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Element Solutions Inc

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3625
SEC CIK
0001590714
Parsed reports
275

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2021 Filed Feb 19, 2021 20:26 UTC
Capps John EdwardEVP, General Counsel & Sec.
GrantRestricted Stock Units · Derivative 11,351 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000012 · wf-form4_161378435126592.xml · derivative · entry 5

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,351

Underlying: Common Stock · 11,351 shares

Expires not disclosed

F4 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 20:26 UTC
Capps John EdwardEVP, General Counsel & Sec.
GrantPerformance Stock Units · Derivative 22,702 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000012 · wf-form4_161378435126592.xml · derivative · entry 4

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,702

Underlying: Common Stock · 22,702 shares

Expires not disclosed

F3 · price: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 45,404 shares.

F3 · derivative.exercise_date: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 45,404 shares.

F3 · derivative.expiration_date: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 45,404 shares.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 01:27 UTC
Goralski MichaelSee Remarks
GrantRestricted Stock Units · Derivative 7,568 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000013 · wf-form4_161378444504506.xml · derivative · entry 11

Goralski Michael · CIK 0001837971 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,568

Underlying: Common Stock · 7,568 shares

Expires not disclosed

F4 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 01:27 UTC
Goralski MichaelSee Remarks
GrantPerformance Stock Units · Derivative 15,134 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000013 · wf-form4_161378444504506.xml · derivative · entry 10

Goralski Michael · CIK 0001837971 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,134

Underlying: Common Stock · 15,134 shares

Expires not disclosed

F3 · price: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 30,268 shares.

F3 · derivative.exercise_date: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 30,268 shares.

F3 · derivative.expiration_date: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 30,268 shares.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 01:24 UTC
D'Ambrisi Joseph J.EVP, Head of Electronics
GrantRestricted Stock Units · Derivative 9,932 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000011 · wf-form4_161378423950672.xml · derivative · entry 11

D'Ambrisi Joseph J. · CIK 0001837970 · EVP, Head of Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,932

Underlying: Common Stock · 9,932 shares

Expires not disclosed

F4 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 01:24 UTC
D'Ambrisi Joseph J.EVP, Head of Electronics
GrantPerformance Stock Units · Derivative 19,864 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000011 · wf-form4_161378423950672.xml · derivative · entry 10

D'Ambrisi Joseph J. · CIK 0001837970 · EVP, Head of Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,864

Underlying: Common Stock · 19,864 shares

Expires not disclosed

F3 · price: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 39,728 shares.

F3 · derivative.exercise_date: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 39,728 shares.

F3 · derivative.expiration_date: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 39,728 shares.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 01:22 UTC GrantRestricted Stock Units · Derivative 10,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001590714-21-000010 · wf-form4_161378415682250.xml · derivative · entry 5

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,878

Underlying: Common Stock · 10,878 shares

Expires not disclosed

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 01:22 UTC GrantPerformance Stock Units · Derivative 21,756 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000010 · wf-form4_161378415682250.xml · derivative · entry 4

Dorman Carey J. · CIK 0001770349 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,756

Underlying: Common Stock · 21,756 shares

Expires not disclosed

F3 · price: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 43,512 shares.

F3 · derivative.exercise_date: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 43,512 shares.

F3 · derivative.expiration_date: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 43,512 shares.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 01:21 UTC
Gliklich BenjaminDirector · President and CEO
GrantRestricted Stock Units · Derivative 47,295 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000009 · wf-form4_161378408423436.xml · derivative · entry 5

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,295

Underlying: Common Stock · 47,295 shares

Expires not disclosed

F4 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. This grant will vest in 1/3 annual increments over the next three years.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 01:21 UTC
Gliklich BenjaminDirector · President and CEO
GrantPerformance Stock Units · Derivative 94,590 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000009 · wf-form4_161378408423436.xml · derivative · entry 4

Gliklich Benjamin · CIK 0001630320 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,590

Underlying: Common Stock · 94,590 shares

Expires not disclosed

F3 · price: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 189,180 shares.

F3 · derivative.exercise_date: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 189,180 shares.

F3 · derivative.expiration_date: Each performance restricted stock unit represents a contingent right to receive up to two shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending on 12/31/2023. The number of shares reported in Column 7 will range from zero to 189,180 shares.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:47 UTC
Goralski MichaelSee Remarks
Exercise / conversionPerformance Stock Units · Derivative 16,781 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001590714-21-000002 · wf-form4_160988323824833.xml · derivative · entry 3

Goralski Michael · CIK 0001837971 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This transaction represents the settlement of the vested portion of the 6/12/2014 grant of performance restricted stock units ("PRSUs"), which grant was previously reported on 12/28/2020.

F1 · shares: This transaction represents the settlement of the vested portion of the 6/12/2014 grant of performance restricted stock units ("PRSUs"), which grant was previously reported on 12/28/2020.

F1 · derivative.exercise_date: This transaction represents the settlement of the vested portion of the 6/12/2014 grant of performance restricted stock units ("PRSUs"), which grant was previously reported on 12/28/2020.

F1 · derivative.expiration_date: This transaction represents the settlement of the vested portion of the 6/12/2014 grant of performance restricted stock units ("PRSUs"), which grant was previously reported on 12/28/2020.

F1 · derivative.underlying_shares: This transaction represents the settlement of the vested portion of the 6/12/2014 grant of performance restricted stock units ("PRSUs"), which grant was previously reported on 12/28/2020.

F1 · balance_after: This transaction represents the settlement of the vested portion of the 6/12/2014 grant of performance restricted stock units ("PRSUs"), which grant was previously reported on 12/28/2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:47 UTC
Goralski MichaelSee Remarks
Tax withholdingCommon Stock, par value $0.01 per share 7,777 $17.73 $137,886.21
Disclosure

SEC source: 0001590714-21-000002 · wf-form4_160988323824833.xml · nonDerivative · entry 2

Goralski Michael · CIK 0001837971 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,831

F2 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the PRSUs described above.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:47 UTC
Goralski MichaelSee Remarks
Exercise / conversionCommon Stock, par value $0.01 per share 16,781 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-21-000002 · wf-form4_160988323824833.xml · nonDerivative · entry 1

Goralski Michael · CIK 0001837971 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction represents the settlement of the vested portion of the 6/12/2014 grant of performance restricted stock units ("PRSUs"), which grant was previously reported on 12/28/2020.

F1 · price: This transaction represents the settlement of the vested portion of the 6/12/2014 grant of performance restricted stock units ("PRSUs"), which grant was previously reported on 12/28/2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 16:27 UTC
Mount PatriciaVP, Program Mgt & Integration
SaleCommon Stock, par value $0.01 per share 3,000 $11.85 $35,550.00
Disclosure

SEC source: 0001590714-20-000131 · wf-form4_160461146294684.xml · nonDerivative · entry 1

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,862

F1 · ownership.nature: The reporting person is a trustee of the trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 17:10 UTC PurchaseCommon Stock, par value $0.01 per share 500,000 $11.50 $5,750,000.00
Disclosure

SEC source: 0001590714-20-000123 · wf-form4_160219138051785.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 500,000

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:23 UTC PurchaseCommon Stock, par value $0.01 per share 1,427 $11.48 $16,381.96
Disclosure

SEC source: 0001590714-20-000121 · wf-form4_160037420506478.xml · nonDerivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,681

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:23 UTC PurchaseCommon Stock, par value $0.01 per share 6,573 $11.49 $75,523.77
Disclosure

SEC source: 0001590714-20-000121 · wf-form4_160037420506478.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,254

Read SEC document
August 27, 2020 Filed Aug 28, 2020 16:17 UTC
Mount PatriciaVP, Program Mgt & Integration
GiftCommon Stock, par value $0.01 per share 1,000 $0.00 $0.00
Disclosure

SEC source: 0001590714-20-000113 · wf-form4_159864583050550.xml · nonDerivative · entry 1

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 35,862

F1 · kind: Represents a charitable donation to a third party. No value was received for the gifted shares.

F1 · price: Represents a charitable donation to a third party. No value was received for the gifted shares.

F2 · ownership.nature: The reporting person is a trustee of the trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:22 UTC
Benson ScotDirector
Exercise / conversionPerformance Stock Units · Derivative 58,789 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000094 · wf-form4_159493096022570.xml · derivative · entry 9

Benson Scot · CIK 0001668767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Vesting of 58,789 PRSUs previously reported on 2/21/2019.

F7 · price: These grants were previously reported on 2/21/2018 and 2/21/2019.

F7 · derivative.exercise_date: These grants were previously reported on 2/21/2018 and 2/21/2019.

F7 · derivative.expiration_date: These grants were previously reported on 2/21/2018 and 2/21/2019.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:22 UTC
Benson ScotDirector
Exercise / conversionPerformance Stock Units · Derivative 43,904 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000094 · wf-form4_159493096022570.xml · derivative · entry 8

Benson Scot · CIK 0001668767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Vesting of 43,904 performance restricted stock units ("PRSUs") previously reported on 2/21/2018.

F7 · price: These grants were previously reported on 2/21/2018 and 2/21/2019.

F7 · derivative.exercise_date: These grants were previously reported on 2/21/2018 and 2/21/2019.

F7 · derivative.expiration_date: These grants were previously reported on 2/21/2018 and 2/21/2019.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:22 UTC
Benson ScotDirector
Exercise / conversionRestricted Stock Units · Derivative 7,316 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000094 · wf-form4_159493096022570.xml · derivative · entry 7

Benson Scot · CIK 0001668767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of 7,316 restricted stock units ("RSUs"), representing the outstanding portion of the original grant previously reported on 2/21/2018.

F7 · price: These grants were previously reported on 2/21/2018 and 2/21/2019.

F7 · derivative.exercise_date: These grants were previously reported on 2/21/2018 and 2/21/2019.

F7 · derivative.expiration_date: These grants were previously reported on 2/21/2018 and 2/21/2019.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:22 UTC
Benson ScotDirector
Tax withholdingCommon Stock, par value $0.01 per share 23,134 $11.05 $255,630.70
Disclosure

SEC source: 0001590714-20-000094 · wf-form4_159493096022570.xml · nonDerivative · entry 6

Benson Scot · CIK 0001668767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,164

F6 · shares: This number represents shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding obligations due upon the vesting of the PRSUs described in footnote 5 above.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:22 UTC
Benson ScotDirector
Exercise / conversionCommon Stock, par value $0.01 per share 58,789 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000094 · wf-form4_159493096022570.xml · nonDerivative · entry 5

Benson Scot · CIK 0001668767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Vesting of 58,789 PRSUs previously reported on 2/21/2019.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:22 UTC
Benson ScotDirector
Tax withholdingCommon Stock, par value $0.01 per share 17,277 $11.05 $190,910.85
Disclosure

SEC source: 0001590714-20-000094 · wf-form4_159493096022570.xml · nonDerivative · entry 4

Benson Scot · CIK 0001668767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,509

F4 · shares: This number represents shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding obligations due upon the vesting of the PRSUs described in footnote 3 above.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:22 UTC
Benson ScotDirector
Exercise / conversionCommon Stock, par value $0.01 per share 43,904 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000094 · wf-form4_159493096022570.xml · nonDerivative · entry 3

Benson Scot · CIK 0001668767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Vesting of 43,904 performance restricted stock units ("PRSUs") previously reported on 2/21/2018.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:22 UTC
Benson ScotDirector
Tax withholdingCommon Stock, par value $0.01 per share 2,879 $11.05 $31,812.95
Disclosure

SEC source: 0001590714-20-000094 · wf-form4_159493096022570.xml · nonDerivative · entry 2

Benson Scot · CIK 0001668767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,882

F2 · shares: This number represents shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 1 above.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:22 UTC
Benson ScotDirector
Exercise / conversionCommon Stock, par value $0.01 per share 7,316 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000094 · wf-form4_159493096022570.xml · nonDerivative · entry 1

Benson Scot · CIK 0001668767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of 7,316 restricted stock units ("RSUs"), representing the outstanding portion of the original grant previously reported on 2/21/2018.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 20:24 UTC
Dorman Carey J.Chief Financial Officer
GrantPerformance Stock Units · Derivative 68,182 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000095 · wf-form4_159493103786531.xml · derivative · entry 1

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,182

Underlying: Common Stock · 68,182 shares

Expires not disclosed

F1 · price: The vesting of these PRSUs is subject to the achievement by the Issuer of a certain performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: The vesting of these PRSUs is subject to the achievement by the Issuer of a certain performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: The vesting of these PRSUs is subject to the achievement by the Issuer of a certain performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:23 UTC GrantRestricted Stock Units · Derivative 9,141 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000083 · wf-form4_159251179027895.xml · derivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Common Stock · 9,141 shares

Expires not disclosed

F1 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 16, 2020 Filed Jun 18, 2020 16:24 UTC
Benson ScotDirector
GrantRestricted Stock Units · Derivative 9,141 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000084 · wf-form4_159251185578300.xml · derivative · entry 1

Benson Scot · CIK 0001668767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Common Stock · 9,141 shares

Expires not disclosed

F1 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 16, 2020 Filed Jun 18, 2020 20:28 UTC GrantRestricted Stock Units · Derivative 9,141 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000088 · wf-form4_159251210286840.xml · derivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Common Stock · 9,141 shares

Expires not disclosed

F1 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 16, 2020 Filed Jun 18, 2020 20:25 UTC GrantRestricted Stock Units · Derivative 9,141 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000085 · wf-form4_159251191519789.xml · derivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Common Stock · 9,141 shares

Expires not disclosed

F1 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 16, 2020 Filed Jun 18, 2020 20:26 UTC GrantRestricted Stock Units · Derivative 9,141 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000086 · wf-form4_159251197655181.xml · derivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Common Stock · 9,141 shares

Expires not disclosed

F1 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC GrantRestricted Stock Units · Derivative 9,141 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000087 · wf-form4_159251203120256.xml · derivative · entry 1

Maynard-Elliott Nichelle · CIK 0001750230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Common Stock · 9,141 shares

Expires not disclosed

F1 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000069 · wf-form4_159138813332585.xml · derivative · entry 4

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:15 UTC OtherCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000069 · wf-form4_159138813332585.xml · nonDerivative · entry 3

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,283

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: The shares are held by a revocable trust. The reporting person is the trustee of this trust and may be considered to have beneficial ownership of the trust's interest in the Issuer.

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June 05, 2020 Filed Jun 5, 2020 20:15 UTC OtherCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000069 · wf-form4_159138813332585.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:15 UTC Exercise / conversionCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000069 · wf-form4_159138813332585.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:20 UTC Exercise / conversionRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000073 · wf-form4_159138839671638.xml · derivative · entry 2

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:20 UTC Exercise / conversionCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000073 · wf-form4_159138839671638.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000070 · wf-form4_159138821804359.xml · derivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:17 UTC Exercise / conversionCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000070 · wf-form4_159138821804359.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:21 UTC Exercise / conversionRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000074 · wf-form4_159138846963010.xml · derivative · entry 4

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:21 UTC OtherCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000074 · wf-form4_159138846963010.xml · nonDerivative · entry 3

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 723,752

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 714,071 shares incorrectly reported in prior filings as directly held by the reporting person. These shares were and remain indirectly held in a revocable trust account.

F3 · ownership.nature: The reporting person is a trustee of the trust referred to in footnote (2) above and may be considered to have beneficial ownership of the trust's interests in the Issuer. The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein.

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June 05, 2020 Filed Jun 5, 2020 20:21 UTC OtherCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000074 · wf-form4_159138846963010.xml · nonDerivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:21 UTC Exercise / conversionCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000074 · wf-form4_159138846963010.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:18 UTC Exercise / conversionRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000071 · wf-form4_159138827718944.xml · derivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:18 UTC Exercise / conversionCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000071 · wf-form4_159138827718944.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:19 UTC Exercise / conversionRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000072 · wf-form4_159138833722297.xml · derivative · entry 2

Maynard-Elliott Nichelle · CIK 0001750230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:19 UTC Exercise / conversionCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000072 · wf-form4_159138833722297.xml · nonDerivative · entry 1

Maynard-Elliott Nichelle · CIK 0001750230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.