Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXTREME NETWORKS INCEXTR · Entity 381 | EVP Chief Financial Officer | July 31, 2018 | September 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXTREME NETWORKS INC
Report date July 31, 2018 · Filed September 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,955 |
Reported balance
After 2018-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-07-31 · Other · Acquired 922 · Balance 126,955 F1: Shares were purchased through the 2014 Employee Stock Purchase Plan. F2: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. |
| Common StockSEC Table I · non-derivative | Direct | 146,575 |
Reported balance
After 2018-09-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-09-01 · Exercise / conversion · Acquired 8,333 · Balance 146,575 F2: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. |
| Common StockSEC Table I · non-derivative | Direct | 144,066 |
Reported balance
After 2018-09-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-09-01 · Tax withholding · Disposed 2,509 · Balance 144,066 F3: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. F2: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. |
| Common StockSEC Table I · non-derivative | Direct | 141,557 |
Reported balance
After 2018-09-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2018-09-01 · Tax withholding · Disposed 2,509 · Balance 141,557 F4: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. F2: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. |
| Performance Based RSUSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-06-01 | Direct | 25,000 |
Reported balance
After 2018-09-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-09-01 · Exercise / conversion · Disposed 8,333 · Balance 25,000 F5: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were purchased through the 2014 Employee Stock Purchase Plan.
F2: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016.
F3: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.
F4: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.
F5: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NATUS MEDICAL INC
Report date July 21, 2022 · Filed July 21, 2022
Section 16 reporting ended · disclosed 2022-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-07-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-07-21 · Grant · Acquired 106,034 · Balance 181,846 F1: Represents the number of shares of Common Stock subject to performance-based stock unit awards that vested and were settled as a result of the merger ("Merger") pursuant to the previously announced Agreement and Plan of Merger, dated April 17, 2022, between Prince Parent Inc. ("Parent"), Prince Mergerco Inc, and Issuer ("Merger Agreement"). Row 2 · 2022-07-21 · Disposition to issuer · Disposed 181,846 · Balance 0 F2: Disposed of as a result of the Merger. F3: Each share of Commons Stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement, subject to the applicable tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Common Stock subject to performance-based stock unit awards that vested and were settled as a result of the merger ("Merger") pursuant to the previously announced Agreement and Plan of Merger, dated April 17, 2022, between Prince Parent Inc. ("Parent"), Prince Mergerco Inc, and Issuer ("Merger Agreement").
F2: Disposed of as a result of the Merger.
F3: Each share of Commons Stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement, subject to the applicable tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2022 Filed Jul 21, 2022 17:10 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | Disposition to issuerCommon Stock, $0.001 par value per share | 181,846 | $33.50 | $6,091,841.00 |
DisclosureSEC source: 0000878526-22-000088 · wf-form4_165843778214711.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Disposed of as a result of the Merger. F3 · price: Each share of Commons Stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement, subject to the applicable tax withholding. Read SEC document |
| July 21, 2022 Filed Jul 21, 2022 17:10 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | GrantCommon Stock, $0.001 par value per share | 106,034 | $0.00 | $0.00 |
DisclosureSEC source: 0000878526-22-000088 · wf-form4_165843778214711.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,846 F1 · shares: Represents the number of shares of Common Stock subject to performance-based stock unit awards that vested and were settled as a result of the merger ("Merger") pursuant to the previously announced Agreement and Plan of Merger, dated April 17, 2022, between Prince Parent Inc. ("Parent"), Prince Mergerco Inc, and Issuer ("Merger Agreement"). Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 17:02 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | Tax withholdingCommon Stock, $0.001 par value per share | 1,251 | $24.02 | $30,049.02 |
DisclosureSEC source: 0000878526-22-000010 · wf-form4_164150651694213.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,812 Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 17:52 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | GrantCommon Stock, $0.001 par vale per share | 19,334 | $24.00 | $464,016.00 |
DisclosureSEC source: 0000878526-22-000008 · wf-form4_164133674852341.xml · nonDerivative · entry 4 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,063 F2 · shares: Restricted Stock Awards vest one third on the anniversary of the grant over 3 years. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 17:52 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | Tax withholdingCommon Stock, $0.001 par vale per share | 3,621 | $23.73 | $85,926.33 |
DisclosureSEC source: 0000878526-22-000008 · wf-form4_164133674852341.xml · nonDerivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,729 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 17:52 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | Tax withholdingCommon Stock, $0.001 par vale per share | 2,486 | $23.73 | $58,992.78 |
DisclosureSEC source: 0000878526-22-000008 · wf-form4_164133674852341.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,350 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 17:52 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | GrantCommon Stock, $0.001 par vale per share | 5,252 | $23.73 | $124,629.96 |
DisclosureSEC source: 0000878526-22-000008 · wf-form4_164133674852341.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,836 F1 · shares: Performance stock grant based on achievement at 70.604% of performance goal. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:56 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | Tax withholdingCommon Stock, $0.001 par vale per share | 2,664 | $25.86 | $68,891.04 |
DisclosureSEC source: 0000878526-21-000104 · wf-form4_163346736584404.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,584 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 17:15 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | GrantCommon Stock, $0.001 par vale per share | 20,622 | $20.61 | $425,019.42 |
DisclosureSEC source: 0000878526-21-000006 · wf-form4_160988493266222.xml · nonDerivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,403 F2 · shares: Restricted Stock Awards vest 25% on the anniversary of the grant over 4 years. Includes a total of 10,311 shares deferred pursuant to the terms of the deferred stock grant under Natus' Non-Qualified Deferred Compensation Plan. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:15 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | Tax withholdingCommon Stock, $0.001 par vale per share | 3,670 | $20.04 | $73,546.80 |
DisclosureSEC source: 0000878526-21-000006 · wf-form4_160988493266222.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,781 Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:15 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | OtherCommon Stock, $0.001 par vale per share | 23,845 | $20.04 | $477,853.80 |
DisclosureSEC source: 0000878526-21-000006 · wf-form4_160988493266222.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,451 F1 · shares: Performance Restricted Stock cancelled previously reported on the October 2018 Form 4 due to performance goals not met. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 16:55 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | Tax withholdingCommon Stock, $0.001 par vale per share | 2,664 | $17.19 | $45,794.16 |
DisclosureSEC source: 0000878526-20-000085 · wf-form4_160167210809397.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,296 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:23 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | GrantCommon Stock, $0.001 par vale per share | 13,013 | $32.66 | $425,004.58 |
DisclosureSEC source: 0000878526-20-000006 · wf-form4_157835299664978.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,960 F1 · shares: Restricted Stock Awards vest 25% on the anniversary of the grant over 4 years. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:23 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | Tax withholdingCommon Stock, $0.001 par vale per share | 1,956 | $32.66 | $63,882.96 |
DisclosureSEC source: 0000878526-20-000006 · wf-form4_157835299664978.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,947 Read SEC document |
| October 01, 2019 Filed Nov 5, 2019 18:47 UTC | NATUS MEDICAL INC NTUS · Entity 125256 | Tax withholdingCommon Stock, $0.001 par vale per share | 2,819 | $30.78 | $86,768.82 |
DisclosureSEC source: 0000878526-19-000129 · wf-form4_157299762936814.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,903 Read SEC document |
| January 17, 2019 Filed Jan 24, 2019 19:58 UTC | NATUS MEDICAL INC BABY · Entity 125256 | GrantCommon Stock, $0.001 par vale per share | 14,877 | $33.61 | $500,015.97 |
DisclosureSEC source: 0000878526-19-000019 · wf-form4_154837791513371.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,567 F1 · shares: Restricted Stock Award vest 25% on the anniversary of the grant over 4 years. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 17:50 UTC | NATUS MEDICAL INC BABY · Entity 125256 | GrantCommon Stock, $0.001 par vale per share | 23,845 | $0.00 | $23.85 |
DisclosureSEC source: 0000878526-18-000150 · wf-form4_153860338421866.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,690 F2 · shares: Restricted Stock Awards vest 25% per year over the next 4 years. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 17:50 UTC | NATUS MEDICAL INC BABY · Entity 125256 | GrantCommon Stock, $0.001 par vale per share | 23,845 | $35.65 | $850,074.25 |
DisclosureSEC source: 0000878526-18-000150 · wf-form4_153860338421866.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,845 F1 · shares: Performance Restricted Stock will be eligible to vest after 2.3 years and based on company performance goals. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 20:30 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Based RSU · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000052 · edgardoc.xml · derivative · entry 5 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 0 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 20:30 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,509 | $6.27 | $15,731.43 |
DisclosureSEC source: 0001078271-18-000052 · edgardoc.xml · nonDerivative · entry 4 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,557 F4 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. F2 · balance_after: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 20:30 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,509 | $6.27 | $15,731.43 |
DisclosureSEC source: 0001078271-18-000052 · edgardoc.xml · nonDerivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,066 F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. F2 · balance_after: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. Read SEC document |
| September 01, 2018 Filed Sep 4, 2018 20:30 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000052 · edgardoc.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:07 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantRSU Award · Derivative | 30,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000048 · edgardoc.xml · derivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,200 Underlying: Common Stock · 30,200 shares Expires 2021-08-31 F3 · price: This is not an applicable reportable field for this type of grant. F4 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:07 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantPerformance Shares · Derivative | 30,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000048 · edgardoc.xml · derivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,200 Underlying: Common Stock · 30,200 shares Expires 2021-08-31 F3 · price: This is not an applicable reportable field for this type of grant. F2 · derivative.exercise_date: Performance Stock Unit will be earned if GAAP combined earnings per share meets or exceeds $0.20 over two consecutive quarters. Earned shares vest as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter, provided, however, that shares earned after the one-year anniversary will vest ratably based on the time elapsed from 8/31/2018 until the hurdle date, and then quarterly thereafter. Shares will be cancelled if goal is not met by August 31st 2021. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:07 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 71,800 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001078271-18-000048 · edgardoc.xml · derivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,800 Underlying: Common Stock · 71,800 shares Expires 2025-08-29 F1 · derivative.exercise_date: Performance Options will be earned if EXTR shares reach $10.00 per share for 30 consecutive trading days after August 31st 2018. Earned options vest as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter, provided, however, that options earned after the one-year anniversary will vest ratably based on the time elapsed from 8/31/2018 until the hurdle date, and then quarterly thereafter. Shares will be cancelled if goal is not met by August 31st 2021. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 20:28 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 16,148 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000042 · edgardoc.xml · derivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,343 Underlying: Common Stock · 16,148 shares Expires 2020-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This is not an applicable reportable field for this type of grant. F2 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 20:28 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 4,861 | $6.14 | $29,846.54 |
DisclosureSEC source: 0001078271-18-000042 · edgardoc.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,320 F1 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 20:28 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 16,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000042 · edgardoc.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2018 Filed Sep 4, 2018 20:30 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | OtherCommon Stock | 922 | $7.23 | $6,661.45 |
DisclosureSEC source: 0001078271-18-000052 · edgardoc.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,955 F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan. F2 · balance_after: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Based RSU · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000033 · edgardoc.xml · derivative · entry 5 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 8,333 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,509 | $8.88 | $22,279.92 |
DisclosureSEC source: 0001078271-18-000033 · edgardoc.xml · nonDerivative · entry 4 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,033 F4 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. F2 · balance_after: Beneficially owned share amount includes 33,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,509 | $8.88 | $22,279.92 |
DisclosureSEC source: 0001078271-18-000033 · edgardoc.xml · nonDerivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,542 F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. F2 · balance_after: Beneficially owned share amount includes 33,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000033 · edgardoc.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Beneficially owned share amount includes 33,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:10 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Based RSU · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000010 · edgardoc.xml · derivative · entry 4 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,666 Underlying: Common Stock · 8,333 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:10 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,477 | $11.16 | $27,643.32 |
DisclosureSEC source: 0001078271-18-000010 · edgardoc.xml · nonDerivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,731 F3 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. F1 · balance_after: Beneficially owned share amount includes 41,667 unvested RSUs granted on 6/1/2016. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:10 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,434 | $11.16 | $27,163.44 |
DisclosureSEC source: 0001078271-18-000010 · edgardoc.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,208 F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. F1 · balance_after: Beneficially owned share amount includes 41,667 unvested RSUs granted on 6/1/2016. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:10 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-18-000010 · edgardoc.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Beneficially owned share amount includes 41,667 unvested RSUs granted on 6/1/2016. Read SEC document |
| January 31, 2018 Filed Jun 4, 2018 20:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | OtherCommon Stock | 1,987 | $7.55 | $14,997.88 |
DisclosureSEC source: 0001078271-18-000033 · edgardoc.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,296 F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan. F2 · balance_after: Beneficially owned share amount includes 33,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:14 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Based RSU · Derivative | 8,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000053 · edgardoc.xml · derivative · entry 4 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,999 Underlying: Common Stock · 8,334 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:14 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,132 | $12.91 | $40,434.12 |
DisclosureSEC source: 0001078271-17-000053 · edgardoc.xml · nonDerivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,309 F3 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. F1 · balance_after: Beneficially owned share amount includes 49,999 unvested RSUs granted on 6/1/2016. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:14 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,132 | $12.91 | $40,434.12 |
DisclosureSEC source: 0001078271-17-000053 · edgardoc.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,441 F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. F1 · balance_after: Beneficially owned share amount includes 49,999 unvested RSUs granted on 6/1/2016. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:14 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000053 · edgardoc.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Beneficially owned share amount includes 49,999 unvested RSUs granted on 6/1/2016. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:14 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Based RSU · Derivative | 8,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000032 · edgardoc.xml · derivative · entry 5 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,333 Underlying: Common Stock · 8,334 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:14 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 4,349 | $11.51 | $50,056.99 |
DisclosureSEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 4 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,239 F4 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:14 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 4,349 | $11.51 | $50,056.99 |
DisclosureSEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,588 F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:14 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:12 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantRSU Award · Derivative | 48,491 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000026 · edgardoc.xml · derivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,491 Underlying: Common Stock · 48,491 shares Expires 2020-08-23 F2 · price: This is not an applicable reportable field for this type of grant. F1 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter. F2 · derivative.expiration_date: This is not an applicable reportable field for this type of grant. Read SEC document |
| July 31, 2017 Filed Sep 6, 2017 20:14 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | OtherCommon Stock | 3,342 | $4.49 | $14,998.90 |
DisclosureSEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,603 F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan. F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Based RSU · Derivative | 33,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000014 · edgardoc.xml · derivative · entry 5 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 0 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Performance based RSU shares vest once the Company's stock equals or exceeds $5.00 for 30 consecutive trading days. Once threshold is satisfied the Performance-Based RSUs shall vest with respect to the number of Time-Based RSUs that have vested as of the date the Performance Threshold is satisfied and thereafter shall vest on the same schedule as the Time-Based RSUs. If threshold is not met by the third anniversary of the grant date the award is terminated for no consideration. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 12,527 | $9.99 | $125,144.73 |
DisclosureSEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 4 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,261 F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.