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ENTERGY CORP /DE/

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221
SEC CIK
0000065984
Parsed reports
1,278

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202610
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 24, 2020 22:47 UTC
BAKKEN A. CHRISTOPHER IIIEVP, Chief Nuclear Officer
Exercise / conversionCommon Stock 13,500 $78.08 $1,054,080.00
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · nonDerivative · entry 3

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC
BAKKEN A. CHRISTOPHER IIIEVP, Chief Nuclear Officer
SaleCommon Stock 12,534 $130.33 $1,633,556.22
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,397

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.05 to $130.75. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC
BAKKEN A. CHRISTOPHER IIIEVP, Chief Nuclear Officer
Exercise / conversionCommon Stock 12,534 $70.53 $884,023.02
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2020 Filed Feb 18, 2020 21:26 UTC
COLLINS KATHRYN A.SVP, Chief H.R. Officer
GrantRestricted Stock Units · Derivative 7,700 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000064 · edgar.xml · derivative · entry 1

COLLINS KATHRYN A. · CIK 0001800681 · SVP, Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Common Stock · 7,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Entergy Corporation common stock.

F2 · derivative.exercise_date: 3,850 of the restricted stock units vest on February 15, 2021 and the remainder of the restricted stock units vest in two equal annual installments on February 15, 2022 and 2023.

F2 · derivative.expiration_date: 3,850 of the restricted stock units vest on February 15, 2021 and the remainder of the restricted stock units vest in two equal annual installments on February 15, 2022 and 2023.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:50 UTC
WEST RODERICK KGroup President, Utility Ops
Tax withholdingCommon Stock 589 $131.52 $77,465.28
Disclosure

SEC source: 0000065984-20-000059 · edgar.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,021

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:48 UTC
May Phillip R Jr"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 103 $131.52 $13,546.56
Disclosure

SEC source: 0000065984-20-000056 · edgar.xml · nonDerivative · entry 1

May Phillip R Jr · CIK 0001568213 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,752

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:50 UTC
Rainer Sallie T"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 51 $131.52 $6,707.52
Disclosure

SEC source: 0000065984-20-000058 · edgar.xml · nonDerivative · entry 1

Rainer Sallie T · CIK 0001551112 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,628

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:39 UTC
DENAULT LEO PChairman and CEO
Tax withholdingCommon Stock 2,380 $131.52 $313,017.60
Disclosure

SEC source: 0000065984-20-000048 · edgar.xml · nonDerivative · entry 1

DENAULT LEO P · CIK 0001281986 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,935

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:49 UTC
NORGEOT PETER S JRSVP, Transformation
Tax withholdingCommon Stock 136 $131.52 $17,886.72
Disclosure

SEC source: 0000065984-20-000057 · edgar.xml · nonDerivative · entry 1

NORGEOT PETER S JR · CIK 0001731720 · SVP, Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,951

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:47 UTC
Marsh Andrew SEVP & Chief Financial Officer
Tax withholdingCommon Stock 697 $131.52 $91,669.44
Disclosure

SEC source: 0000065984-20-000055 · edgar.xml · nonDerivative · entry 1

Marsh Andrew S · CIK 0001568178 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,776

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:45 UTC
Landreaux Laura R"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 53 $131.52 $6,970.56
Disclosure

SEC source: 0000065984-20-000054 · edgar.xml · nonDerivative · entry 1

Landreaux Laura R · CIK 0001745554 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,866

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:43 UTC
HARBERT JULIE ESVP, Corp Business Services
Tax withholdingCommon Stock 73 $131.52 $9,600.96
Disclosure

SEC source: 0000065984-20-000052 · edgar.xml · nonDerivative · entry 1

HARBERT JULIE E · CIK 0001770897 · SVP, Corp Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,677

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:44 UTC
HINNENKAMP PAUL DEVP & Chief Operating Officer
Tax withholdingCommon Stock 516 $131.52 $67,864.32
Disclosure

SEC source: 0000065984-20-000053 · edgar.xml · nonDerivative · entry 1

HINNENKAMP PAUL D · CIK 0001656933 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,564

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:42 UTC
FONTAN KIMBERLY A.SVP, Chief Accounting Officer
Tax withholdingCommon Stock 113 $131.52 $14,861.76
Disclosure

SEC source: 0000065984-20-000051 · edgar.xml · nonDerivative · entry 1

FONTAN KIMBERLY A. · CIK 0001781677 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,577

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:41 UTC
FISACKERLY HALEY"Officer" Under Sec 16 Rules
Tax withholdingCommon Stock 61 $131.52 $8,022.72
Disclosure

SEC source: 0000065984-20-000050 · edgar.xml · nonDerivative · entry 1

FISACKERLY HALEY · CIK 0001057598 · "Officer" Under Sec 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,799

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:40 UTC
ELLIS DAVID D"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 51 $131.52 $6,707.52
Disclosure

SEC source: 0000065984-20-000049 · edgar.xml · nonDerivative · entry 1

ELLIS DAVID D · CIK 0001544879 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:38 UTC
Brown Marcus VEVP & General Counsel
Tax withholdingCommon Stock 549 $131.52 $72,204.48
Disclosure

SEC source: 0000065984-20-000047 · edgar.xml · nonDerivative · entry 1

Brown Marcus V · CIK 0001540896 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,044

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:38 UTC
BAKKEN A. CHRISTOPHER IIIEVP, Chief Nuclear Officer
Tax withholdingCommon Stock 551 $131.52 $72,467.52
Disclosure

SEC source: 0000065984-20-000046 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,397

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:25 UTC
FISACKERLY HALEY"Officer" Under Sec 16 Rules
GrantEmployee Stock Option (Right to Buy) · Derivative 4,300 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000036 · edgar.xml · derivative · entry 3

FISACKERLY HALEY · CIK 0001057598 · "Officer" Under Sec 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Stock · 4,300 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:25 UTC
FISACKERLY HALEY"Officer" Under Sec 16 Rules
GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000036 · edgar.xml · nonDerivative · entry 1

FISACKERLY HALEY · CIK 0001057598 · "Officer" Under Sec 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,860

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:29 UTC
NORGEOT PETER S JRSVP, Transformation
GrantEmployee Stock Option (Right to Buy) · Derivative 12,586 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000043 · edgar.xml · derivative · entry 2

NORGEOT PETER S JR · CIK 0001731720 · SVP, Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,586

Underlying: Common Stock · 12,586 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:29 UTC
NORGEOT PETER S JRSVP, Transformation
GrantCommon Stock 1,334 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000043 · edgar.xml · nonDerivative · entry 1

NORGEOT PETER S JR · CIK 0001731720 · SVP, Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,087

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:35 UTC
WEST RODERICK KGroup President, Utility Ops
GrantEmployee Stock Option (Right to Buy) · Derivative 31,705 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000045 · edgar.xml · derivative · entry 3

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,705

Underlying: Common Stock · 31,705 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:35 UTC
WEST RODERICK KGroup President, Utility Ops
GrantCommon Stock 3,361 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000045 · edgar.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,610

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:29 UTC
Rainer Sallie T"Officer" Under Sec. 16 Rules
GrantEmployee Stock Option (Right to Buy) · Derivative 4,300 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000044 · edgar.xml · derivative · entry 3

Rainer Sallie T · CIK 0001551112 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Stock · 4,300 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:29 UTC
Rainer Sallie T"Officer" Under Sec. 16 Rules
GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000044 · edgar.xml · nonDerivative · entry 1

Rainer Sallie T · CIK 0001551112 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,679

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:26 UTC
HINNENKAMP PAUL DEVP & Chief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 31,301 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000039 · edgar.xml · derivative · entry 2

HINNENKAMP PAUL D · CIK 0001656933 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,301

Underlying: Common Stock · 31,301 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:26 UTC
HINNENKAMP PAUL DEVP & Chief Operating Officer
GrantCommon Stock 3,318 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000039 · edgar.xml · nonDerivative · entry 1

HINNENKAMP PAUL D · CIK 0001656933 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,080

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:28 UTC
Marsh Andrew SEVP & Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 36,079 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000041 · edgar.xml · derivative · entry 3

Marsh Andrew S · CIK 0001568178 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,079

Underlying: Common Stock · 36,079 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:28 UTC
Marsh Andrew SEVP & Chief Financial Officer
GrantCommon Stock 3,824 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000041 · edgar.xml · nonDerivative · entry 1

Marsh Andrew S · CIK 0001568178 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,473

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:28 UTC
May Phillip R Jr"Officer" Under Sec. 16 Rules
GrantEmployee Stock Option (Right to Buy) · Derivative 7,300 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000042 · edgar.xml · derivative · entry 3

May Phillip R Jr · CIK 0001568213 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

Underlying: Common Stock · 7,300 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:28 UTC
May Phillip R Jr"Officer" Under Sec. 16 Rules
GrantCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000042 · edgar.xml · nonDerivative · entry 1

May Phillip R Jr · CIK 0001568213 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,855

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:27 UTC
Landreaux Laura R"Officer" Under Sec. 16 Rules
GrantEmployee Stock Option (Right to Buy) · Derivative 4,300 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000040 · edgar.xml · derivative · entry 2

Landreaux Laura R · CIK 0001745554 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Stock · 4,300 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:27 UTC
Landreaux Laura R"Officer" Under Sec. 16 Rules
GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000040 · edgar.xml · nonDerivative · entry 1

Landreaux Laura R · CIK 0001745554 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,919

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:26 UTC
HARBERT JULIE ESVP, Corp Business Services
GrantEmployee Stock Option (Right to Buy) · Derivative 10,947 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000038 · edgar.xml · derivative · entry 2

HARBERT JULIE E · CIK 0001770897 · SVP, Corp Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,947

Underlying: Common Stock · 10,947 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:26 UTC
HARBERT JULIE ESVP, Corp Business Services
GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000038 · edgar.xml · nonDerivative · entry 1

HARBERT JULIE E · CIK 0001770897 · SVP, Corp Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:25 UTC
FONTAN KIMBERLY A.SVP, Chief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 6,400 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000037 · edgar.xml · derivative · entry 3

FONTAN KIMBERLY A. · CIK 0001781677 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 6,400 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:25 UTC
FONTAN KIMBERLY A.SVP, Chief Accounting Officer
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000037 · edgar.xml · nonDerivative · entry 1

FONTAN KIMBERLY A. · CIK 0001781677 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,690

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:24 UTC
DENAULT LEO PChairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 117,990 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000034 · edgar.xml · derivative · entry 4

DENAULT LEO P · CIK 0001281986 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,990

Underlying: Common Stock · 117,990 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:24 UTC
DENAULT LEO PChairman and CEO
GrantCommon Stock 12,505 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000034 · edgar.xml · nonDerivative · entry 1

DENAULT LEO P · CIK 0001281986 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,315

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:24 UTC
ELLIS DAVID D"Officer" Under Sec. 16 Rules
GrantEmployee Stock Option (Right to Buy) · Derivative 3,200 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000035 · edgar.xml · derivative · entry 2

ELLIS DAVID D · CIK 0001544879 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:24 UTC
ELLIS DAVID D"Officer" Under Sec. 16 Rules
GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000035 · edgar.xml · nonDerivative · entry 1

ELLIS DAVID D · CIK 0001544879 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,863

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:23 UTC
COLLINS KATHRYN A.SVP, Chief H.R. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 7,255 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000033 · edgar.xml · derivative · entry 2

COLLINS KATHRYN A. · CIK 0001800681 · SVP, Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,255

Underlying: Common Stock · 7,255 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:23 UTC
COLLINS KATHRYN A.SVP, Chief H.R. Officer
GrantCommon Stock 769 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000033 · edgar.xml · nonDerivative · entry 1

COLLINS KATHRYN A. · CIK 0001800681 · SVP, Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:22 UTC
Brown Marcus VEVP & General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 28,574 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000032 · edgar.xml · derivative · entry 3

Brown Marcus V · CIK 0001540896 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,574

Underlying: Common Stock · 28,574 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:22 UTC
Brown Marcus VEVP & General Counsel
GrantCommon Stock 3,029 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000032 · edgar.xml · nonDerivative · entry 1

Brown Marcus V · CIK 0001540896 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,593

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:22 UTC
BAKKEN A. CHRISTOPHER IIIEVP, Chief Nuclear Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 29,279 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000031 · edgar.xml · derivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,279

Underlying: Common Stock · 29,279 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

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January 30, 2020 Filed Feb 3, 2020 23:22 UTC
BAKKEN A. CHRISTOPHER IIIEVP, Chief Nuclear Officer
GrantCommon Stock 3,104 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000031 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,948

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

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January 27, 2020 Filed Jan 29, 2020 23:30 UTC
HINNENKAMP PAUL DEVP & Chief Operating Officer
Tax withholdingCommon Stock 827 $129.55 $107,137.85
Disclosure

SEC source: 0000065984-20-000024 · edgar.xml · nonDerivative · entry 2

HINNENKAMP PAUL D · CIK 0001656933 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,762

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January 27, 2020 Filed Jan 29, 2020 23:30 UTC
HINNENKAMP PAUL DEVP & Chief Operating Officer
Tax withholdingCommon Stock 339 $129.55 $43,917.45
Disclosure

SEC source: 0000065984-20-000024 · edgar.xml · nonDerivative · entry 1

HINNENKAMP PAUL D · CIK 0001656933 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,589

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.