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BAKKEN A. CHRISTOPHER III

Disclosed activity across 1 company

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117458
SEC CIK
0001670615

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENTERGY CORP /DE/ETR · Entity 221EVP, Entergy InfrastructureJanuary 30, 2023February 01, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENTERGY CORP /DE/

Report date January 30, 2023 · Filed February 01, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,586 Reported balance After 2023-01-30 transaction · row 1
1 source row

Row 1 · 2023-01-30 · Tax withholding · Disposed 338 · Balance 34,586

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2023 Filed Feb 1, 2023 22:58 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 338 $107.69 $36,399.22
Disclosure

SEC source: 0001062993-23-001820 · form4.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Entergy Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,586

Read SEC document
January 28, 2023 Filed Jan 31, 2023 23:18 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 356 $108.71 $38,700.76
Disclosure

SEC source: 0001062993-23-001738 · form4.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Entergy Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,924

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:18 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 287 $108.71 $31,199.77
Disclosure

SEC source: 0001062993-23-001738 · form4.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Entergy Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,280

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:57 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 741 $107.59 $79,724.19
Disclosure

SEC source: 0001062993-23-001208 · form4.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Entergy Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,567

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:57 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 2,312 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001208 · form4.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Entergy Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,308

F1 · kind: Settlement of long-term performance units issued under the 2019 Entergy Corporation Omnibus Incentive Plan.

F2 · balance_after: Includes 709 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 167 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy's equity ownership plans.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:11 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-009986 · form4.xml · derivative · entry 3

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of Entergy Corporation common stock on a one-for-one basis.

F3 · derivative.exercise_date: 10,000 of the restricted stock units vested on April 6, 2022. The remaining restricted stock units will vest in one installment on April 6, 2025.

F3 · derivative.expiration_date: 10,000 of the restricted stock units vested on April 6, 2022. The remaining restricted stock units will vest in one installment on April 6, 2025.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:11 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 4,435 $123.60 $548,166.00
Disclosure

SEC source: 0001062993-22-009986 · form4.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,120

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:11 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009986 · form4.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of Entergy Corporation common stock on a one-for-one basis.

F2 · balance_after: Includes 202 shares of Entergy common stock acquired through Entergy Corporation's dividend reinvestment plan and 61 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of Entergy's equity ownership plans.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:03 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 594 $111.77 $66,391.38
Disclosure

SEC source: 0001062993-22-002294 · form4.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,292

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:03 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 519 $111.16 $57,692.04
Disclosure

SEC source: 0001062993-22-002109 · form4.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,886

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:03 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 494 $111.16 $54,913.04
Disclosure

SEC source: 0001062993-22-002109 · form4.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,405

Read SEC document
January 27, 2022 Filed Feb 1, 2022 00:21 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantEmployee Stock Option (Right to Buy) · Derivative 18,505 $0.00 Strike: $109.59 $0.00
Disclosure

SEC source: 0001062993-22-001898 · form4.xml · derivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,505

Underlying: Common Stock · 18,505 shares

Expires 2032-01-27

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 27, 2023.

Read SEC document
January 27, 2022 Filed Feb 1, 2022 00:21 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 2,831 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001898 · form4.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,899

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 27, 2023.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 23:56 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 4,295 $110.35 $473,953.25
Disclosure

SEC source: 0001062993-22-001415 · form4.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,068

Read SEC document
January 19, 2022 Filed Jan 21, 2022 23:56 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 12,629 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001415 · form4.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,363

F1 · kind: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan.

F2 · balance_after: Includes 398 shares of Entergy common stock acquired through Entergy Corporation's dividend reinvestment plan and 267 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of Entergy's equity ownership plans.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:43 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 571 $95.88 $54,747.48
Disclosure

SEC source: 0000065984-21-000069 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,069

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:23 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 475 $95.33 $45,281.75
Disclosure

SEC source: 0000065984-21-000054 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,640

Read SEC document
January 28, 2021 Filed Feb 1, 2021 22:02 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantEmployee Stock Option (Right to Buy) · Derivative 24,329 $0.00 Strike: $95.87 $0.00
Disclosure

SEC source: 0000065984-21-000039 · edgar.xml · derivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,329

Underlying: Common Stock · 24,329 shares

Expires 2031-01-28

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 22:02 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 3,382 $0.00 $0.00
Disclosure

SEC source: 0000065984-21-000039 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,115

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 28, 2022.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 00:27 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 828 $94.75 $78,453.00
Disclosure

SEC source: 0000065984-21-000026 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,733

Read SEC document
January 19, 2021 Filed Jan 22, 2021 00:48 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 3,383 $95.12 $321,790.96
Disclosure

SEC source: 0000065984-21-000012 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,561

Read SEC document
January 19, 2021 Filed Jan 22, 2021 00:48 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 11,048 $0.00 $0.00
Disclosure

SEC source: 0000065984-21-000012 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,944

F1 · kind: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan.

F2 · balance_after: Includes 260 shares of Entergy common stock acquired through Entergy Corporation's dividend reinvestment plan and 239 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of Entergy's equity ownership plans.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,140 $0.00 Strike: $89.19 $0.00
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · derivative · entry 10

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,281

Underlying: Common Stock · 12,140 shares

Expires 2029-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,500 $0.00 Strike: $78.08 $0.00
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · derivative · entry 9

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 13,500 shares

Expires 2028-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,534 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · derivative · entry 8

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested on January 26, 2020.

F5 · derivative.expiration_date: The options vested on January 26, 2020.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 31,000 $130.37 $4,041,470.00
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · nonDerivative · entry 7

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,397

F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.27 to $130.94. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 12,140 $130.33 $1,582,206.20
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · nonDerivative · entry 6

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,397

F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.04 to $130.77. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 12,140 $89.19 $1,082,766.60
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · nonDerivative · entry 5

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 13,500 $130.33 $1,759,455.00
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · nonDerivative · entry 4

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,397

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.03 to $130.77. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 13,500 $78.08 $1,054,080.00
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · nonDerivative · entry 3

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 12,534 $130.33 $1,633,556.22
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,397

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.05 to $130.75. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:47 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 12,534 $70.53 $884,023.02
Disclosure

SEC source: 0000065984-20-000070 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:38 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 551 $131.52 $72,467.52
Disclosure

SEC source: 0000065984-20-000046 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,397

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:22 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantEmployee Stock Option (Right to Buy) · Derivative 29,279 $0.00 Strike: $131.72 $0.00
Disclosure

SEC source: 0000065984-20-000031 · edgar.xml · derivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,279

Underlying: Common Stock · 29,279 shares

Expires 2030-01-30

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:22 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 3,104 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000031 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,948

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 30, 2021.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 23:24 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 799 $129.55 $103,510.45
Disclosure

SEC source: 0000065984-20-000018 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,844

Read SEC document
January 27, 2020 Filed Jan 29, 2020 23:24 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 868 $129.55 $112,449.40
Disclosure

SEC source: 0000065984-20-000018 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,643

Read SEC document
January 17, 2020 Filed Jan 22, 2020 23:57 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 6,867 $126.31 $867,370.77
Disclosure

SEC source: 0000065984-20-000004 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,511

Read SEC document
January 17, 2020 Filed Jan 22, 2020 23:57 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 18,088 $0.00 $0.00
Disclosure

SEC source: 0000065984-20-000004 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,378

F1 · kind: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan ("EOP").

F2 · balance_after: Includes 266 shares of Entergy common stock acquired through Entergy Corporation's dividend reinvestment plan and 146 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of the EOP.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 20:24 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,750 $0.00 Strike: $78.08 $0.00
Disclosure

SEC source: 0000065984-19-000280 · edgar.xml · derivative · entry 3

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 6,750 shares

Expires 2028-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 20:24 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 6,750 $115.00 $776,250.00
Disclosure

SEC source: 0000065984-19-000280 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,878

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 20:24 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 6,750 $78.08 $527,040.00
Disclosure

SEC source: 0000065984-19-000280 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:32 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,533 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-19-000263 · edgar.xml · derivative · entry 3

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,534

Underlying: Common Stock · 12,533 shares

Expires 2027-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:32 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 12,533 $110.00 $1,378,630.00
Disclosure

SEC source: 0000065984-19-000263 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,878

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.

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August 19, 2019 Filed Aug 20, 2019 20:32 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 12,533 $70.53 $883,952.49
Disclosure

SEC source: 0000065984-19-000263 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 12, 2019 Filed Aug 15, 2019 21:35 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,750 $0.00 Strike: $78.08 $0.00
Disclosure

SEC source: 0000065984-19-000260 · edgar.xml · derivative · entry 3

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 6,750 shares

Expires 2028-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 21:35 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 6,750 $108.00 $729,000.00
Disclosure

SEC source: 0000065984-19-000260 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,878

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 21:35 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 6,750 $78.08 $527,040.00
Disclosure

SEC source: 0000065984-19-000260 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 22:41 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,533 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-19-000241 · edgar.xml · derivative · entry 3

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,067

Underlying: Common Stock · 12,533 shares

Expires 2027-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 22:41 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 12,533 $105.00 $1,315,965.00
Disclosure

SEC source: 0000065984-19-000241 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,878

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.