Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRSTENERGY CORPFE · Entity 3171 | Sr VP, External Affairs | March 01, 2019 | March 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRSTENERGY CORP
Report date March 01, 2019 · Filed March 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,999.149 |
Last balance in matching sequence
After 2019-03-01 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2019-03-01 · Exercise / conversion · Acquired 10,995.669 · Balance 68,488.818 F1: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment. F2: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. F3: Balance includes restricted stock and shares acquired through dividend reinvestment. Row 2 · 2019-03-01 · Disposition to issuer · Disposed 549.783 · Balance 67,939.035 F4: This transaction reflects the deferral of the RSUS16 and RSUC16 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F3: Balance includes restricted stock and shares acquired through dividend reinvestment. Row 3 · 2019-03-01 · Disposition to issuer · Disposed 10,445.886 · Balance 57,493.149 F1: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment. F3: Balance includes restricted stock and shares acquired through dividend reinvestment. Row 4 · 2019-03-01 · Exercise / conversion · Acquired 22,247.798 · Balance 79,740.947 F5: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. F2: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. F3: Balance includes restricted stock and shares acquired through dividend reinvestment. Row 5 · 2019-03-01 · Disposition to issuer · Disposed 1,112.39 · Balance 78,628.557 F4: This transaction reflects the deferral of the RSUS16 and RSUC16 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F3: Balance includes restricted stock and shares acquired through dividend reinvestment. Row 6 · 2019-03-01 · Tax withholding · Disposed 8,629.408 · Balance 69,999.149 F5: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. F3: Balance includes restricted stock and shares acquired through dividend reinvestment. |
| RSUC16SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-01 · Exercise / conversion · Disposed 10,995.669 · Balance 0 F7: 1 for 1 F2: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. F1: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment. |
| RSUS16SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-01 · Exercise / conversion · Disposed 22,247.798 · Balance 0 F7: 1 for 1 F2: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. F5: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. |
| Phantom 3/19DSEC Table II · derivative / convertible security | Direct | 1,662.173 |
Reported balance
After 2019-03-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-03-01 · Grant · Acquired 1,662.173 · Balance 1,662.173 F7: 1 for 1 F4: This transaction reflects the deferral of the RSUS16 and RSUC16 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F8: This holding reflects phantom stock payable in cash upon retirement or other termination of employment under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 2,970.98 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,970.98 F6: FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of January 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.
F2: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.
F3: Balance includes restricted stock and shares acquired through dividend reinvestment.
F4: This transaction reflects the deferral of the RSUS16 and RSUC16 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below.
F5: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.
F6: FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of January 31, 2019.
F7: 1 for 1
F8: This holding reflects phantom stock payable in cash upon retirement or other termination of employment under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 6, 2019 00:40 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantPhantom 3/19D · Derivative | 1,662.173 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010112 · form4.xml · derivative · entry 10 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,662.173 Underlying: Common Stock · 1,662.173 shares Expires not disclosed F7 · derivative.exercise_price: 1 for 1 F4 · price: This transaction reflects the deferral of the RSUS16 and RSUC16 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F8 · derivative.exercise_date: This holding reflects phantom stock payable in cash upon retirement or other termination of employment under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. F8 · derivative.expiration_date: This holding reflects phantom stock payable in cash upon retirement or other termination of employment under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:40 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionRSUS16 · Derivative | 22,247.798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010112 · form4.xml · derivative · entry 9 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,247.798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: 1 for 1 F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. F5 · derivative.exercise_date: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. F5 · derivative.expiration_date: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:40 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionRSUC16 · Derivative | 10,995.669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010112 · form4.xml · derivative · entry 8 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,995.669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: 1 for 1 F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. F1 · derivative.exercise_date: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment. F1 · derivative.expiration_date: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:40 UTC | FIRSTENERGY CORP FE · Entity 3171 | Tax withholdingCommon Stock | 8,629.408 | $40.73 | $351,475.79 |
DisclosureSEC source: 0001127602-19-010112 · form4.xml · nonDerivative · entry 6 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,999.149 F5 · shares: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:40 UTC | FIRSTENERGY CORP FE · Entity 3171 | Disposition to issuerCommon Stock | 1,112.39 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010112 · form4.xml · nonDerivative · entry 5 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,628.557 F4 · shares: This transaction reflects the deferral of the RSUS16 and RSUC16 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F4 · price: This transaction reflects the deferral of the RSUS16 and RSUC16 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:40 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionCommon Stock | 22,247.798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010112 · form4.xml · nonDerivative · entry 4 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,740.947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:40 UTC | FIRSTENERGY CORP FE · Entity 3171 | Disposition to issuerCommon Stock | 10,445.886 | $40.73 | $425,460.94 |
DisclosureSEC source: 0001127602-19-010112 · form4.xml · nonDerivative · entry 3 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,493.149 F1 · shares: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:40 UTC | FIRSTENERGY CORP FE · Entity 3171 | Disposition to issuerCommon Stock | 549.783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010112 · form4.xml · nonDerivative · entry 2 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,939.035 F4 · shares: This transaction reflects the deferral of the RSUS16 and RSUC16 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F4 · price: This transaction reflects the deferral of the RSUS16 and RSUC16 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:40 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionCommon Stock | 10,995.669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010112 · form4.xml · nonDerivative · entry 1 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,488.818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment. F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 14:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantRSUS16 · Derivative | 22,259.753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007356 · form4.xml · derivative · entry 4 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,259.753 Underlying: Common Stock · 22,259.753 shares Expires 2019-03-01 F3 · derivative.exercise_price: 1 for 1 F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019. F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 14:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantRSUC16 · Derivative | 11,001.949 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007356 · form4.xml · derivative · entry 3 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,001.949 Underlying: Common Stock · 11,001.949 shares Expires 2019-03-01 F3 · derivative.exercise_price: 1 for 1 F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019. F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantPhantom 3/18D · Derivative | 415.398 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010077 · form4.xml · derivative · entry 10 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831.312 Underlying: Common Stock · 415.398 shares Expires not disclosed F7 · derivative.exercise_price: 1 for 1 F4 · price: This transaction reflects the deferral of the RSUS15 and RSUC15 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F8 · derivative.exercise_date: This holding reflects phantom stock payable in cash upon retirement or other termination of employment under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. F8 · derivative.expiration_date: This holding reflects phantom stock payable in cash upon retirement or other termination of employment under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionRSUS15 · Derivative | 17,949.195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010077 · form4.xml · derivative · entry 9 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,949.195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: 1 for 1 F2 · price: 1 for 1. The RSUS15 and RSUC15 awards were previously granted for $0.00 under the FirstEnergy Corp. 2007 Incentive Plan. F5 · derivative.exercise_date: Represents the vesting of the RSUS15 award. The award vested on March 1, 2018. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. F5 · derivative.expiration_date: Represents the vesting of the RSUS15 award. The award vested on March 1, 2018. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionRSUC15 · Derivative | 8,870.969 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010077 · form4.xml · derivative · entry 8 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,870.969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: 1 for 1 F2 · price: 1 for 1. The RSUS15 and RSUC15 awards were previously granted for $0.00 under the FirstEnergy Corp. 2007 Incentive Plan. F1 · derivative.exercise_date: Represents the vesting of the RSUC15 award. The award vested on March 1, 2018. Amounts also include dividend reinvestment. F1 · derivative.expiration_date: Represents the vesting of the RSUC15 award. The award vested on March 1, 2018. Amounts also include dividend reinvestment. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | Tax withholdingCommon Stock | 5,374.929 | $32.48 | $174,591.13 |
DisclosureSEC source: 0001127602-18-010077 · form4.xml · nonDerivative · entry 6 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,959.753 F5 · shares: Represents the vesting of the RSUS15 award. The award vested on March 1, 2018. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | Disposition to issuerCommon Stock | 273.266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010077 · form4.xml · nonDerivative · entry 5 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,334.682 F4 · shares: This transaction reflects the deferral of the RSUS15 and RSUC15 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F4 · price: This transaction reflects the deferral of the RSUS15 and RSUC15 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionCommon Stock | 17,949.195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010077 · form4.xml · nonDerivative · entry 4 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,607.948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents the vesting of the RSUS15 award. The award vested on March 1, 2018. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment. F2 · price: 1 for 1. The RSUS15 and RSUC15 awards were previously granted for $0.00 under the FirstEnergy Corp. 2007 Incentive Plan. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | Disposition to issuerCommon Stock | 8,728.837 | $32.48 | $283,534.45 |
DisclosureSEC source: 0001127602-18-010077 · form4.xml · nonDerivative · entry 3 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,658.753 F1 · shares: Represents the vesting of the RSUC15 award. The award vested on March 1, 2018. Amounts also include dividend reinvestment. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | Disposition to issuerCommon Stock | 142.132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010077 · form4.xml · nonDerivative · entry 2 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,387.59 F4 · shares: This transaction reflects the deferral of the RSUS15 and RSUC15 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F4 · price: This transaction reflects the deferral of the RSUS15 and RSUC15 awards. As a result, the reporting person is reporting the disposition of shares of common stock in exchange for an equal number of shares of phantom stock described below. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:34 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionCommon Stock | 8,870.969 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010077 · form4.xml · nonDerivative · entry 1 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,529.722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of the RSUC15 award. The award vested on March 1, 2018. Amounts also include dividend reinvestment. F2 · price: 1 for 1. The RSUS15 and RSUC15 awards were previously granted for $0.00 under the FirstEnergy Corp. 2007 Incentive Plan. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:50 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantPhantom 3/18D · Derivative | 415.914 | $32.24 | $13,409.07 |
DisclosureSEC source: 0001127602-18-009544 · form4.xml · derivative · entry 1 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415.914 Underlying: Common Stock · 415.914 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.?The phantom stock represents a portion of a Short-Term Incentive Program award earned on February 20, 2018 and deferred under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan, which becomes payable in cash upon retirement or other termination of employment. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.?The phantom stock represents a portion of a Short-Term Incentive Program award earned on February 20, 2018 and deferred under the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan, which becomes payable in cash upon retirement or other termination of employment. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 22:32 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantRSUS15 · Derivative | 17,752.047 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007591 · form4.xml · derivative · entry 4 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,752.047 Underlying: Common Stock · 17,752.047 shares Expires 2018-03-01 F3 · derivative.exercise_price: 1 for 1 F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS15) and the performance-adjusted cash based restricted stock unit grant (RSUC15) made in 2015 for the 2015-2017 performance cycle, and these awards will vest on March 1, 2018. F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS15) and the performance-adjusted cash based restricted stock unit grant (RSUC15) made in 2015 for the 2015-2017 performance cycle, and these awards will vest on March 1, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 22:32 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantRSUC15 · Derivative | 8,773.731 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007591 · form4.xml · derivative · entry 3 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,773.731 Underlying: Common Stock · 8,773.731 shares Expires 2018-03-01 F3 · derivative.exercise_price: 1 for 1 F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS15) and the performance-adjusted cash based restricted stock unit grant (RSUC15) made in 2015 for the 2015-2017 performance cycle, and these awards will vest on March 1, 2018. F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS15) and the performance-adjusted cash based restricted stock unit grant (RSUC15) made in 2015 for the 2015-2017 performance cycle, and these awards will vest on March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:08 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionRSUP19 · Derivative | 15,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010111 · form4.xml · derivative · entry 4 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: 1 for 1 F1 · shares: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F2 · price: 1 for 1. The RSUP19 award was previously granted for $0.00 consideration under the FirstEnergy Corp. 2007 Incentive Plan. F1 · derivative.exercise_date: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F1 · derivative.expiration_date: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:08 UTC | FIRSTENERGY CORP FE · Entity 3171 | Tax withholdingCommon Stock | 5,007 | $31.74 | $158,922.18 |
DisclosureSEC source: 0001127602-17-010111 · form4.xml · nonDerivative · entry 2 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,850.931 F1 · shares: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:08 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionCommon Stock | 15,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010111 · form4.xml · nonDerivative · entry 1 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,857.931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F2 · price: 1 for 1. The RSUP19 award was previously granted for $0.00 consideration under the FirstEnergy Corp. 2007 Incentive Plan. F3 · balance_after: Balance includes restricted stock and shares acquired through dividend reinvestment. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:48 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantRSUP19 · Derivative | 14,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007659 · form4.xml · derivative · entry 3 Dowling Michael J · CIK 0001514118 · Sr VP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,955 Underlying: Common Stock · 14,955 shares Expires 2017-03-01 F3 · derivative.exercise_price: 1 for 1 F4 · shares: The Board approved the performance results for the performance-adjusted restricted stock unit grant (RSUP19), and this award will vest on March 1, 2017. Performance targets were achieved, so the award will be paid out at a performance rate of 162%. F4 · balance_after: The Board approved the performance results for the performance-adjusted restricted stock unit grant (RSUP19), and this award will vest on March 1, 2017. Performance targets were achieved, so the award will be paid out at a performance rate of 162%. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.