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Nasdaq · USD

EWBC

EAST WEST BANCORP INC

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3302
SEC CIK
0001069157
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202505
Jan 202600
Feb 202605
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 5, 2019 22:32 UTC
YEN ANDYExecutive Vice President
Exercise / conversionCommon Stock 14,687 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-19-000026 · wf-form4_155182515073359.xml · nonDerivative · entry 1

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:30 UTC
Oh Irene HChief Financial Officer
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 18,692 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000024 · wf-form4_155182502895714.xml · derivative · entry 4

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,692 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:30 UTC
Oh Irene HChief Financial Officer
Tax withholdingCommon Stock 6,145 $54.76 $336,500.20
Disclosure

SEC source: 0001069157-19-000024 · wf-form4_155182502895714.xml · nonDerivative · entry 2

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,189

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:30 UTC
Oh Irene HChief Financial Officer
Exercise / conversionCommon Stock 18,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-19-000024 · wf-form4_155182502895714.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:28 UTC
NG DOMINICDirector · Chief Executive Officer
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 213,609 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000022 · wf-form4_155182488571481.xml · derivative · entry 4

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 213,609 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:28 UTC
NG DOMINICDirector · Chief Executive Officer
Tax withholdingCommon Stock 98,271 $54.76 $5,381,319.96
Disclosure

SEC source: 0001069157-19-000022 · wf-form4_155182488571481.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,450

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:28 UTC
NG DOMINICDirector · Chief Executive Officer
Exercise / conversionCommon Stock 213,609 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-19-000022 · wf-form4_155182488571481.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:26 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 18,692 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000020 · wf-form4_155182477269743.xml · derivative · entry 4

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,692 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:26 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Tax withholdingCommon Stock 6,135 $54.76 $335,952.60
Disclosure

SEC source: 0001069157-19-000020 · wf-form4_155182477269743.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,446

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:26 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Exercise / conversionCommon Stock 18,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-19-000020 · wf-form4_155182477269743.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 23:12 UTC
YEN ANDYExecutive Vice President
GrantCommon Stock 39 $51.84 $2,021.76
Disclosure

SEC source: 0001069157-19-000014 · wf-form4_154940831314380.xml · nonDerivative · entry 1

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,637

F1 · shares: Restricted Stock Units ("RSU") granted on February 4, 2019 fully vest after three years on February 4, 2022. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 23:06 UTC
Oh Irene HChief Financial Officer
GrantCommon Stock 39 $51.84 $2,021.76
Disclosure

SEC source: 0001069157-19-000012 · wf-form4_154940795946999.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,711

F1 · shares: Restricted Stock Units ("RSU") granted on February 4, 2019 fully vest after three years on February 4, 2022. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 23:04 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
GrantCommon Stock 39 $51.84 $2,021.76
Disclosure

SEC source: 0001069157-19-000010 · wf-form4_154940784583613.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,958

F1 · shares: Restricted Stock Units ("RSU") granted on February 4, 2019 fully vest after three years on February 4, 2022. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 22:59 UTC
NG DOMINICDirector · Chief Executive Officer
GrantCommon Stock 39 $51.84 $2,021.76
Disclosure

SEC source: 0001069157-19-000008 · wf-form4_154940757718620.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,181

F1 · shares: Restricted Stock Units ("RSU") granted on February 4, 2019 fully vest after three years on February 4, 2022. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
January 28, 2019 Filed Jan 29, 2019 23:29 UTC SaleCommon Stock 1,902 $52.64 $100,114.24
Disclosure

SEC source: 0001069157-19-000004 · wf-form4_154880458042830.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,089

Read SEC document
December 10, 2018 Filed Feb 5, 2019 18:50 UTC GiftCommon Stock1 11 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000006 · wf-form5_154939263243855.xml · nonDerivative · entry 8

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 31

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 10, 2018 Filed Feb 5, 2019 18:50 UTC GiftCommon Stock1 20 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000006 · wf-form5_154939263243855.xml · nonDerivative · entry 7

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 20

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 10, 2018 Filed Feb 5, 2019 18:50 UTC GiftCommon Stock 11 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000006 · wf-form5_154939263243855.xml · nonDerivative · entry 4

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
December 10, 2018 Filed Feb 5, 2019 18:50 UTC GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000006 · wf-form5_154939263243855.xml · nonDerivative · entry 3

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
November 26, 2018 Filed Feb 5, 2019 18:50 UTC GiftCommon Stock1 20 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000006 · wf-form5_154939263243855.xml · nonDerivative · entry 6

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 31

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 26, 2018 Filed Feb 5, 2019 18:50 UTC GiftCommon Stock1 20 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000006 · wf-form5_154939263243855.xml · nonDerivative · entry 5

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 20

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 26, 2018 Filed Feb 5, 2019 18:50 UTC GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000006 · wf-form5_154939263243855.xml · nonDerivative · entry 2

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
November 26, 2018 Filed Feb 5, 2019 18:50 UTC GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000006 · wf-form5_154939263243855.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 19:03 UTC GrantCommon Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000120 · wf-form4_153358221357585.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,062

Read SEC document
August 02, 2018 Filed Aug 6, 2018 19:01 UTC
LIU JACK CDirector
GrantCommon Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000118 · wf-form4_153358209942333.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,965

Read SEC document
August 02, 2018 Filed Aug 6, 2018 18:58 UTC GrantCommon Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000116 · wf-form4_153358187348319.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,991

Read SEC document
August 02, 2018 Filed Aug 6, 2018 18:53 UTC
LI HERMAN YDirector
GrantCommon Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000114 · wf-form4_153358161948901.xml · nonDerivative · entry 1

LI HERMAN Y · CIK 0001235500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,646

Read SEC document
August 02, 2018 Filed Aug 6, 2018 18:45 UTC
Chan Iris SDirector
GrantCommon Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000110 · wf-form4_153358111673846.xml · nonDerivative · entry 1

Chan Iris S · CIK 0001490961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,817

Read SEC document
August 02, 2018 Filed Aug 6, 2018 18:49 UTC GrantCommon Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000112 · wf-form4_153358133410844.xml · nonDerivative · entry 1

Irving Paul H · CIK 0001490960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,653

Read SEC document
August 02, 2018 Filed Aug 6, 2018 18:42 UTC GrantCommon Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000108 · wf-form4_153358096307852.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,643

Read SEC document
June 22, 2018 Filed Jun 26, 2018 16:52 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 2,000 $70.23 $140,463.00
Disclosure

SEC source: 0001069157-18-000104 · wf-form4_153003193845871.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,142

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.02 to $70.50, inclusive.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 16:52 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 3,770 $69.28 $261,172.41
Disclosure

SEC source: 0001069157-18-000104 · wf-form4_153003193845871.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,142

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.99 to $69.94, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:45 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 100 $70.50 $7,050.00
Disclosure

SEC source: 0001069157-18-000100 · wf-form4_152962830633060.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,912

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:45 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,670 $70.10 $397,482.88
Disclosure

SEC source: 0001069157-18-000100 · wf-form4_152962830633060.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,012

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.43 to $70.42, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 00:08 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 2,070 $69.98 $144,855.70
Disclosure

SEC source: 0001069157-18-000098 · wf-form4_152945331312691.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,682

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.92 to $70.05, inclusive.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 00:08 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 3,700 $69.65 $257,707.96
Disclosure

SEC source: 0001069157-18-000098 · wf-form4_152945331312691.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,752

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.91 to $69.90, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 19:00 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 3,570 $69.87 $249,422.33
Disclosure

SEC source: 0001069157-18-000096 · wf-form4_152943484135743.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,452

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.70 to $70.15, inclusive.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 19:00 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 2,200 $69.36 $152,593.98
Disclosure

SEC source: 0001069157-18-000096 · wf-form4_152943484135743.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,022

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.69 to $69.67, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

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June 14, 2018 Filed Jun 15, 2018 21:30 UTC SaleCommon Stock 356 $70.36 $25,048.20
Disclosure

SEC source: 0001069157-18-000094 · wf-form4_152909823503372.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,127

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June 13, 2018 Filed Jun 15, 2018 16:38 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 200 $71.25 $14,249.00
Disclosure

SEC source: 0001069157-18-000092 · wf-form4_152908067369731.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,222

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.13 to $71.36, inclusive.

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June 13, 2018 Filed Jun 15, 2018 16:38 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,571 $70.46 $392,524.30
Disclosure

SEC source: 0001069157-18-000092 · wf-form4_152908067369731.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,422

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.12 to $71.07, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

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June 11, 2018 Filed Jun 12, 2018 17:11 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 1,000 $72.75 $72,746.00
Disclosure

SEC source: 0001069157-18-000090 · wf-form4_152882345730136.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,993

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.39 to $72.91, inclusive.

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June 11, 2018 Filed Jun 12, 2018 17:11 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 4,771 $71.57 $341,472.40
Disclosure

SEC source: 0001069157-18-000090 · wf-form4_152882345730136.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,993

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.22 to $72.07, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

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June 08, 2018 Filed Jun 11, 2018 22:27 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $72.65 $419,263.15
Disclosure

SEC source: 0001069157-18-000088 · wf-form4_152875602845202.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,764

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.31 to $72.90, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

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June 06, 2018 Filed Jun 7, 2018 21:28 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 2,971 $72.95 $216,734.45
Disclosure

SEC source: 0001069157-18-000086 · wf-form4_152840689755638.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,535

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.74 to $73.06, inclusive.

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June 06, 2018 Filed Jun 7, 2018 21:28 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 2,800 $72.16 $202,039.04
Disclosure

SEC source: 0001069157-18-000086 · wf-form4_152840689755638.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,506

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.69 to $72.61, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

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June 06, 2018 Filed Jun 7, 2018 17:19 UTC
Oh Irene HChief Financial Officer
SaleCommon Stock 5,000 $72.99 $364,948.00
Disclosure

SEC source: 0001069157-18-000084 · wf-form4_152839197602341.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,672

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.9710 to $72.9900, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

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June 04, 2018 Filed Jun 5, 2018 16:59 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $71.27 $411,276.66
Disclosure

SEC source: 0001069157-18-000082 · wf-form4_152821794949900.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,306

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.83 to $71.69, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

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June 01, 2018 Filed Jun 4, 2018 20:18 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 5,771 $71.10 $410,292.13
Disclosure

SEC source: 0001069157-18-000080 · wf-form4_152814348597303.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,077

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.69 to $71.48, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

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May 31, 2018 Filed Jun 1, 2018 20:41 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
SaleCommon Stock 5,000 $69.65 $348,262.00
Disclosure

SEC source: 0001069157-18-000078 · wf-form4_152788566519213.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,919

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.6400 to $69.6850, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.