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person · Reporting owner

GOSS MICHAEL F

Disclosed activity across 4 companies

Tapewire entity
49627
SEC CIK
0001213399

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Element Solutions IncESI · Entity 3625DirectorMay 04, 2026May 05, 2026
Owlet, Inc.SBG.U · Entity 6551DirectorOctober 07, 2020October 08, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Element Solutions Inc

Report date May 04, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect30,490 Reported balance After 2026-05-04 transaction · row 1
1 source row

Row 1 · 2026-05-04 · Exercise / conversion · Acquired 6,539 · Balance 30,490

F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-04 · Exercise / conversion · Disposed 6,539 · Balance 0

F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,272 Reported balance After 2026-05-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-04 · Grant · Acquired 3,272 · Balance 3,272

F2: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 5/4/27 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F2: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 5/4/27 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

Owlet, Inc.

Report date October 07, 2020 · Filed October 08, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-10-07 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-248320) and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-248320) and have no expiration date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SOTHEBYS

Report date October 03, 2019 · Filed October 04, 2019

Section 16 reporting ended · disclosed 2019-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-10-03 transaction · row 1
1 source row

Row 1 · 2019-10-03 · Disposition to issuer · Disposed 87,522 · Balance 0

F1: This amount includes 9,320 shares acquired upon vesting and settlement of Performance Share Units ("Company PSUs"). Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each Company PSU was canceled and converted into the right to receive an amount in cash equal to the number of shares of Issuer's Common Stock earned in accordance with the terms and conditions set forth in the award agreement for the Company PSUs as reasonably determined by the Company's Compensation Committee multiplied by $57 a share (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive the Merger Consideration at the effective time of the merger. The Company PSUs shall be payable within ten (10) business days following the effective time of the merger.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect26,342 Reported balance After 2019-10-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-10-03 · Disposition to issuer · Disposed 27,959 · Balance 26,342

F3: Each Restricted Stock Unit represented the right to receive one share of Common Stock under the Company's Restricted Stock Unit Plan or 2018 Equity Incentive Plan and vests over a three year period in three equal annual installments. Pursuant to the Merger Agreement, at the effective time of the merger, the Restricted Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Restricted Stock Units and (y) the Merger Consideration. The Restricted Stock Units granted in 2019 will be paid within ten (10) business days following the effective time of the merger. All other Restricted Stock Units will be paid pursuant to their original vesting schedule.

Filing footnotes · ownership attribution and instrument terms

F1: This amount includes 9,320 shares acquired upon vesting and settlement of Performance Share Units ("Company PSUs"). Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each Company PSU was canceled and converted into the right to receive an amount in cash equal to the number of shares of Issuer's Common Stock earned in accordance with the terms and conditions set forth in the award agreement for the Company PSUs as reasonably determined by the Company's Compensation Committee multiplied by $57 a share (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive the Merger Consideration at the effective time of the merger. The Company PSUs shall be payable within ten (10) business days following the effective time of the merger.

F3: Each Restricted Stock Unit represented the right to receive one share of Common Stock under the Company's Restricted Stock Unit Plan or 2018 Equity Incentive Plan and vests over a three year period in three equal annual installments. Pursuant to the Merger Agreement, at the effective time of the merger, the Restricted Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Restricted Stock Units and (y) the Merger Consideration. The Restricted Stock Units granted in 2019 will be paid within ten (10) business days following the effective time of the merger. All other Restricted Stock Units will be paid pursuant to their original vesting schedule.

Whole Earth Brands, Inc.

Report date August 05, 2024 · Filed August 05, 2024

Section 16 reporting ended · disclosed 2024-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-08-05 transaction · row 1
1 source row

Row 1 · 2024-08-05 · Disposition to issuer · Disposed 15,971 · Balance 0

F1: On August 5, 2024, the parties to the agreement of merger, dated February 12, 2024 (the "Merger Agreement"), by and among Whole Earth Brands, Inc. (the "Company"), Ozark Holdings, LLC ("Parent") and Sweek Oak Merger Sub, LLC ("Merger Sub"), completed the transactions contemplated thereby, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock ("Common Stock") outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive cash in an amount equal to $4.875 per share, without interest, and subject to any applicable withholding taxes.

F3: Includes 15,971 shares of Common Stock subject to a restricted stock award. Pursuant to the Merger Agreement, at the Effective Time, each share of Common Stock subject to a restricted stock award became immediately fully vested (and subject to any applicable tax withholding on such acceleration) and treated as a share of Common Stock issued and outstanding immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: On August 5, 2024, the parties to the agreement of merger, dated February 12, 2024 (the "Merger Agreement"), by and among Whole Earth Brands, Inc. (the "Company"), Ozark Holdings, LLC ("Parent") and Sweek Oak Merger Sub, LLC ("Merger Sub"), completed the transactions contemplated thereby, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock ("Common Stock") outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive cash in an amount equal to $4.875 per share, without interest, and subject to any applicable withholding taxes.

F3: Includes 15,971 shares of Common Stock subject to a restricted stock award. Pursuant to the Merger Agreement, at the Effective Time, each share of Common Stock subject to a restricted stock award became immediately fully vested (and subject to any applicable tax withholding on such acceleration) and treated as a share of Common Stock issued and outstanding immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2026 Filed May 5, 2026 20:16 UTC Element Solutions Inc ESI · Entity 3625 GrantRestricted Stock Units · Derivative 3,272 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-26-000050 · wk-form4_1778012187.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,272

Underlying: Common Stock, par value $0.01 per share · 3,272 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 5/4/27 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 5/4/27 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 5/4/27 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

Read SEC document
May 04, 2026 Filed May 5, 2026 20:16 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionRestricted Stock Units · Derivative 6,539 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-26-000050 · wk-form4_1778012187.xml · derivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 6,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 04, 2026 Filed May 5, 2026 20:16 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 6,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-26-000050 · wk-form4_1778012187.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:27 UTC Element Solutions Inc ESI · Entity 3625 GrantRestricted Stock Units · Derivative 6,539 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-25-000063 · wk-form4_1749155018.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,539

Underlying: Common Stock · 6,539 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/3/26 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/3/26 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/3/26 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:27 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionRestricted Stock Units · Derivative 6,045 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-25-000063 · wk-form4_1749155018.xml · derivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/3/25. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/3/25. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/3/25. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:27 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 6,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-25-000063 · wk-form4_1749155018.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/3/25. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 05, 2024 Filed Aug 5, 2024 18:23 UTC Whole Earth Brands, Inc. FREE · Entity 88485 Disposition to issuerCommon Stock 15,971 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-035704 · form4.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On August 5, 2024, the parties to the agreement of merger, dated February 12, 2024 (the "Merger Agreement"), by and among Whole Earth Brands, Inc. (the "Company"), Ozark Holdings, LLC ("Parent") and Sweek Oak Merger Sub, LLC ("Merger Sub"), completed the transactions contemplated thereby, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock ("Common Stock") outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive cash in an amount equal to $4.875 per share, without interest, and subject to any applicable withholding taxes.

F3 · price: Includes 15,971 shares of Common Stock subject to a restricted stock award. Pursuant to the Merger Agreement, at the Effective Time, each share of Common Stock subject to a restricted stock award became immediately fully vested (and subject to any applicable tax withholding on such acceleration) and treated as a share of Common Stock issued and outstanding immediately prior to the Effective Time.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:54 UTC Element Solutions Inc ESI · Entity 3625 GrantRestricted Stock Units · Derivative 6,045 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000117 · wk-form4_1717620884.xml · derivative · entry 4

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,045

Underlying: Common Stock · 6,045 shares

Expires not disclosed

F3 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/4/25 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F3 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/4/25 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F3 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/4/25 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:54 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionRestricted Stock Units · Derivative 7,365 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-24-000117 · wk-form4_1717620884.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/4/2024. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/4/2024. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/4/2024. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:54 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 7,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-24-000117 · wk-form4_1717620884.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/4/2024. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 20:31 UTC Whole Earth Brands, Inc. FREE · Entity 88485 GrantCommon Stock 15,971 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-082028 · tm2321534-1_4seq1.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,971

F1 · shares: Except in the case of the reporting person's earlier involuntary termination, death, or disability, or upon an earlier change of control of the issuer, the restricted common stock shall vest in full at the close of business on July 15, 2025 (the two-year anniversary of the grant date). In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock will be forfeited.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:22 UTC Element Solutions Inc ESI · Entity 3625 GrantRestricted Stock Units · Derivative 7,365 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-23-000063 · wk-form4_1686169329.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,365

Underlying: Common Stock · 7,365 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:22 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionRestricted Stock Units · Derivative 6,367 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-23-000063 · wk-form4_1686169329.xml · derivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:22 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 6,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-23-000063 · wk-form4_1686169329.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:27 UTC Element Solutions Inc ESI · Entity 3625 GrantRestricted Stock Units · Derivative 6,367 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-22-000062 · wf-form4_165480643506046.xml · derivative · entry 4

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,367

Underlying: Common Stock · 6,367 shares

Expires not disclosed

F3 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 7, 2023 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 7, 2023 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 7, 2023 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:27 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionRestricted Stock Units · Derivative 4,174 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-22-000062 · wf-form4_165480643506046.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:27 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 4,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-22-000062 · wf-form4_165480643506046.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Reflects the transfer of 151,683 shares, which were previously reported as being held directly by Mr. Goss, to The Michael F Goss 2006 Irrevocable Family Trust (the "Trust") in a Section 16-exempt transaction. Mr. Goss is a trustee of the Trust and may be considered to have beneficial ownership of the Trust's interests in the Issuer's common stock. Mr. Goss disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

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June 08, 2021 Filed Jun 9, 2021 20:28 UTC Element Solutions Inc ESI · Entity 3625 GrantRestricted Stock Units · Derivative 4,174 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000065 · wf-form4_162327048071607.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174

Underlying: Common Stock · 4,174 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 8, 2022 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs contain dividend equivalent rights and may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 8, 2022 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs contain dividend equivalent rights and may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 8, 2022 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs contain dividend equivalent rights and may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 20:28 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionRestricted Stock Units · Derivative 9,141 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-21-000065 · wf-form4_162327048071607.xml · derivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 20:28 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 9,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-21-000065 · wf-form4_162327048071607.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:26 UTC Element Solutions Inc ESI · Entity 3625 GrantRestricted Stock Units · Derivative 9,141 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000086 · wf-form4_159251197655181.xml · derivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Common Stock · 9,141 shares

Expires not disclosed

F1 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:18 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000071 · wf-form4_159138827718944.xml · derivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:18 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 9,681 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000071 · wf-form4_159138827718944.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
October 03, 2019 Filed Oct 4, 2019 12:37 UTC SOTHEBYS BID · Entity 154560 Disposition to issuerRestricted Stock Units · Derivative 27,959 $57.00 $1,593,663.00
Disclosure

SEC source: 0001127602-19-030123 · form4.xml · derivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,342

Underlying: Common Stock · 27,959 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represented the right to receive one share of Common Stock under the Company's Restricted Stock Unit Plan or 2018 Equity Incentive Plan and vests over a three year period in three equal annual installments. Pursuant to the Merger Agreement, at the effective time of the merger, the Restricted Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Restricted Stock Units and (y) the Merger Consideration. The Restricted Stock Units granted in 2019 will be paid within ten (10) business days following the effective time of the merger. All other Restricted Stock Units will be paid pursuant to their original vesting schedule.

F3 · price: Each Restricted Stock Unit represented the right to receive one share of Common Stock under the Company's Restricted Stock Unit Plan or 2018 Equity Incentive Plan and vests over a three year period in three equal annual installments. Pursuant to the Merger Agreement, at the effective time of the merger, the Restricted Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Restricted Stock Units and (y) the Merger Consideration. The Restricted Stock Units granted in 2019 will be paid within ten (10) business days following the effective time of the merger. All other Restricted Stock Units will be paid pursuant to their original vesting schedule.

F3 · derivative.exercise_date: Each Restricted Stock Unit represented the right to receive one share of Common Stock under the Company's Restricted Stock Unit Plan or 2018 Equity Incentive Plan and vests over a three year period in three equal annual installments. Pursuant to the Merger Agreement, at the effective time of the merger, the Restricted Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Restricted Stock Units and (y) the Merger Consideration. The Restricted Stock Units granted in 2019 will be paid within ten (10) business days following the effective time of the merger. All other Restricted Stock Units will be paid pursuant to their original vesting schedule.

F3 · derivative.expiration_date: Each Restricted Stock Unit represented the right to receive one share of Common Stock under the Company's Restricted Stock Unit Plan or 2018 Equity Incentive Plan and vests over a three year period in three equal annual installments. Pursuant to the Merger Agreement, at the effective time of the merger, the Restricted Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Restricted Stock Units and (y) the Merger Consideration. The Restricted Stock Units granted in 2019 will be paid within ten (10) business days following the effective time of the merger. All other Restricted Stock Units will be paid pursuant to their original vesting schedule.

F3 · derivative.underlying: Each Restricted Stock Unit represented the right to receive one share of Common Stock under the Company's Restricted Stock Unit Plan or 2018 Equity Incentive Plan and vests over a three year period in three equal annual installments. Pursuant to the Merger Agreement, at the effective time of the merger, the Restricted Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Restricted Stock Units and (y) the Merger Consideration. The Restricted Stock Units granted in 2019 will be paid within ten (10) business days following the effective time of the merger. All other Restricted Stock Units will be paid pursuant to their original vesting schedule.

F3 · derivative.underlying_shares: Each Restricted Stock Unit represented the right to receive one share of Common Stock under the Company's Restricted Stock Unit Plan or 2018 Equity Incentive Plan and vests over a three year period in three equal annual installments. Pursuant to the Merger Agreement, at the effective time of the merger, the Restricted Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Restricted Stock Units and (y) the Merger Consideration. The Restricted Stock Units granted in 2019 will be paid within ten (10) business days following the effective time of the merger. All other Restricted Stock Units will be paid pursuant to their original vesting schedule.

Read SEC document
October 03, 2019 Filed Oct 4, 2019 12:37 UTC SOTHEBYS BID · Entity 154560 Disposition to issuerCommon Stock 87,522 $57.00 $4,988,754.00
Disclosure

SEC source: 0001127602-19-030123 · form4.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This amount includes 9,320 shares acquired upon vesting and settlement of Performance Share Units ("Company PSUs"). Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each Company PSU was canceled and converted into the right to receive an amount in cash equal to the number of shares of Issuer's Common Stock earned in accordance with the terms and conditions set forth in the award agreement for the Company PSUs as reasonably determined by the Company's Compensation Committee multiplied by $57 a share (the "Merger Consideration").

F2 · price: Pursuant to the Merger Agreement, each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive the Merger Consideration at the effective time of the merger. The Company PSUs shall be payable within ten (10) business days following the effective time of the merger.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:19 UTC Element Solutions Inc ESI · Entity 3625 GrantRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000112 · wf-form4_155993874846100.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Underlying: Common Stock · 9,681 shares

Expires not disclosed

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:19 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionRestricted Stock Units · Derivative 8,741 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000112 · wf-form4_155993874846100.xml · derivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:19 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 8,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000112 · wf-form4_155993874846100.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 15:13 UTC SOTHEBYS BID · Entity 154560 Exercise / conversionRestricted Stock Units · Derivative 16,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010214 · form4.xml · derivative · entry 4

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,301

Underlying: Common Stock · 16,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

F2 · price: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

F2 · derivative.exercise_date: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

F2 · derivative.expiration_date: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 15:13 UTC SOTHEBYS BID · Entity 154560 Tax withholdingCommon Stock 15,632 $40.00 $625,280.00
Disclosure

SEC source: 0001127602-19-010214 · form4.xml · nonDerivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,202

Read SEC document
March 05, 2019 Filed Mar 6, 2019 15:13 UTC SOTHEBYS BID · Entity 154560 Exercise / conversionCommon Stock 16,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010214 · form4.xml · nonDerivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

F2 · price: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 15:13 UTC SOTHEBYS BID · Entity 154560 GrantCommon Stock 23,457 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010214 · form4.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,177

F1 · shares: Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.

F1 · price: Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 10:39 UTC SOTHEBYS BID · Entity 154560 GrantRestricted Stock Units · Derivative 27,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008844 · form4.xml · derivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,958

Underlying: Common Stock · 27,959 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date.

F1 · deemedExecutionDate: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date.

F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date.

F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 20:20 UTC Element Solutions Inc PAH · Entity 3625 GrantRestricted Stock Units · Derivative 8,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000072 · wf-form4_153013081869351.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,741

Underlying: Common Stock · 8,741 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: These RSUs will vest on the earlier of June 25, 2019 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.expiration_date: These RSUs will vest on the earlier of June 25, 2019 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 21:05 UTC Element Solutions Inc PAH · Entity 3625 Exercise / conversionRestricted Stock Units · Derivative 7,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000063 · wf-form4_152823269394358.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 21:05 UTC Element Solutions Inc PAH · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 7,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000063 · wf-form4_152823269394358.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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March 05, 2018 Filed Mar 7, 2018 14:51 UTC SOTHEBYS BID · Entity 154560 Exercise / conversionRestricted Stock Units · Derivative 6,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010483 · form4.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,999

Underlying: Common Stock · 6,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

F1 · price: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

F1 · derivative.exercise_date: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

F1 · derivative.expiration_date: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

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March 05, 2018 Filed Mar 7, 2018 14:51 UTC SOTHEBYS BID · Entity 154560 Tax withholdingCommon Stock 3,252 $51.00 $165,852.00
Disclosure

SEC source: 0001127602-18-010483 · form4.xml · nonDerivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,720

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March 05, 2018 Filed Mar 7, 2018 14:51 UTC SOTHEBYS BID · Entity 154560 Exercise / conversionCommon Stock 6,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010483 · form4.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

F1 · price: Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a three year period in three equal annual increments.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 16:38 UTC SOTHEBYS BID · Entity 154560 GrantRestricted Stock Units · Derivative 29,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-005519 · form4.xml · derivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,971

Underlying: Common Stock · 29,052 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Of these restricted stock units, 20,982 units were awarded in lieu of an annual cash bonus pursuant to his employment agreement.

F1 · deemedExecutionDate: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Of these restricted stock units, 20,982 units were awarded in lieu of an annual cash bonus pursuant to his employment agreement.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Of these restricted stock units, 20,982 units were awarded in lieu of an annual cash bonus pursuant to his employment agreement.

F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Of these restricted stock units, 20,982 units were awarded in lieu of an annual cash bonus pursuant to his employment agreement.

F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Of these restricted stock units, 20,982 units were awarded in lieu of an annual cash bonus pursuant to his employment agreement.

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June 05, 2017 Filed Jun 7, 2017 22:41 UTC Element Solutions Inc PAH · Entity 3625 GrantRestricted Stock Units · Derivative 7,861 $0.00 $0.00
Disclosure

SEC source: 0001590714-17-000099 · wf-form4_149687529462543.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861

Underlying: Common Stock · 7,861 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Goss continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.expiration_date: These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholders of the Issuer, provided that Mr. Goss continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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March 17, 2017 Filed Mar 17, 2017 21:09 UTC Element Solutions Inc PAH · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 12,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-17-000058 · wf-form4_148978492620058.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 03/21/2016. Each RSU, which represented a contingent right to receive one share of the Issuer's common stock, vested on 03/17/2017. The 12,579 amount reflects a correction to a minor error in the number of RSUs previously reported. The correct number of RSUs held by the reporting person was 12,579.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 03/21/2016. Each RSU, which represented a contingent right to receive one share of the Issuer's common stock, vested on 03/17/2017. The 12,579 amount reflects a correction to a minor error in the number of RSUs previously reported. The correct number of RSUs held by the reporting person was 12,579.

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March 09, 2017 Filed Mar 17, 2017 10:02 UTC SOTHEBYS BID · Entity 154560 SaleCommon Stock 89 $46.41 $4,130.88
Disclosure

SEC source: 0001127602-17-012045 · form4.xml · nonDerivative · entry 2

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · kind: The Reporting Person was recently informed that shares of the Issuer were purchased on the Reporting Person's behalf in a broker's discretionary stock fund that is part of the Reporting Person's Individual Retirement Account. At the same time, the Reporting Person was informed that such shares were subsequently sold.

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February 07, 2017 Filed Feb 9, 2017 13:08 UTC SOTHEBYS BID · Entity 154560 GrantRestricted Stock Units · Derivative 20,919 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-004713 · form4.xml · derivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,919

Underlying: Common Stock · 20,919 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Of these restricted stock units, 11,410 units were awarded in lieu of an annual cash bonus pursuant to his employment agreement.

F1 · deemedExecutionDate: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Of these restricted stock units, 11,410 units were awarded in lieu of an annual cash bonus pursuant to his employment agreement.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Of these restricted stock units, 11,410 units were awarded in lieu of an annual cash bonus pursuant to his employment agreement.

F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Of these restricted stock units, 11,410 units were awarded in lieu of an annual cash bonus pursuant to his employment agreement.

F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Of these restricted stock units, 11,410 units were awarded in lieu of an annual cash bonus pursuant to his employment agreement.

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June 14, 2016 Filed Mar 17, 2017 10:02 UTC SOTHEBYS BID · Entity 154560 OtherCommon Stock 89 $28.62 $2,546.89
Disclosure

SEC source: 0001127602-17-012045 · form4.xml · nonDerivative · entry 1

GOSS MICHAEL F · CIK 0001213399 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,089

F1 · kind: The Reporting Person was recently informed that shares of the Issuer were purchased on the Reporting Person's behalf in a broker's discretionary stock fund that is part of the Reporting Person's Individual Retirement Account. At the same time, the Reporting Person was informed that such shares were subsequently sold.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.