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Nasdaq · USD

EXTR

EXTREME NETWORKS INC

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Tapewire entity
381
SEC CIK
0001078271
Parsed reports
392

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202602
May 2026012
Jun 202608
Jul 202601
Aug 202604
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2017 Filed May 16, 2017 20:17 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.02 $0.00
Disclosure

SEC source: 0001078271-17-000010 · edgardoc.xml · derivative · entry 7

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:17 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0001078271-17-000010 · edgardoc.xml · derivative · entry 6

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2018-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:17 UTC Exercise / conversionCommon Stock 15,000 $4.18 $62,700.00
Disclosure

SEC source: 0001078271-17-000010 · edgardoc.xml · nonDerivative · entry 5

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:17 UTC Exercise / conversionCommon Stock 15,000 $3.87 $58,050.00
Disclosure

SEC source: 0001078271-17-000010 · edgardoc.xml · nonDerivative · entry 4

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:17 UTC Exercise / conversionCommon Stock 15,000 $1.85 $27,750.00
Disclosure

SEC source: 0001078271-17-000010 · edgardoc.xml · nonDerivative · entry 3

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:17 UTC Exercise / conversionCommon Stock 15,000 $3.02 $45,300.00
Disclosure

SEC source: 0001078271-17-000010 · edgardoc.xml · nonDerivative · entry 2

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:17 UTC Exercise / conversionCommon Stock 15,000 $3.87 $58,050.00
Disclosure

SEC source: 0001078271-17-000010 · edgardoc.xml · nonDerivative · entry 1

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001078271-17-000008 · edgardoc.xml · derivative · entry 6

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2017-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001078271-17-000008 · edgardoc.xml · derivative · entry 5

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.02 $0.00
Disclosure

SEC source: 0001078271-17-000008 · edgardoc.xml · derivative · entry 4

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:36 UTC Exercise / conversionCommon Stock 25,000 $4.25 $106,250.00
Disclosure

SEC source: 0001078271-17-000008 · edgardoc.xml · nonDerivative · entry 3

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:36 UTC Exercise / conversionCommon Stock 15,000 $3.87 $58,050.00
Disclosure

SEC source: 0001078271-17-000008 · edgardoc.xml · nonDerivative · entry 2

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:36 UTC Exercise / conversionCommon Stock 15,000 $3.02 $45,300.00
Disclosure

SEC source: 0001078271-17-000008 · edgardoc.xml · nonDerivative · entry 1

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 20:25 UTC
MEYERCORD EDWARDDirector · President and CEO
Tax withholdingCommon Stock 38,644 $7.41 $286,352.04
Disclosure

SEC source: 0001078271-17-000005 · edgardoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,525

F1 · shares: The reporting person was granted 450,000 RSUs on May 8, 2015, which vest annually over four years in four equal installments beginning on April 19, 2016. On April 19, 2017, a total of 112,500 shares vested. 38,644 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:28 UTC
Gault Robert JEVP Worldwide Sales Services a
GrantRSU Award · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001641247-17-000003 · edgardoc.xml · derivative · entry 1

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · price: This is not an applicable reportable field for this type of grant.

F1 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates.

F2 · derivative.expiration_date: This is not an applicable reportable field for this type of grant.

Read SEC document
January 31, 2017 Filed Jun 2, 2017 20:46 UTC
Davies Benjamin DrewEVP Chief Financial Officer
OtherCommon Stock 3,982 $3.23 $12,861.86
Disclosure

SEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 1

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,982

F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan.

Read SEC document
January 31, 2017 Filed Jun 28, 2017 21:32 UTC
MEYERCORD EDWARDDirector · President and CEO
OtherCommon Stock 8,865 $2.40 $21,249.41
Disclosure

SEC source: 0001078271-17-000016 · edgardoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,034

F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 22:24 UTC
Gault Robert JEVP Worldwide Sales Services a
Tax withholdingCommon Stock 9,069 $5.10 $46,251.90
Disclosure

SEC source: 0001078271-16-000219 · edgardoc.xml · nonDerivative · entry 1

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,075

F1 · shares: The reporting person was granted 80,000 RSUs on May 8, 2015, which vest annually over 3 years in equal installments with the first vesting date on December 15, 2015. On December 15, 2016 a total of 26,400 shares vested. 9,069 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 22:01 UTC
MEYERCORD EDWARDDirector · President and CEO
SaleCommon Stock 7,470 $5.00 $37,350.00
Disclosure

SEC source: 0000899243-16-035617 · doc4.xml · nonDerivative · entry 4

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,169

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:01 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0000899243-16-035617 · doc4.xml · derivative · entry 5

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2016-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:01 UTC
MEYERCORD EDWARDDirector · President and CEO
SaleCommon Stock 15,000 $5.00 $75,000.00
Disclosure

SEC source: 0000899243-16-035617 · doc4.xml · nonDerivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,639

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:01 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionCommon Stock 15,000 $2.82 $42,300.00
Disclosure

SEC source: 0000899243-16-035617 · doc4.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:01 UTC
MEYERCORD EDWARDDirector · President and CEO
SaleCommon Stock 42,530 $5.00 $212,658.51
Disclosure

SEC source: 0000899243-16-035617 · doc4.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,639

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:24 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.02 $0.00
Disclosure

SEC source: 0001078271-16-000218 · edgardoc.xml · derivative · entry 4

KISPERT JOHN H · CIK 0001183250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:24 UTC SaleCommon Stock 15,000 $5.00 $75,000.00
Disclosure

SEC source: 0001078271-16-000218 · edgardoc.xml · nonDerivative · entry 2

KISPERT JOHN H · CIK 0001183250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,083

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:24 UTC Exercise / conversionCommon Stock 15,000 $3.02 $45,300.00
Disclosure

SEC source: 0001078271-16-000218 · edgardoc.xml · nonDerivative · entry 1

KISPERT JOHN H · CIK 0001183250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:51 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001195839-16-000003 · edgardoc.xml · derivative · entry 3

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2016-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:51 UTC SaleCommon Stock 31,536 $4.48 $141,123.60
Disclosure

SEC source: 0001195839-16-000003 · edgardoc.xml · nonDerivative · entry 2

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,095

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:51 UTC Exercise / conversionCommon Stock 15,000 $2.82 $42,300.00
Disclosure

SEC source: 0001195839-16-000003 · edgardoc.xml · nonDerivative · entry 1

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:51 UTC GrantRSU Award · Derivative 26,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-16-000211 · edgardoc.xml · derivative · entry 1

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,258

Underlying: Common Stock · 26,258 shares

Expires 2017-11-18

F2 · price: Column 8 is not an applicable reportable field.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant (or, if earlier, the date of the subsequent annual meeting).

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:53 UTC GrantRSU Award · Derivative 26,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001658818-16-000002 · edgardoc.xml · derivative · entry 1

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,258

Underlying: Common Stock · 26,258 shares

Expires 2017-11-18

F2 · price: Column 8 is not an applicable reportable field.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant (or, if earlier, the date of the subsequent annual meeting).

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:52 UTC
Khanna RajDirector
GrantRSU Award · Derivative 26,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628567-16-000002 · edgardoc.xml · derivative · entry 1

Khanna Raj · CIK 0001628567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,258

Underlying: Common Stock · 26,258 shares

Expires 2017-11-18

F2 · price: Column 8 is not an applicable reportable field.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant (or, if earlier, the date of the subsequent annual meeting).

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:51 UTC GrantRSU Award · Derivative 26,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001195839-16-000003 · edgardoc.xml · derivative · entry 4

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,258

Underlying: Common Stock · 26,258 shares

Expires 2017-11-18

F2 · price: Column 8 is not an applicable reportable field.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant (or, if earlier, the date of the subsequent annual meeting).

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:50 UTC GrantRSU Award · Derivative 26,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-16-000210 · edgardoc.xml · derivative · entry 1

KISPERT JOHN H · CIK 0001183250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,258

Underlying: Common Stock · 26,258 shares

Expires 2017-11-18

F2 · price: Column 8 is not an applicable reportable field.

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant (or, if earlier, the date of the subsequent annual meeting).

Read SEC document
November 18, 2016 Filed Nov 22, 2016 23:50 UTC GrantRSU Award · Derivative 26,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-16-000209 · edgardoc.xml · derivative · entry 1

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,258

Underlying: Common Stock · 26,258 shares

Expires 2017-11-18

F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant (or, if earlier, the date of the subsequent annual meeting).

F2 · derivative.underlying_shares: Column 8 is not an applicable reportable field.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:41 UTC SaleCommon Stock 12,665 $4.57 $57,834.72
Disclosure

SEC source: 0001078271-16-000200 · edgardoc.xml · nonDerivative · entry 1

KISPERT JOHN H · CIK 0001183250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,083

F1 · shares: On November 12, 2016 a restricted stock unit vested for 31,662 shares. Mr. Kispert sold 12,665 shares pursuant to a 10b5-1 plan to cover taxes due related to the November 12, 2016 vesting and delivery of shares.

Read SEC document
October 24, 2016 Filed Oct 26, 2016 20:48 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001078271-16-000196 · edgardoc.xml · derivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2016-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
October 24, 2016 Filed Oct 26, 2016 20:48 UTC
MEYERCORD EDWARDDirector · President and CEO
SaleCommon Stock 25,000 $4.12 $103,085.00
Disclosure

SEC source: 0001078271-16-000196 · edgardoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,169

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
October 24, 2016 Filed Oct 26, 2016 20:48 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionCommon Stock 25,000 $2.09 $52,250.00
Disclosure

SEC source: 0001078271-16-000196 · edgardoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:24 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0000899243-16-029258 · doc4.xml · derivative · entry 3

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires 2016-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:24 UTC SaleCommon Stock 15,000 $4.25 $63,750.00
Disclosure

SEC source: 0000899243-16-029258 · doc4.xml · nonDerivative · entry 2

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,748

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:24 UTC Exercise / conversionCommon Stock 15,000 $2.82 $42,300.00
Disclosure

SEC source: 0000899243-16-029258 · doc4.xml · nonDerivative · entry 1

Shoemaker John C · CIK 0001299645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.