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Reffner Robert

Disclosed activity across 1 company

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151108
SEC CIK
0001692401

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FIRSTENERGY CORPFE · Entity 3171SVP & General CounselMarch 01, 2020March 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIRSTENERGY CORP

Report date March 01, 2020 · Filed March 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect70,513.321 Ending reported balance After 2020-03-01 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2020-03-01 · Exercise / conversion · Acquired 9,207.178 · Balance 69,078.499

F1: Represents the vesting of the RSUC17 award. The award vested on March 1, 2020. Amounts also include dividend reinvestment.

F2: 1 for 1. The RSUS17 and RSUC17 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

Row 2 · 2020-03-01 · Disposition to issuer · Disposed 9,207.178 · Balance 59,871.321

F1: Represents the vesting of the RSUC17 award. The award vested on March 1, 2020. Amounts also include dividend reinvestment.

Row 3 · 2020-03-01 · Exercise / conversion · Acquired 18,694 · Balance 78,565.321

F3: Represents the vesting of the RSUS17 award. The award vested on March 1, 2020. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F2: 1 for 1. The RSUS17 and RSUC17 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

Row 4 · 2020-03-01 · Tax withholding · Disposed 8,052 · Balance 70,513.321

F3: Represents the vesting of the RSUS17 award. The award vested on March 1, 2020. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

RSUC17SEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-03-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-03-01 · Exercise / conversion · Disposed 9,207.178 · Balance 0

F5: 1 for 1

F2: 1 for 1. The RSUS17 and RSUC17 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F1: Represents the vesting of the RSUC17 award. The award vested on March 1, 2020. Amounts also include dividend reinvestment.

RSUS17SEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-03-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-03-01 · Exercise / conversion · Disposed 18,694 · Balance 0

F5: 1 for 1

F2: 1 for 1. The RSUS17 and RSUC17 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F3: Represents the vesting of the RSUS17 award. The award vested on March 1, 2020. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

Common StockSEC Table I · non-derivativeIndirectBy Savings Plan13,500.156 Reported balance Holding disclosure · report date 2020-03-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 13,500.156

F4: FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of December 31, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of the RSUC17 award. The award vested on March 1, 2020. Amounts also include dividend reinvestment.

F2: 1 for 1. The RSUS17 and RSUC17 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F3: Represents the vesting of the RSUS17 award. The award vested on March 1, 2020. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F4: FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of December 31, 2019.

F5: 1 for 1

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2020 Filed Mar 3, 2020 22:32 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionRSUS17 · Derivative 18,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009152 · form4.xml · derivative · entry 7

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 for 1

F2 · price: 1 for 1. The RSUS17 and RSUC17 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F3 · derivative.exercise_date: Represents the vesting of the RSUS17 award. The award vested on March 1, 2020. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F3 · derivative.expiration_date: Represents the vesting of the RSUS17 award. The award vested on March 1, 2020. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:32 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionRSUC17 · Derivative 9,207.178 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009152 · form4.xml · derivative · entry 6

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,207.178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 for 1

F2 · price: 1 for 1. The RSUS17 and RSUC17 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F1 · derivative.exercise_date: Represents the vesting of the RSUC17 award. The award vested on March 1, 2020. Amounts also include dividend reinvestment.

F1 · derivative.expiration_date: Represents the vesting of the RSUC17 award. The award vested on March 1, 2020. Amounts also include dividend reinvestment.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:32 UTC FIRSTENERGY CORP FE · Entity 3171 Tax withholdingCommon Stock 8,052 $44.40 $357,508.80
Disclosure

SEC source: 0001127602-20-009152 · form4.xml · nonDerivative · entry 4

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,513.321

F3 · shares: Represents the vesting of the RSUS17 award. The award vested on March 1, 2020. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:32 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionCommon Stock 18,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009152 · form4.xml · nonDerivative · entry 3

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,565.321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of the RSUS17 award. The award vested on March 1, 2020. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUS17 and RSUC17 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:32 UTC FIRSTENERGY CORP FE · Entity 3171 Disposition to issuerCommon Stock 9,207.178 $44.40 $408,798.70
Disclosure

SEC source: 0001127602-20-009152 · form4.xml · nonDerivative · entry 2

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,871.321

F1 · shares: Represents the vesting of the RSUC17 award. The award vested on March 1, 2020. Amounts also include dividend reinvestment.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:32 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionCommon Stock 9,207.178 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-009152 · form4.xml · nonDerivative · entry 1

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,078.499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the RSUC17 award. The award vested on March 1, 2020. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUS17 and RSUC17 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 14:36 UTC FIRSTENERGY CORP FE · Entity 3171 GrantRSUS17 · Derivative 10,016.825 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004479 · form4.xml · derivative · entry 4

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,016.825

Underlying: Common Stock · 10,016.825 shares

Expires 2020-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS17) and the performance-adjusted cash based restricted stock unit grant (RSUC17) made in 2017 for the 2017-2019 performance cycle, and these awards will vest on March 1, 2020.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS17) and the performance-adjusted cash based restricted stock unit grant (RSUC17) made in 2017 for the 2017-2019 performance cycle, and these awards will vest on March 1, 2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 14:36 UTC FIRSTENERGY CORP FE · Entity 3171 GrantRSUC17 · Derivative 4,933.515 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004479 · form4.xml · derivative · entry 3

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,933.515

Underlying: Common Stock · 4,933.515 shares

Expires 2020-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS17) and the performance-adjusted cash based restricted stock unit grant (RSUC17) made in 2017 for the 2017-2019 performance cycle, and these awards will vest on March 1, 2020.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS17) and the performance-adjusted cash based restricted stock unit grant (RSUC17) made in 2017 for the 2017-2019 performance cycle, and these awards will vest on March 1, 2020.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:53 UTC FIRSTENERGY CORP FE · Entity 3171 GrantRSUS17 · Derivative 8,514.301 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004833 · form4.xml · derivative · entry 2

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,531.126

Underlying: Common Stock · 8,514.301 shares

Expires 2020-03-01

F1 · derivative.exercise_price: 1 for 1

F2 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS17) and the performance-adjusted cash based restricted stock unit grant (RSUC17) made in 2017 for the 2017-2019 performance cycle, and these awards will vest on March 1, 2020. These amounts are incremental to the disclosures made on February 10, 2020.

F2 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS17) and the performance-adjusted cash based restricted stock unit grant (RSUC17) made in 2017 for the 2017-2019 performance cycle, and these awards will vest on March 1, 2020. These amounts are incremental to the disclosures made on February 10, 2020.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:53 UTC FIRSTENERGY CORP FE · Entity 3171 GrantRSUC17 · Derivative 4,193.489 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004833 · form4.xml · derivative · entry 1

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,127.004

Underlying: Common Stock · 4,193.489 shares

Expires 2020-03-01

F1 · derivative.exercise_price: 1 for 1

F2 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS17) and the performance-adjusted cash based restricted stock unit grant (RSUC17) made in 2017 for the 2017-2019 performance cycle, and these awards will vest on March 1, 2020. These amounts are incremental to the disclosures made on February 10, 2020.

F2 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS17) and the performance-adjusted cash based restricted stock unit grant (RSUC17) made in 2017 for the 2017-2019 performance cycle, and these awards will vest on March 1, 2020. These amounts are incremental to the disclosures made on February 10, 2020.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:27 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionRSUS16 · Derivative 18,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010094 · form4.xml · derivative · entry 7

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 for 1

F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F3 · derivative.exercise_date: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F3 · derivative.expiration_date: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:27 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionRSUC16 · Derivative 9,131.621 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010094 · form4.xml · derivative · entry 6

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,131.621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 for 1

F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

F1 · derivative.exercise_date: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.

F1 · derivative.expiration_date: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:27 UTC FIRSTENERGY CORP FE · Entity 3171 Tax withholdingCommon Stock 7,362 $40.73 $299,854.26
Disclosure

SEC source: 0001127602-19-010094 · form4.xml · nonDerivative · entry 4

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,871.321

F3 · shares: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:27 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionCommon Stock 18,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010094 · form4.xml · nonDerivative · entry 3

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,233.321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:27 UTC FIRSTENERGY CORP FE · Entity 3171 Disposition to issuerCommon Stock 9,131.621 $40.73 $371,930.92
Disclosure

SEC source: 0001127602-19-010094 · form4.xml · nonDerivative · entry 2

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,692.321

F1 · shares: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:27 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionCommon Stock 9,131.621 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010094 · form4.xml · nonDerivative · entry 1

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,823.942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 14:59 UTC FIRSTENERGY CORP FE · Entity 3171 GrantRSUS16 · Derivative 18,551.258 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007372 · form4.xml · derivative · entry 4

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,551.258

Underlying: Common Stock · 18,551.258 shares

Expires 2019-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 14:59 UTC FIRSTENERGY CORP FE · Entity 3171 GrantRSUC16 · Derivative 9,136.836 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007372 · form4.xml · derivative · entry 3

Reffner Robert · CIK 0001692401 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,136.836

Underlying: Common Stock · 9,136.836 shares

Expires 2019-03-01

F2 · derivative.exercise_price: 1 for 1

F3 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

F3 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS16) and the performance-adjusted cash based restricted stock unit grant (RSUC16) made in 2016 for the 2016-2018 performance cycle, and these awards will vest on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:29 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionRSUS15 · Derivative 16,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009985 · form4.xml · derivative · entry 7

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: 1 for 1

F2 · price: 1 for 1. The RSUS15 and RSUC15 awards were previously granted for $0.00 under the FirstEnergy Corp. 2007 Incentive Plan.

F4 · derivative.exercise_date: Represents the vesting of the RSUS15 award. The award vested on March 1, 2018. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F4 · derivative.expiration_date: Represents the vesting of the RSUS15 award. The award vested on March 1, 2018. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:29 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionRSUC15 · Derivative 7,978.07 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009985 · form4.xml · derivative · entry 6

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,978.07 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: 1 for 1

F2 · price: 1 for 1. The RSUS15 and RSUC15 awards were previously granted for $0.00 under the FirstEnergy Corp. 2007 Incentive Plan.

F1 · derivative.exercise_date: Represents the vesting of the RSUC15 award. The award vested on March 1, 2018. Amounts also include dividend reinvestment.

F1 · derivative.expiration_date: Represents the vesting of the RSUC15 award. The award vested on March 1, 2018. Amounts also include dividend reinvestment.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:29 UTC FIRSTENERGY CORP FE · Entity 3171 Tax withholdingCommon Stock 4,917 $32.48 $159,716.45
Disclosure

SEC source: 0001127602-18-009985 · form4.xml · nonDerivative · entry 4

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,288.323

F4 · shares: Represents the vesting of the RSUS15 award. The award vested on March 1, 2018. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:29 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionCommon Stock 16,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009985 · form4.xml · nonDerivative · entry 3

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,205.323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of the RSUS15 award. The award vested on March 1, 2018. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUS15 and RSUC15 awards were previously granted for $0.00 under the FirstEnergy Corp. 2007 Incentive Plan.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:29 UTC FIRSTENERGY CORP FE · Entity 3171 Disposition to issuerCommon Stock 7,978.07 $32.48 $259,147.66
Disclosure

SEC source: 0001127602-18-009985 · form4.xml · nonDerivative · entry 2

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,007.323

F1 · shares: Represents the vesting of the RSUC15 award. The award vested on March 1, 2018. Amounts also include dividend reinvestment.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:29 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionCommon Stock 7,978.07 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-009985 · form4.xml · nonDerivative · entry 1

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,985.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the RSUC15 award. The award vested on March 1, 2018. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUS15 and RSUC15 awards were previously granted for $0.00 under the FirstEnergy Corp. 2007 Incentive Plan.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 22:00 UTC FIRSTENERGY CORP FE · Entity 3171 GrantRSUS15 · Derivative 16,020.39 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007577 · form4.xml · derivative · entry 4

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,020.39

Underlying: Common Stock · 16,020.39 shares

Expires 2018-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS15) and the performance-adjusted cash based restricted stock unit grant (RSUC15) made in 2015 for the 2015-2017 performance cycle, and these awards will vest on March 1, 2018.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS15) and the performance-adjusted cash based restricted stock unit grant (RSUC15) made in 2015 for the 2015-2017 performance cycle, and these awards will vest on March 1, 2018.

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February 20, 2018 Filed Feb 21, 2018 22:00 UTC FIRSTENERGY CORP FE · Entity 3171 GrantRSUC15 · Derivative 7,890.619 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007577 · form4.xml · derivative · entry 3

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,890.619

Underlying: Common Stock · 7,890.619 shares

Expires 2018-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS15) and the performance-adjusted cash based restricted stock unit grant (RSUC15) made in 2015 for the 2015-2017 performance cycle, and these awards will vest on March 1, 2018.

F4 · balance_after: The Board approved performance results for the performance-adjusted stock based restricted stock unit grant (RSUS15) and the performance-adjusted cash based restricted stock unit grant (RSUC15) made in 2015 for the 2015-2017 performance cycle, and these awards will vest on March 1, 2018.

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March 01, 2017 Filed Mar 3, 2017 21:39 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionRSUP19 · Derivative 15,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010193 · form4.xml · derivative · entry 4

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 for 1

F1 · shares: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUP19 award was previously granted for $0.00 consideration under the FirstEnergy Corp. 2007 Incentive Plan.

F1 · derivative.exercise_date: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment.

F1 · derivative.expiration_date: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment.

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March 01, 2017 Filed Mar 3, 2017 21:39 UTC FIRSTENERGY CORP FE · Entity 3171 Tax withholdingCommon Stock 5,175 $31.74 $164,254.50
Disclosure

SEC source: 0001127602-17-010193 · form4.xml · nonDerivative · entry 2

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,519.388

F1 · shares: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

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March 01, 2017 Filed Mar 3, 2017 21:39 UTC FIRSTENERGY CORP FE · Entity 3171 Exercise / conversionCommon Stock 15,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010193 · form4.xml · nonDerivative · entry 1

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,694.388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment.

F2 · price: 1 for 1. The RSUP19 award was previously granted for $0.00 consideration under the FirstEnergy Corp. 2007 Incentive Plan.

F3 · balance_after: Balance includes shares acquired through dividend reinvestment.

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February 21, 2017 Filed Feb 22, 2017 20:57 UTC FIRSTENERGY CORP FE · Entity 3171 GrantRSUP19 · Derivative 15,458 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007667 · form4.xml · derivative · entry 3

Reffner Robert · CIK 0001692401 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,458

Underlying: Common Stock · 15,458 shares

Expires 2017-03-01

F3 · derivative.exercise_price: 1 for 1

F4 · shares: The Board approved the performance results for the performance-adjusted restricted stock unit grant (RSUP19), and this award will vest on March 1, 2017. Performance targets were achieved, so the award will be paid out at a performance rate of 162%.

F4 · balance_after: The Board approved the performance results for the performance-adjusted restricted stock unit grant (RSUP19), and this award will vest on March 1, 2017. Performance targets were achieved, so the award will be paid out at a performance rate of 162%.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.