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Nasdaq · USD

EWBC

EAST WEST BANCORP INC

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3302
SEC CIK
0001069157
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202505
Jan 202600
Feb 202605
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2017 Filed Nov 30, 2017 01:18 UTC
LIU JACK CDirector
SaleCommon Stock 2,200 $58.07 $127,746.30
Disclosure

SEC source: 0001069157-17-000088 · wf-form4_151200467123845.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,599

F1 · price: The price per share reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.0608 to $58.0840, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
November 28, 2017 Filed Jan 13, 2018 00:42 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000002 · wf-form5_151580415232896.xml · nonDerivative · entry 3

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,083

F1 · price: This transaction represents a charitable donation by the reporting person.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 00:31 UTC
LI HERMAN YDirector
SaleCommon Stock 10,000 $61.00 $610,000.00
Disclosure

SEC source: 0001069157-17-000082 · wf-form4_150897789173830.xml · nonDerivative · entry 1

LI HERMAN Y · CIK 0001235500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,130

Read SEC document
September 18, 2017 Filed Sep 20, 2017 22:59 UTC SaleCommon Stock 1,916 $55.97 $107,238.52
Disclosure

SEC source: 0001069157-17-000078 · wf-form4_150594833246256.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,475

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:11 UTC GrantCommon Stock 2,130 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000076 · wf-form4_150290706724170.xml · nonDerivative · entry 1

Irving Paul H · CIK 0001490960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,137

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:10 UTC GrantCommon Stock 2,130 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000075 · wf-form4_150290704542934.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,546

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:10 UTC
LIU JACK CDirector
GrantCommon Stock 2,130 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000074 · wf-form4_150290702531303.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,799

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:09 UTC GrantCommon Stock 2,130 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000070 · wf-form4_150290694146813.xml · nonDerivative · entry 1

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,283

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:10 UTC GrantCommon Stock 2,130 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000073 · wf-form4_150290700757925.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,909

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:10 UTC
Chan Iris SDirector
GrantCommon Stock 2,130 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000072 · wf-form4_150290698901008.xml · nonDerivative · entry 1

Chan Iris S · CIK 0001490961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,301

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:09 UTC GrantCommon Stock 2,130 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000071 · wf-form4_150290696032170.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,391

Read SEC document
August 14, 2017 Filed Aug 16, 2017 18:08 UTC
LI HERMAN YDirector
GrantCommon Stock 2,130 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000069 · wf-form4_150290691802783.xml · nonDerivative · entry 1

LI HERMAN Y · CIK 0001235500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,130

Read SEC document
July 28, 2017 Filed Jul 31, 2017 17:01 UTC SaleCommon Stock 124 $56.46 $7,001.04
Disclosure

SEC source: 0001069157-17-000058 · wf-form4_150152044779613.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,779

Read SEC document
June 13, 2017 Filed Jun 14, 2017 16:47 UTC
LIU JACK CDirector
SaleCommon Stock 1,123 $59.00 $66,257.00
Disclosure

SEC source: 0001069157-17-000052 · wf-form4_149745885384502.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,669

Read SEC document
June 02, 2017 Filed Jun 6, 2017 17:31 UTC
NG DOMINICDirector · Chief Executive Officer
GiftCommon Stock 27,635 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000050 · wf-form4_149677026287257.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,922

F1 · price: This transaction represents a charitable donation by the reporting person.

Read SEC document
May 12, 2017 Filed Jan 13, 2018 00:42 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000002 · wf-form5_151580415232896.xml · nonDerivative · entry 2

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,283

F1 · price: This transaction represents a charitable donation by the reporting person.

Read SEC document
May 10, 2017 Filed May 11, 2017 16:58 UTC SaleCommon Stock 590 $55.93 $32,998.70
Disclosure

SEC source: 0001069157-17-000044 · wf-form4_149452191388694.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,903

Read SEC document
April 25, 2017 Filed Apr 26, 2017 18:41 UTC
LI HERMAN YDirector
SaleCommon Stock 4,000 $56.75 $227,000.00
Disclosure

SEC source: 0001069157-17-000040 · wf-form4_149323208932196.xml · nonDerivative · entry 1

LI HERMAN Y · CIK 0001235500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Read SEC document
April 24, 2017 Filed Apr 25, 2017 23:49 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 18,300 $56.18 $1,028,004.33
Disclosure

SEC source: 0001069157-17-000038 · wf-form4_149316417473517.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,557

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.80, inclusive.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 23:49 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 7,700 $55.89 $430,316.04
Disclosure

SEC source: 0001069157-17-000038 · wf-form4_149316417473517.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,857

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.14 to $55.99, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) of this Form 4.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:28 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 26,200 $51.10 $1,338,937.90
Disclosure

SEC source: 0001069157-17-000036 · wf-form4_149279567572549.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,557

F1 · price: A total of 26,200 shares were sold at a weighted average price of $51.1045. The shares were sold in multiple transactions at prices ranging from $51.00 to $51.36, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 21:03 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 407 $52.05 $21,183.01
Disclosure

SEC source: 0001069157-17-000032 · wf-form4_149203102548075.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,757

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.11, inclusive.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 21:03 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 25,793 $51.29 $1,323,010.67
Disclosure

SEC source: 0001069157-17-000032 · wf-form4_149203102548075.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,164

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.01 to $51.99, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) of this Form 4.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 22:46 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 26,200 $51.15 $1,340,153.58
Disclosure

SEC source: 0001069157-17-000030 · wf-form4_149143239954697.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,957

F1 · price: A total of 26,200 shares were sold at a weighted average price of $51.1509. The shares were sold in multiple transactions at prices ranging from $51.00 to $51.86, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
March 28, 2017 Filed Mar 29, 2017 21:35 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 26,200 $51.00 $1,336,200.00
Disclosure

SEC source: 0001069157-17-000026 · wf-form4_149082334438664.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,157

F1 · price: A total of 26,200 shares were sold at a weighted average price of $51.00. The shares were sold in multiple transactions at prices ranging from $51.00 to $51.01, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 22:39 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 26,200 $54.08 $1,416,958.88
Disclosure

SEC source: 0001628280-17-002805 · wf-form4_149022234680242.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,357

F1 · price: A total of 26,200 shares were sold at a weighted average price of $54.0824. The shares were sold in multiple transactions at prices ranging from $53.73 to $54.42, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 23:10 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
SaleCommon Stock 5,000 $55.04 $275,187.50
Disclosure

SEC source: 0001069157-17-000018 · wf-form4_148910101501978.xml · nonDerivative · entry 4

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,015

Read SEC document
March 08, 2017 Filed Mar 9, 2017 18:27 UTC
LI HERMAN YDirector
SaleCommon Stock 3,200 $55.50 $177,600.00
Disclosure

SEC source: 0001069157-17-000014 · wf-form4_148908406641768.xml · nonDerivative · entry 1

LI HERMAN Y · CIK 0001235500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Read SEC document
March 07, 2017 Filed Mar 8, 2017 22:19 UTC
LIU JACK CDirector
SaleCommon Stock 1,248 $55.00 $68,640.00
Disclosure

SEC source: 0001069157-17-000012 · wf-form4_148901152706412.xml · nonDerivative · entry 2

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,792

Read SEC document
March 07, 2017 Filed Mar 10, 2017 00:20 UTC
YEN ANDYExecutive Vice President
Exercise / conversionCliff-Vesting Restricted Stock Units · Derivative 6,784 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000024 · wf-form4_148910518849015.xml · derivative · entry 4

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,784 shares

Expires 2017-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSU") granted on March 7, 2014 fully vest after three years on March 7, 2017. Each RSU represents the right to receive, at settelement, one share of common stock.

F1 · derivative.exercise_date: Restricted Stock Units ("RSU") granted on March 7, 2014 fully vest after three years on March 7, 2017. Each RSU represents the right to receive, at settelement, one share of common stock.

Read SEC document
March 07, 2017 Filed Mar 10, 2017 00:20 UTC
YEN ANDYExecutive Vice President
Tax withholdingCommon Stock 2,398 $54.87 $131,578.26
Disclosure

SEC source: 0001069157-17-000024 · wf-form4_148910518849015.xml · nonDerivative · entry 2

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,945

Read SEC document
March 07, 2017 Filed Mar 10, 2017 00:20 UTC
YEN ANDYExecutive Vice President
Exercise / conversionCommon Stock 6,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-17-000024 · wf-form4_148910518849015.xml · nonDerivative · entry 1

YEN ANDY · CIK 0001668217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSU") granted on March 7, 2014 fully vest after three years on March 7, 2017. Each RSU represents the right to receive, at settelement, one share of common stock.

Read SEC document
March 07, 2017 Filed Mar 10, 2017 00:19 UTC
NG DOMINICDirector · Chief Executive Officer
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 176,390 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000023 · wf-form4_148910516428589.xml · derivative · entry 4

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,250

Underlying: Common Stock · 176,390 shares

Expires 2017-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 10, 2017 00:19 UTC
NG DOMINICDirector · Chief Executive Officer
Tax withholdingCommon Stock 85,783 $54.87 $4,706,913.21
Disclosure

SEC source: 0001069157-17-000023 · wf-form4_148910516428589.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,557

Read SEC document
March 07, 2017 Filed Mar 10, 2017 00:19 UTC
NG DOMINICDirector · Chief Executive Officer
Exercise / conversionCommon Stock 176,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-17-000023 · wf-form4_148910516428589.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 10, 2017 00:19 UTC
Oh Irene HChief Financial Officer
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 10,854 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000022 · wf-form4_148910513438496.xml · derivative · entry 4

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,515

Underlying: Common Stock · 10,854 shares

Expires 2017-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 10, 2017 00:19 UTC
Oh Irene HChief Financial Officer
Tax withholdingCommon Stock 3,830 $54.87 $210,152.10
Disclosure

SEC source: 0001069157-17-000022 · wf-form4_148910513438496.xml · nonDerivative · entry 2

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,991

Read SEC document
March 07, 2017 Filed Mar 10, 2017 00:19 UTC
Oh Irene HChief Financial Officer
Exercise / conversionCommon Stock 10,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-17-000022 · wf-form4_148910513438496.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:10 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 10,854 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000018 · wf-form4_148910101501978.xml · derivative · entry 6

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,264

Underlying: Common Stock · 10,854 shares

Expires 2017-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:10 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
SaleCommon Stock 10,000 $54.06 $540,619.00
Disclosure

SEC source: 0001069157-17-000018 · wf-form4_148910101501978.xml · nonDerivative · entry 3

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,015

F2 · price: A total of 10,000 shares were sold at a weighted average price of $54.0619. The shares were purchased in multiple transactions at prices ranging from $54.0000 to $54.1850, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the preceding sentence.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:10 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Tax withholdingCommon Stock 3,841 $54.87 $210,755.67
Disclosure

SEC source: 0001069157-17-000018 · wf-form4_148910101501978.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,015

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:10 UTC
KRAUSE DOUGLAS PAULExecutive Vice President
Exercise / conversionCommon Stock 10,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-17-000018 · wf-form4_148910101501978.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

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March 06, 2017 Filed Mar 7, 2017 18:35 UTC SaleCommon Stock 636 $54.47 $34,642.28
Disclosure

SEC source: 0001069157-17-000010 · wf-form4_148891170505224.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,493

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March 06, 2017 Filed Mar 8, 2017 22:19 UTC
LIU JACK CDirector
SaleCommon Stock 1,419 $55.00 $78,045.00
Disclosure

SEC source: 0001069157-17-000012 · wf-form4_148901152706412.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,040

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February 17, 2017 Filed Jan 13, 2018 00:42 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000002 · wf-form5_151580415232896.xml · nonDerivative · entry 1

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,283

F1 · price: This transaction represents a charitable donation by the reporting person.

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December 08, 2016 Filed Dec 9, 2016 18:35 UTC
CAI-LEE WENDY HExecutive Vice President
SaleCommon Stock 1,782 $50.41 $89,832.05
Disclosure

SEC source: 0001069157-16-000182 · wf-form4_148130850999992.xml · nonDerivative · entry 1

CAI-LEE WENDY H · CIK 0001668211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,007

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November 16, 2016 Filed Jan 5, 2017 01:47 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000002 · wf-form5_148358083948292.xml · nonDerivative · entry 2

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,653

F2 · price: This transaction represents a charitable donation by the reporting person.

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November 16, 2016 Filed Jan 5, 2017 01:47 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000002 · wf-form5_148358083948292.xml · nonDerivative · entry 1

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,653

F1 · price: This transaction represents a charitable donation by the reporting person.

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October 27, 2016 Filed Oct 28, 2016 20:55 UTC
LIU JACK CDirector
SaleCommon Stock 1,547 $40.00 $61,880.00
Disclosure

SEC source: 0001069157-16-000178 · wf-form4_147768813086581.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,459

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September 02, 2016 Filed Sep 6, 2016 20:15 UTC
LIU JACK CDirector
SaleCommon Stock 2,101 $37.35 $78,472.35
Disclosure

SEC source: 0001069157-16-000168 · wf-form4_147319293749955.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,006

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.