Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXTREME NETWORKS INCEXTR · Entity 381 | Chief Revenue Officer | November 30, 2019 | December 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXTREME NETWORKS INC
Report date November 30, 2019 · Filed December 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 263,656 |
Ending reported balance
After 2019-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-11-30 · Exercise / conversion · Acquired 3,360 · Balance 265,214 Row 2 · 2019-11-30 · Tax withholding · Disposed 1,558 · Balance 263,656 F1: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-08-31 | Direct | 23,520 |
Reported balance
After 2019-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-30 · Exercise / conversion · Disposed 3,360 · Balance 23,520 F3: This is not an applicable reportable field for this type of grant. F2: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release.
F2: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter.
F3: This is not an applicable reportable field for this type of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2019 Filed Dec 3, 2019 22:18 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRestricted Stock Units · Derivative | 3,360 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-023813 · rdgdoc.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,520 Underlying: Common stock · 3,360 shares Expires 2021-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This is not an applicable reportable field for this type of grant. F2 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter. Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 22:18 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 1,558 | $7.03 | $10,952.74 |
DisclosureSEC source: 0001437749-19-023813 · rdgdoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,656 F1 · shares: Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 22:18 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-023813 · rdgdoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2019 Filed Nov 26, 2019 22:12 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRestricted Stock Units · Derivative | 4,043 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-023581 · rdgdoc.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,129 Underlying: Common stock · 4,043 shares Expires 2020-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| November 23, 2019 Filed Nov 26, 2019 22:12 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 1,874 | $6.65 | $12,462.10 |
DisclosureSEC source: 0001437749-19-023581 · rdgdoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,854 F1 · shares: Represents shares withheld from the August 23, 2017 RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| November 23, 2019 Filed Nov 26, 2019 22:12 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 4,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-023581 · rdgdoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:09 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRestricted Stock Units · Derivative | 8,337 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-023224 · rdgdoc.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,338 Underlying: Common stock · 8,337 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This is not an applicable reportable field for this type of grant. F2 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:09 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 3,865 | $6.65 | $25,702.25 |
DisclosureSEC source: 0001437749-19-023224 · rdgdoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,685 F1 · shares: Represents shares withheld from the February 8, 2017 RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:09 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-023224 · rdgdoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 23:26 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 39,584 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001437749-19-018551 · rdgdoc.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 39,584 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option is exercisable as vested; 1/4 vests one year from date of hire and then 1/48 vests on each full month thereafter until fully vested, so long as the optionee's employment has not terminated. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 23:26 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Salecommon stock | 39,584 | $7.73 | $305,905.15 |
DisclosureSEC source: 0001437749-19-018551 · rdgdoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,213 Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 23:26 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversioncommon stock | 39,584 | $2.51 | $99,355.84 |
DisclosureSEC source: 0001437749-19-018551 · rdgdoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 23:18 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRestricted Stock Units · Derivative | 13,420 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017905 · rdgdoc.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,880 Underlying: Common stock · 13,420 shares Expires 2021-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: This is not an applicable reportable field for this type of grant. F3 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/31/2019 and 1/12 each quarter thereafter. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 23:18 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 6,221 | $6.68 | $41,556.28 |
DisclosureSEC source: 0001437749-19-017905 · rdgdoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,213 F1 · shares: Represents shares withheld from the August 29, 2018 RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 23:18 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversioncommon stock | 13,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017905 · rdgdoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2019 Filed Sep 5, 2019 18:49 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantRestricted Stock Units · Derivative | 149,371 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017927 · rdgdoc.xml · derivative · entry 1 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,371 Underlying: Common stock · 149,371 shares Expires 2022-08-31 F2 · price: This is not an applicable reportable field for this type of grant. F1 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/31/2020 and 1/12 each quarter thereafter. Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 13:42 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRestricted Stock Units · Derivative | 4,043 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017493 · rdgdoc.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,172 Underlying: Common stock · 4,043 shares Expires 2020-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 13:42 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingcommon stock | 1,268 | $7.01 | $8,888.68 |
DisclosureSEC source: 0001437749-19-017493 · rdgdoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,014 F1 · shares: Represents shares withheld from the August 23, 2017 RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 13:42 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversioncommon stock | 4,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017493 · rdgdoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 16:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Shares · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017081 · rdgdoc.xml · derivative · entry 9 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F7 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 16:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRestricted Stock Units · Derivative | 8,338 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017081 · rdgdoc.xml · derivative · entry 8 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,675 Underlying: Common stock · 8,338 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F4 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 16:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRestricted Stock Units · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017081 · rdgdoc.xml · derivative · entry 7 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F2 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 16:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,092 | $7.40 | $15,480.80 |
DisclosureSEC source: 0001437749-19-017081 · rdgdoc.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,239 F6 · shares: Represents shares withheld from the August 15, 2016 PSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 16:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017081 · rdgdoc.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 16:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,614 | $7.40 | $19,343.60 |
DisclosureSEC source: 0001437749-19-017081 · rdgdoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,661 F3 · shares: Represents shares withheld from the February 8, 2017 RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 16:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017081 · rdgdoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 16:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,092 | $7.40 | $15,480.80 |
DisclosureSEC source: 0001437749-19-017081 · rdgdoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,937 F1 · shares: Represents shares withheld from the August 15, 2016 RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 16:15 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017081 · rdgdoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2019 Filed May 24, 2019 21:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRestricted Stock Units · Derivative | 4,043 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012136 · doc1.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,215 Underlying: Common Stock · 4,043 shares Expires 2020-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| May 23, 2019 Filed May 24, 2019 21:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 1,268 | $5.84 | $7,405.12 |
DisclosureSEC source: 0001567619-19-012136 · doc1.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,359 F1 · shares: Represents shares withheld from the August 23, 2017 RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| May 23, 2019 Filed May 24, 2019 21:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 4,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012136 · doc1.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRestricted Stock Units · Derivative | 8,337 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011603 · doc1.xml · derivative · entry 9 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,013 Underlying: Common Stock · 8,337 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This Time-based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. F6 · derivative.expiration_date: This Time-based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011603 · doc1.xml · derivative · entry 8 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,670 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1, 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. F5 · derivative.expiration_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1, 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRestricted Stock Units · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011603 · doc1.xml · derivative · entry 7 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,670 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. F4 · derivative.expiration_date: This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,614 | $6.21 | $16,232.94 |
DisclosureSEC source: 0001567619-19-011603 · doc1.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,584 F3 · shares: Represents shares withheld from the February 8, 2017 RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 8,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011603 · doc1.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,067 | $6.21 | $12,836.07 |
DisclosureSEC source: 0001567619-19-011603 · doc1.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,861 F2 · shares: Represents shares withheld from the August 15, 2016 Performance-based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011603 · doc1.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,032 | $6.21 | $12,618.72 |
DisclosureSEC source: 0001567619-19-011603 · doc1.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,258 F1 · shares: Represents shares withheld from the August 15, 2016 RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:38 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011603 · doc1.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 23:13 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 4,043 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-19-000007 · edgardoc.xml · derivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,258 Underlying: Common Stock · 4,043 shares Expires 2020-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This is not an applicable reportable field for this type of grant. F2 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 23:13 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 1,268 | $8.43 | $10,689.24 |
DisclosureSEC source: 0001078271-19-000007 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,620 F1 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 23:13 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 4,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-19-000007 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:45 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 8,338 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-19-000004 · edgardoc.xml · derivative · entry 9 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,350 Underlying: Common Stock · 8,338 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F6 · derivative.exercise_date: This Time Based RSU award vests as to 1/3 on February 15, 2018 and 1/12 each quarter thereafter subject to continued service at the company through the vesting dates. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:45 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionRSU Award · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-19-000004 · edgardoc.xml · derivative · entry 8 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,340 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F5 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:45 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionPerformance Shares · Derivative | 6,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-19-000004 · edgardoc.xml · derivative · entry 7 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,340 Underlying: Common Stock · 6,670 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This is not an applicable reportable field for this type of grant. F3 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:45 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,445 | $7.85 | $19,193.25 |
DisclosureSEC source: 0001078271-19-000004 · edgardoc.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,845 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:45 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-19-000004 · edgardoc.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:45 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 2,270 | $7.85 | $17,819.50 |
DisclosureSEC source: 0001078271-19-000004 · edgardoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,620 F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:45 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 6,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-19-000004 · edgardoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.