corp Svcs & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,961.4

Underlying: Common Stock · 23,961.4 shares

Expires 2019-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

SEC source: 0001127602-19-007355 · form4.xml · derivative · entry 3

GAINES BENNETT L · CIK 0001217383 · Sr VP Corp Svcs & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,124.539

Underlying: Common Stock · 12,124.539 shares

Expires 2019-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.