Last 12 months
Inside the activity.
1 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2019 Filed Mar 8, 2019 16:36 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $31.70 | $158,480.00 |
DisclosureSEC source: 0001181253-19-000010 · wf-form4_155208100478173.xml · nonDerivative · entry 3 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 188,430 F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Trust on November 30, 2018. The plan provides for monthly sales through June 5, 2019. F5 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $31.43 to $32.207. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 16:36 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 1,399 | $32.01 | $44,777.79 |
DisclosureSEC source: 0001181253-19-000010 · wf-form4_155208100478173.xml · nonDerivative · entry 2 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,037 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018, as amended on November 28, 2018. The plan provides for monthly sales through June 5, 2019. F3 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $31.88 to $32.207. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 16:36 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 28,601 | $31.24 | $893,352.24 |
DisclosureSEC source: 0001181253-19-000010 · wf-form4_155208100478173.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,436 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018, as amended on November 28, 2018. The plan provides for monthly sales through June 5, 2019. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.83 to $31.825. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:32 UTC |
PEELER D RANDOLPHDirector
|
OtherCommon Stock | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-002210 · ownership.xml · nonDerivative · entry 6 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,867 F2 · kind: Represents Common Stock received as part of the distribution by the Berkshire Entities referred to in note (1) above. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:32 UTC |
PEELER D RANDOLPHDirector
|
OtherCommon Stock | 11,121 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-002210 · ownership.xml · nonDerivative · entry 5 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors III LLC Disclosed balance after: 0 F1 · kind: Represents common stock, par value $0.01 per share (the "Common Stock") of the Issuer distributed by the Berkshire Entities (as defined below) to certain of their limited partners and members. The Reporting Person disclaims beneficial ownership in the reported securities except to the extent of his pecuniary interest, if any, therein. F5 · ownership.nature: Represents shares held by Berkshire Investors III LLC ("Berkshire Investors III," and collectively with Fund VI and Berkshire Investors, the "Berkshire Entities"). The Reporting Person served as managing member of Berkshire Investors III. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors III. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors III, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:32 UTC |
PEELER D RANDOLPHDirector
|
OtherCommon Stock | 216 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-002210 · ownership.xml · nonDerivative · entry 4 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,754 F2 · kind: Represents Common Stock received as part of the distribution by the Berkshire Entities referred to in note (1) above. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:32 UTC |
PEELER D RANDOLPHDirector
|
OtherCommon Stock | 27,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-002210 · ownership.xml · nonDerivative · entry 3 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors LLC Disclosed balance after: 0 F1 · kind: Represents common stock, par value $0.01 per share (the "Common Stock") of the Issuer distributed by the Berkshire Entities (as defined below) to certain of their limited partners and members. The Reporting Person disclaims beneficial ownership in the reported securities except to the extent of his pecuniary interest, if any, therein. F4 · ownership.nature: Represents shares held by Berkshire Investors LLC ("Berkshire Investors"). The Reporting Person served as managing member of Berkshire Investors. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:32 UTC |
PEELER D RANDOLPHDirector
|
OtherCommon Stock | 42,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-002210 · ownership.xml · nonDerivative · entry 2 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,538 F2 · kind: Represents Common Stock received as part of the distribution by the Berkshire Entities referred to in note (1) above. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:32 UTC |
PEELER D RANDOLPHDirector
|
OtherCommon Stock | 2,101,264 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-19-002210 · ownership.xml · nonDerivative · entry 1 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 0 F1 · kind: Represents common stock, par value $0.01 per share (the "Common Stock") of the Issuer distributed by the Berkshire Entities (as defined below) to certain of their limited partners and members. The Reporting Person disclaims beneficial ownership in the reported securities except to the extent of his pecuniary interest, if any, therein. F3 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. The Reporting Person served as managing member of each of BPH, BPSP, Berkshire Partners and 6BA. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Fund VI. The Reporting Person disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:32 UTC |
FAHS L READEDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 79,114 | $35.19 Strike: $35.19 | $2,784,021.66 |
DisclosureSEC source: 0001181253-19-000008 · wf-form4_155182154571643.xml · derivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,114 Underlying: Common Stock · 79,114 shares Expires 2029-03-01 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:37 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
GrantStock Option (Right to Buy) · Derivative | 5,626 | $35.19 Strike: $35.19 | $197,978.94 |
DisclosureSEC source: 0001261163-19-000002 · wf-form4_155182182949856.xml · derivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,626 Underlying: Common Stock · 5,626 shares Expires 2029-03-01 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:34 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 21,098 | $35.19 Strike: $35.19 | $742,438.62 |
DisclosureSEC source: 0001719844-19-000002 · wf-form4_155182164854163.xml · derivative · entry 1 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,098 Underlying: Common Stock · 21,098 shares Expires 2029-03-01 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:35 UTC |
Brandman JaredSVP, GC and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 8,791 | $35.19 Strike: $35.19 | $309,355.29 |
DisclosureSEC source: 0001767639-19-000005 · wf-form4_155182173772077.xml · derivative · entry 1 Brandman Jared · CIK 0001767639 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,791 Underlying: Common Stock · 8,791 shares Expires 2029-03-01 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:38 UTC |
Vaught JohnSVP, Chief Information Officer
|
GrantStock Option (Right to Buy) · Derivative | 5,626 | $35.19 Strike: $35.19 | $197,978.94 |
DisclosureSEC source: 0001719842-19-000004 · wf-form4_155182190832828.xml · derivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,626 Underlying: Common Stock · 5,626 shares Expires 2029-03-01 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:31 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
GrantStock Option (Right to Buy) · Derivative | 5,626 | $35.19 Strike: $35.19 | $197,978.94 |
DisclosureSEC source: 0001719312-19-000002 · wf-form4_155182146363312.xml · derivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,626 Underlying: Common Stock · 5,626 shares Expires 2029-03-01 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 16:27 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $31.78 | $158,900.00 |
DisclosureSEC source: 0001181253-19-000006 · wf-form4_154966123543628.xml · nonDerivative · entry 3 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 193,430 F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Trust on November 30, 2018. The plan provides for monthly sales through June 5, 2019. F5 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $31.49 to $32.385. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 16:27 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 1,879 | $32.37 | $60,828.87 |
DisclosureSEC source: 0001181253-19-000006 · wf-form4_154966123543628.xml · nonDerivative · entry 2 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,037 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018, as amended on November 28, 2018. The plan provides for monthly sales through June 5, 2019. F3 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $32.242 to $32.385. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 16:27 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 28,121 | $31.57 | $887,751.85 |
DisclosureSEC source: 0001181253-19-000006 · wf-form4_154966123543628.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,916 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018, as amended on November 28, 2018. The plan provides for monthly sales through June 5, 2019. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $31.32 to $32.05. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 16:33 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 5,000 | $30.00 | $150,000.00 |
DisclosureSEC source: 0001181253-19-000004 · wf-form4_154758797094395.xml · nonDerivative · entry 2 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trust Disclosed balance after: 198,430 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Trust on November 30, 2018. The plan provides for monthly sales through June 5, 2019. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 16:33 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 20,000 | $30.00 | $600,000.00 |
DisclosureSEC source: 0001181253-19-000004 · wf-form4_154758797094395.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,037 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018, as amended on November 28, 2018. The plan provides for monthly sales through June 5, 2019. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,284 | $7.25 Strike: $7.25 | $45,559.00 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · derivative · entry 6 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,137 Underlying: Common Stock · 6,284 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 36,459 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · derivative · entry 5 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,426 Underlying: Common Stock · 36,459 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of these 13,426 stock options, none are vested and 13,426 stock options will vest on March 13, 2019. An additional 37,762 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 6,284 | $30.04 | $188,771.36 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · nonDerivative · entry 4 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.14. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 6,284 | $7.25 | $45,559.00 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · nonDerivative · entry 3 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC |
Vaught JohnSVP, Chief Information Officer
|
SaleCommon Stock | 36,459 | $30.49 | $1,111,744.29 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · nonDerivative · entry 2 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.17 to $30.89. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:31 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionCommon Stock | 36,459 | $4.27 | $155,679.93 |
DisclosureSEC source: 0001719842-19-000002 · wf-form4_154758787328050.xml · nonDerivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:33 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $27.79 | $277,940.00 |
DisclosureSEC source: 0001181253-19-000002 · wf-form4_154663758883610.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,037 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $27.45 to $28.10. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 16:11 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 400 | $36.04 | $14,415.20 |
DisclosureSEC source: 0001181253-18-000020 · wf-form4_154421707419857.xml · nonDerivative · entry 2 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,037 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018. F3 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $35.93 to $36.10. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 16:11 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 9,600 | $35.24 | $338,342.40 |
DisclosureSEC source: 0001181253-18-000020 · wf-form4_154421707419857.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,437 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $34.86 to $35.83. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:14 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 48,060 | $4.27 Strike: $4.27 | $205,216.20 |
DisclosureSEC source: 0001181070-18-000014 · wf-form4_154283488143590.xml · derivative · entry 2 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,540 Underlying: Common Stock · 48,060 shares Expires 2024-03-13 F2 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 48,060 stock options which had previously not been reported were deemed earned. F3 · derivative.exercise_date: Of these 76,540 stock options, 48,060 are vested and the remaining 28,480 stock options will vest on March 13, 2019. An additional 80,102 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:14 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
SaleCommon Stock | 94,576 | $40.20 | $3,801,955.20 |
DisclosureSEC source: 0001181070-18-000014 · wf-form4_154283488143590.xml · nonDerivative · entry 1 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,940 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $.30 per share. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:12 UTC |
FAHS L READEDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 205,974 | $4.27 Strike: $4.27 | $879,508.98 |
DisclosureSEC source: 0001181253-18-000018 · wf-form4_154283471161535.xml · derivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,266 Underlying: Common Stock · 205,974 shares Expires 2024-03-13 F1 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 1, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 205,974 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of the 816,266 stock options reported herein, 694,209 are vested and the remaining 122,059 time-based stock options will vest on March 13, 2019. An additional 343,289 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:40 UTC |
KKR Vision Aggregator L.P.10% owner
KKR Vision Aggregator GP LLC10% owner
KKR North America Fund XI L.P.10% owner
KKR Associates North America XI L.P.10% owner
KKR North America XI Ltd10% owner
|
SaleCommon Stock | 10,054,259 | $40.20 | $404,181,211.80 |
DisclosureSEC source: 0001140361-18-043578 · form4.xml · nonDerivative · entry 1 KKR Vision Aggregator L.P. · CIK 0001719992 · 10% owner KKR Vision Aggregator GP LLC · CIK 0001719991 · 10% owner KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner KKR North America XI Ltd · CIK 0001552453 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,149,908 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $0.30 per share. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:22 UTC |
BUSBEE JEFFSVP, Chief HR Officer
|
GrantStock Option (Right to Buy) · Derivative | 37,075 | $4.27 Strike: $4.27 | $158,310.25 |
DisclosureSEC source: 0001261163-18-000016 · wf-form4_154283531748114.xml · derivative · entry 1 BUSBEE JEFF · CIK 0001261163 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,830 Underlying: Common Stock · 37,075 shares Expires 2024-03-13 F1 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 37,075 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of these 100,830 stock options, 78,860 are vested and the remaining 21,970 stock options will vest on March 13, 2019. An additional 61,792 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 09:14 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 12,219 | $40.20 | $491,203.80 |
DisclosureSEC source: 0000919574-18-007657 · ownership.xml · nonDerivative · entry 3 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors III LLC Disclosed balance after: 11,121 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Goldman Sachs & Co. LLC, Jefferies LLC and Citigroup Global Markets Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated November 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,308,947, 29,999 and 12,219 shares of Common Stock, respectively, at $40.20 per share. The Secondary Offering closed on November 19, 2018. F4 · ownership.nature: Represents shares held by Berkshire Investors III LLC ("Berkshire Investors III"). The Reporting Person was previously a managing member of Berkshire Investors III. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors III. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors III, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 09:14 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 29,999 | $40.20 | $1,205,959.80 |
DisclosureSEC source: 0000919574-18-007657 · ownership.xml · nonDerivative · entry 2 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Investors LLC Disclosed balance after: 27,300 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Goldman Sachs & Co. LLC, Jefferies LLC and Citigroup Global Markets Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated November 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,308,947, 29,999 and 12,219 shares of Common Stock, respectively, at $40.20 per share. The Secondary Offering closed on November 19, 2018. F3 · ownership.nature: Represents shares held by Berkshire Investors LLC ("Berkshire Investors"). The Reporting Person was previously a managing member of Berkshire Investors. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Berkshire Investors. The Reporting Person disclaims beneficial ownership of the shares held by Berkshire Investors, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 09:14 UTC |
PEELER D RANDOLPHDirector
|
SaleCommon Stock | 2,308,947 | $40.20 | $92,819,669.40 |
DisclosureSEC source: 0000919574-18-007657 · ownership.xml · nonDerivative · entry 1 PEELER D RANDOLPH · CIK 0001225729 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Berkshire Fund VI, Limited Partnership Disclosed balance after: 2,101,264 F1 · shares: In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Goldman Sachs & Co. LLC, Jefferies LLC and Citigroup Global Markets Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated November 14, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,308,947, 29,999 and 12,219 shares of Common Stock, respectively, at $40.20 per share. The Secondary Offering closed on November 19, 2018. F2 · ownership.nature: Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. The Reporting Person was previously a managing member of each of BPH, BPSP, Berkshire Partners and 6BA. By virtue of the relationships described above, the Reporting Person may be deemed to share beneficial ownership with respect to the shares of Common Stock held by Fund VI. The Reporting Person disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 21:19 UTC |
Vaught JohnSVP, Chief Information Officer
|
GrantStock Option (Right to Buy) · Derivative | 22,657 | $4.27 Strike: $4.27 | $96,745.39 |
DisclosureSEC source: 0001719842-18-000016 · wf-form4_154283516330624.xml · derivative · entry 1 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,885 Underlying: Common Stock · 22,657 shares Expires 2024-03-13 F1 · shares: On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 20,597 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of these 49,885 stock options, 36,459 are vested and the remaining 13,426 stock options will vest on March 13, 2019. An additional 37,762 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 21:17 UTC |
Moore Patrick R.SVP, Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 36,045 | $4.27 Strike: $4.27 | $153,912.15 |
DisclosureSEC source: 0001719844-18-000008 · wf-form4_154283503620963.xml · derivative · entry 1 Moore Patrick R. · CIK 0001719844 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,205 Underlying: Common Stock · 36,045 shares Expires 2024-09-16 F1 · shares: On September 16, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 36,045 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of the 164,205 stock options reported herein, 142,845 are vested and the remaining 21,360 time-based stock options will vest on March 13, 2019. An additional 60,076 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 21:09 UTC |
Beasley ChrisSVP, Accounting, & Controller
|
GrantStock Option (Right to Buy) · Derivative | 20,597 | $5.25 Strike: $5.25 | $108,134.25 |
DisclosureSEC source: 0001719312-18-000010 · wf-form4_154283454766085.xml · derivative · entry 1 Beasley Chris · CIK 0001719312 · SVP, Accounting, & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,818 Underlying: Common Stock · 20,597 shares Expires 2025-09-01 F1 · shares: On September 1, 2015, the reporting person was granted stock options, subject to time-based and performance-based vesting. On November 19, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 20,597 stock options which had previously not been reported were deemed earned. F2 · derivative.exercise_date: Of these 74,818 stock options, 50,407 are vested and the remaining 24,411 stock options will vest in two equal annual installments on September 1, 2019 and 2020. An additional 34,329 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 21:35 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings Corp.10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock | 10,054,259 | $40.20 | $404,181,211.80 |
DisclosureSEC source: 0001140361-18-043576 · form4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings Corp. · CIK 0001743754 · 10% owner KKR & Co. Inc. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,149,908 F1 · price: This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $0.30 per share. F2 · ownership.nature: These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. F3 · ownership.nature: KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:12 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 9,136 | $7.25 Strike: $7.25 | $66,236.00 |
DisclosureSEC source: 0001181070-18-000012 · wf-form4_154240272955503.xml · derivative · entry 4 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,650 Underlying: Common Stock · 9,136 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options are fully vested. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:12 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 85,440 | $4.27 Strike: $4.27 | $364,828.80 |
DisclosureSEC source: 0001181070-18-000012 · wf-form4_154240272955503.xml · derivative · entry 3 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,480 Underlying: Common Stock · 85,440 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The remaining 28,480 stock options will vest on March 13, 2019. An additional 128,162 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:12 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
Exercise / conversionCommon Stock | 9,136 | $7.25 | $66,236.00 |
DisclosureSEC source: 0001181070-18-000012 · wf-form4_154240272955503.xml · nonDerivative · entry 2 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on November 19, 2018. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:12 UTC |
GOODMAN MITCHELLSVP, GC and Secretary
|
Exercise / conversionCommon Stock | 85,440 | $4.27 | $364,828.80 |
DisclosureSEC source: 0001181070-18-000012 · wf-form4_154240272955503.xml · nonDerivative · entry 1 GOODMAN MITCHELL · CIK 0001181070 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an exercise of stock options in connection with the Reporting Person's sale of shares of common stock received upon exercise in a secondary offering that is scheduled to be completed on November 19, 2018. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 16:23 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $44.21 | $442,070.00 |
DisclosureSEC source: 0001181253-18-000016 · wf-form4_154171221564095.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,037 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $43.70 to $44.59. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 16:11 UTC |
McAllister Raymond J.Chief Operating Officer
|
PurchaseCommon Stock | 150 | $41.97 | $6,295.50 |
DisclosureSEC source: 0001719311-18-000012 · wf-form4_154118947325507.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,522 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 17:09 UTC |
FAHS L READEDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $43.76 | $437,600.00 |
DisclosureSEC source: 0001181253-18-000014 · wf-form4_153877168244066.xml · nonDerivative · entry 1 FAHS L READE · CIK 0001181253 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,037 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 29, 2018. F2 · price: Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $43.19 to $43.98. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:30 UTC |
McAllister Raymond J.Chief Operating Officer
|
PurchaseCommon Stock | 150 | $45.37 | $6,805.50 |
DisclosureSEC source: 0001719311-18-000010 · wf-form4_153851223503585.xml · nonDerivative · entry 1 McAllister Raymond J. · CIK 0001719311 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,372 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 2, 2018. The plan provides for monthly purchases through June 3, 2019. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 21:53 UTC |
Vaught JohnSVP, Chief Information Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 26,477 | $4.27 Strike: $4.27 | $113,056.79 |
DisclosureSEC source: 0001719842-18-000014 · wf-form4_153799879298480.xml · derivative · entry 4 Vaught John · CIK 0001719842 · SVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,228 Underlying: Common Stock · 26,477 shares Expires 2024-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Of these 53,705 stock options, 40,279 are vested and the remaining 13,426 stock options will vest on March 13, 2019. An additional 60,419 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.