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Nasdaq · USD

EWBC

EAST WEST BANCORP INC

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3302
SEC CIK
0001069157
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202505
Jan 202600
Feb 202605
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 16, 2021 18:18 UTC GiftCommon Stock1 70 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000074 · wf-form4_163181630188389.xml · nonDerivative · entry 6

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 467

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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September 15, 2021 Filed Sep 16, 2021 18:18 UTC GiftCommon Stock1 70 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000074 · wf-form4_163181630188389.xml · nonDerivative · entry 5

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 397

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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September 15, 2021 Filed Sep 16, 2021 18:18 UTC GiftCommon Stock1 70 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000074 · wf-form4_163181630188389.xml · nonDerivative · entry 4

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 327

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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September 15, 2021 Filed Sep 16, 2021 18:18 UTC GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000074 · wf-form4_163181630188389.xml · nonDerivative · entry 3

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,595

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 18:18 UTC GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000074 · wf-form4_163181630188389.xml · nonDerivative · entry 2

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,665

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 18:18 UTC GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000074 · wf-form4_163181630188389.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,735

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
July 29, 2021 Filed Jul 29, 2021 22:22 UTC
LIU JACK CDirector
SaleCommon Stock 1,470 $72.84 $107,074.80
Disclosure

SEC source: 0001069157-21-000070 · wf-form4_162759731115434.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,130

F1 · price: A total of 1,470 shares were sold at a weighted average price of $72.8378.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:56 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000062 · wf-form4_162275368285048.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,771

F1 · price: This transaction represents a charitable donation by the reporting person.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:12 UTC GrantCommon Stock 1,470 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000060 · wf-form4_162257472599338.xml · nonDerivative · entry 1

Irving Paul H · CIK 0001490960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,562

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:08 UTC GrantCommon Stock 1,470 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000056 · wf-form4_162257451238770.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,971

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:10 UTC GrantCommon Stock 1,470 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000058 · wf-form4_162257461637453.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,337

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:05 UTC GrantCommon Stock 1,470 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000054 · wf-form4_162257429532170.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,805

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:03 UTC GrantCommon Stock 1,470 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000052 · wf-form4_162257418553110.xml · nonDerivative · entry 1

Deskus Archana · CIK 0001566186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:01 UTC
Chan Iris SDirector
GrantCommon Stock 1,470 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000050 · wf-form4_162257405255580.xml · nonDerivative · entry 1

Chan Iris S · CIK 0001490961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,710

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:59 UTC
LIU JACK CDirector
GrantCommon Stock 1,470 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000048 · wf-form4_162257392588848.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

Read SEC document
May 18, 2021 Filed May 18, 2021 23:17 UTC SaleCommon Stock 515 $77.56 $39,943.40
Disclosure

SEC source: 0001069157-21-000042 · wf-form4_162137977427351.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,867

F1 · price: A total of 515 shares were sold at a weighted average price of $77.5628.

Read SEC document
May 07, 2021 Filed May 11, 2021 17:18 UTC SaleCommon Stock 946 $78.38 $74,147.48
Disclosure

SEC source: 0001069157-21-000040 · wf-form4_162075350322295.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,425

F1 · price: A total of 946 shares were sold at a weighted average price of $78.3801.

Read SEC document
May 05, 2021 Filed May 5, 2021 22:58 UTC SaleCommon Stock 700 $78.02 $54,614.00
Disclosure

SEC source: 0001069157-21-000035 · wf-form4_162025547202917.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,382

F1 · price: A total of 700 shares were sold at a weighted average price of $78.0203.

Read SEC document
May 05, 2021 Filed May 5, 2021 17:49 UTC
Chan Iris SDirector
SaleCommon Stock 1,516 $77.90 $118,096.40
Disclosure

SEC source: 0001069157-21-000033 · wf-form4_162023697637390.xml · nonDerivative · entry 1

Chan Iris S · CIK 0001490961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,240

Read SEC document
March 15, 2021 Filed Mar 15, 2021 21:41 UTC
LIU JACK CDirector
SaleCommon Stock 1,036 $77.00 $79,772.00
Disclosure

SEC source: 0001069157-21-000027 · wf-form4_161584449294309.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,130

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:29 UTC
YEN ANDYExecutive Vice President
Tax withholdingCommon Stock 1,995 $76.79 $153,196.05
Disclosure

SEC source: 0001069157-21-000023 · wf-form4_161542253767160.xml · nonDerivative · entry 2

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,150

F3 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:29 UTC
YEN ANDYExecutive Vice President
GrantCommon Stock 5,665 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-21-000023 · wf-form4_161542253767160.xml · nonDerivative · entry 1

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,145

F1 · price: Performance-Based Restricted Stock Units granted on March 8, 2018 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2021, 166% of the units granted on March 8, 2018 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F2 · balance_after: Includes 30 shares granted under the Spirit of Ownership program that were previously reported at the date of grant, but were not included in the reporting person's total direct beneficial ownership in prior filings.

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March 08, 2021 Filed Mar 11, 2021 00:27 UTC
KRAUSE DOUGLAS PAULVice Chairman
Tax withholdingCommon Stock 3,947 $76.79 $303,090.13
Disclosure

SEC source: 0001069157-21-000021 · wf-form4_161542240823152.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,118

F3 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:27 UTC
KRAUSE DOUGLAS PAULVice Chairman
GrantCommon Stock 12,315 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-21-000021 · wf-form4_161542240823152.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,065

F1 · price: Performance-Based Restricted Stock Units granted on March 8, 2018 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2021, 166% of the units granted on March 8, 2018 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F2 · balance_after: Includes 30 shares granted under the Spirit of Ownership program that were previously reported at the date of grant, but were not included in the reporting person's total direct beneficial ownership in prior filings.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:25 UTC
Oh Irene HChief Financial Officer
Tax withholdingCommon Stock 6,252 $76.79 $480,091.08
Disclosure

SEC source: 0001069157-21-000019 · wf-form4_161542227585909.xml · nonDerivative · entry 2

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,546

F3 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:25 UTC
Oh Irene HChief Financial Officer
GrantCommon Stock 17,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-21-000019 · wf-form4_161542227585909.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,798

F1 · price: Performance-Based Restricted Stock Units granted on March 8, 2018 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2021, 166% of the units granted on March 8, 2018 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F2 · balance_after: Includes 30 shares granted under the Spirit of Ownership program that were previously reported at the date of grant, but were not included in the reporting person's total direct beneficial ownership in prior filings.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:22 UTC
NG DOMINICDirector · Chief Executive Officer
Tax withholdingCommon Stock 52,999 $76.79 $4,069,793.21
Disclosure

SEC source: 0001069157-21-000017 · wf-form4_161542210617006.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,406

F3 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:22 UTC
NG DOMINICDirector · Chief Executive Officer
GrantCommon Stock 110,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-21-000017 · wf-form4_161542210617006.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,405

F1 · price: Performance-Based Restricted Stock Units granted on March 8, 2018 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2021, 166% of the units granted on March 8, 2018 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F2 · balance_after: Includes 30 shares granted under the Spirit of Ownership program that were previously reported at the date of grant, but were not included in the reporting person's total direct beneficial ownership in prior filings.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:06 UTC
TEO GARYSenior Vice President
Exercise / conversionTime-Based Restricted Stock Units · Derivative 4,439 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000015 · wf-form4_161542114932427.xml · derivative · entry 4

TEO GARY · CIK 0001668233 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSU") granted on March 8, 2018 fully vest after three years on March 8, 2021. Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · derivative.exercise_date: Restricted Stock Units ("RSU") granted on March 8, 2018 fully vest after three years on March 8, 2021. Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · derivative.expiration_date: Restricted Stock Units ("RSU") granted on March 8, 2018 fully vest after three years on March 8, 2021. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:06 UTC
TEO GARYSenior Vice President
Tax withholdingCommon Stock 1,574 $76.79 $120,867.46
Disclosure

SEC source: 0001069157-21-000015 · wf-form4_161542114932427.xml · nonDerivative · entry 2

TEO GARY · CIK 0001668233 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of RSUs. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:06 UTC
TEO GARYSenior Vice President
Exercise / conversionCommon Stock 4,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-21-000015 · wf-form4_161542114932427.xml · nonDerivative · entry 1

TEO GARY · CIK 0001668233 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSU") granted on March 8, 2018 fully vest after three years on March 8, 2021. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 23:18 UTC SaleCommon Stock 1,364 $66.06 $90,105.84
Disclosure

SEC source: 0001069157-21-000006 · wf-form4_161351744051438.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,371

F1 · price: A total of 1,364 shares were sold at a weighted average price of $66.0605.

Read SEC document
February 11, 2021 Filed May 11, 2021 17:18 UTC GiftCommon Stock1 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000040 · wf-form4_162075350322295.xml · nonDerivative · entry 7

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 257

F2 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F3 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 11, 2021 Filed May 11, 2021 17:18 UTC GiftCommon Stock1 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000040 · wf-form4_162075350322295.xml · nonDerivative · entry 6

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 227

F2 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F3 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 11, 2021 Filed May 11, 2021 17:18 UTC GiftCommon Stock1 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000040 · wf-form4_162075350322295.xml · nonDerivative · entry 5

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 197

F2 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F3 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 11, 2021 Filed May 11, 2021 17:18 UTC GiftCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000040 · wf-form4_162075350322295.xml · nonDerivative · entry 4

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,335

F2 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
February 11, 2021 Filed May 11, 2021 17:18 UTC GiftCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000040 · wf-form4_162075350322295.xml · nonDerivative · entry 3

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,365

F2 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
February 11, 2021 Filed May 11, 2021 17:18 UTC GiftCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-21-000040 · wf-form4_162075350322295.xml · nonDerivative · entry 2

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,395

F2 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:01 UTC
LIU JACK CDirector
SaleCommon Stock 2,000 $62.61 $125,220.00
Disclosure

SEC source: 0001069157-21-000004 · wf-form4_161237525893060.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

F1 · price: A total of 2,000 shares were sold at a weighted average price of $62.61.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 22:00 UTC
KRAUSE DOUGLAS PAULVice Chairman
SaleCommon Stock 9,074 $49.45 $448,709.30
Disclosure

SEC source: 0001069157-20-000079 · wf-form4_160815604475769.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,720

F1 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:10 UTC
LIU JACK CDirector
SaleCommon Stock 2,130 $44.50 $94,785.00
Disclosure

SEC source: 0001069157-20-000075 · wf-form4_160504264271231.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,166

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:43 UTC
Zhou CatherineExecutive Vice President
Exercise / conversionTime-Based Restricted Stock Units · Derivative 33,135 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000067 · wf-form4_160193778055921.xml · derivative · entry 3

Zhou Catherine · CIK 0001769957 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,135 shares

Expires 2020-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSU") granted on October 2, 2017 fully vest after three years on October 2, 2020. Each RSU represents the right to receive, at settlement, one share of common stock.

F1 · derivative.exercise_date: Restricted Stock Units ("RSU") granted on October 2, 2017 fully vest after three years on October 2, 2020. Each RSU represents the right to receive, at settlement, one share of common stock.

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October 02, 2020 Filed Oct 5, 2020 22:43 UTC
Zhou CatherineExecutive Vice President
Tax withholdingCommon Stock 16,429 $33.57 $551,521.53
Disclosure

SEC source: 0001069157-20-000067 · wf-form4_160193778055921.xml · nonDerivative · entry 2

Zhou Catherine · CIK 0001769957 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,259

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of the RSU.

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October 02, 2020 Filed Oct 5, 2020 22:43 UTC
Zhou CatherineExecutive Vice President
Exercise / conversionCommon Stock 33,135 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-20-000067 · wf-form4_160193778055921.xml · nonDerivative · entry 1

Zhou Catherine · CIK 0001769957 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSU") granted on October 2, 2017 fully vest after three years on October 2, 2020. Each RSU represents the right to receive, at settlement, one share of common stock.

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August 11, 2020 Filed Aug 12, 2020 21:55 UTC GrantCommon Stock 2,824 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000063 · wf-form4_159726934081826.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,735

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August 11, 2020 Filed Aug 12, 2020 21:49 UTC
Chan Iris SDirector
GrantCommon Stock 2,824 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000061 · wf-form4_159726892975185.xml · nonDerivative · entry 1

Chan Iris S · CIK 0001490961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,756

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August 11, 2020 Filed Aug 12, 2020 21:44 UTC GrantCommon Stock 2,824 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000059 · wf-form4_159726865762575.xml · nonDerivative · entry 1

Irving Paul H · CIK 0001490960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,092

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August 11, 2020 Filed Aug 12, 2020 21:40 UTC
LIU JACK CDirector
GrantCommon Stock 2,824 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000057 · wf-form4_159726843556153.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,296

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August 11, 2020 Filed Aug 12, 2020 21:10 UTC GrantCommon Stock 2,824 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000055 · wf-form4_159726660398566.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,501

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August 11, 2020 Filed Aug 12, 2020 20:13 UTC GrantCommon Stock 2,824 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000052 · wf-form4_159726321205800.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,082

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.