Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Element Solutions IncESI · Entity 3625 | VP, Program Mgt & Integration | February 19, 2021 | February 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Element Solutions Inc
Report date February 19, 2021 · Filed February 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 640 |
Ending reported balance
After 2021-02-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-19 · Exercise / conversion · Acquired 1,084 · Balance 1,084 F1: This transaction represents the vesting and settlement of the last 1/3 increment of a restricted stock unit ("RSUs") grant initially reported on 12/20/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Row 2 · 2021-02-19 · Tax withholding · Disposed 444 · Balance 640 F2: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon vesting of the RSUs described above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-02-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-19 · Exercise / conversion · Disposed 1,084 · Balance 0 F1: This transaction represents the vesting and settlement of the last 1/3 increment of a restricted stock unit ("RSUs") grant initially reported on 12/20/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents the vesting and settlement of the last 1/3 increment of a restricted stock unit ("RSUs") grant initially reported on 12/20/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.
F2: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon vesting of the RSUs described above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2021 Filed Feb 19, 2021 20:29 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionRestricted Stock Units · Derivative | 1,084 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-21-000014 · wf-form4_161378454914272.xml · derivative · entry 3 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the vesting and settlement of the last 1/3 increment of a restricted stock unit ("RSUs") grant initially reported on 12/20/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: This transaction represents the vesting and settlement of the last 1/3 increment of a restricted stock unit ("RSUs") grant initially reported on 12/20/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: This transaction represents the vesting and settlement of the last 1/3 increment of a restricted stock unit ("RSUs") grant initially reported on 12/20/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 20:29 UTC | Element Solutions Inc ESI · Entity 3625 | Tax withholdingCommon Stock, par value $0.01 per share | 444 | $17.68 | $7,849.92 |
DisclosureSEC source: 0001590714-21-000014 · wf-form4_161378454914272.xml · nonDerivative · entry 2 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640 F2 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon vesting of the RSUs described above. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 20:29 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-21-000014 · wf-form4_161378454914272.xml · nonDerivative · entry 1 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the vesting and settlement of the last 1/3 increment of a restricted stock unit ("RSUs") grant initially reported on 12/20/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 16:27 UTC | Element Solutions Inc ESI · Entity 3625 | SaleCommon Stock, par value $0.01 per share | 3,000 | $11.85 | $35,550.00 |
DisclosureSEC source: 0001590714-20-000131 · wf-form4_160461146294684.xml · nonDerivative · entry 1 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 32,862 F1 · ownership.nature: The reporting person is a trustee of the trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein. Read SEC document |
| August 27, 2020 Filed Aug 28, 2020 16:17 UTC | Element Solutions Inc ESI · Entity 3625 | GiftCommon Stock, par value $0.01 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-20-000113 · wf-form4_159864583050550.xml · nonDerivative · entry 1 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,862 F1 · kind: Represents a charitable donation to a third party. No value was received for the gifted shares. F1 · price: Represents a charitable donation to a third party. No value was received for the gifted shares. F2 · ownership.nature: The reporting person is a trustee of the trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein. Read SEC document |
| May 15, 2020 Filed May 15, 2020 16:18 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 33,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000054 · wf-form4_158957388501250.xml · nonDerivative · entry 2 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 36,862 F1 · kind: On 5/15/2020, the reporting person transferred 33,162 shares of the Issuer's common stock to a revocable trust account. This change in form of beneficial ownership is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13. F1 · price: On 5/15/2020, the reporting person transferred 33,162 shares of the Issuer's common stock to a revocable trust account. This change in form of beneficial ownership is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13. F2 · balance_after: Includes 3,700 shares incorrectly reported as directly held by the reporting person in prior filings. These shares were and remain indirectly held in the trust account referred to in footnote (1) above. This correction does not impact the aggregate number of 36,862 shares beneficially owned by the reporting person, as previously reported. F3 · ownership.nature: The reporting person is a trustee of the trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein. Read SEC document |
| May 15, 2020 Filed May 15, 2020 16:18 UTC | Element Solutions Inc ESI · Entity 3625 | OtherCommon Stock, par value $0.01 per share | 33,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000054 · wf-form4_158957388501250.xml · nonDerivative · entry 1 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On 5/15/2020, the reporting person transferred 33,162 shares of the Issuer's common stock to a revocable trust account. This change in form of beneficial ownership is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13. F1 · price: On 5/15/2020, the reporting person transferred 33,162 shares of the Issuer's common stock to a revocable trust account. This change in form of beneficial ownership is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 1,292 | $0.00 Strike: $12.25 | $0.00 |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 12 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 Underlying: Common Stock · 1,292 shares Expires not disclosed F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years. F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | GrantIncentive Stock Options (Right to Buy) · Derivative | 8,029 | $0.00 Strike: $12.25 | $0.00 |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 11 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,029 Underlying: Common Stock · 8,029 shares Expires not disclosed F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years. F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | GrantPerformance Stock Units · Derivative | 6,922 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 10 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,922 Underlying: Common Stock · 6,922 shares Expires not disclosed F7 · price: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 10,383 shares. F7 · derivative.exercise_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 10,383 shares. F7 · derivative.expiration_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 10,383 shares. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionPerformance Stock Units · Derivative | 5,038 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 9 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,038 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 12/20/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock F5 · derivative.exercise_date: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 12/20/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock F5 · derivative.expiration_date: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 12/20/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionRestricted Stock Units · Derivative | 2,481 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 8 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,481 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This transaction represents the settlement of RSUs previously reported on 12/20/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: This transaction represents the settlement of RSUs previously reported on 12/20/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: This transaction represents the settlement of RSUs previously reported on 12/20/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionRestricted Stock Units · Derivative | 1,084 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 7 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084 Underlying: Common Stock · 1,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 12/20/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 12/20/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 12/20/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | Tax withholdingCommon Stock, par value $0.01 per share | 2,060 | $12.04 | $24,802.40 |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 6 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,862 F6 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the PRSUs described in footnote 4. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 5,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 5 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 12/20/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | Tax withholdingCommon Stock, par value $0.01 per share | 1,006 | $12.04 | $12,112.24 |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 4 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,884 F4 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 3. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 2,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 3 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This transaction represents the settlement of RSUs previously reported on 12/20/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | Tax withholdingCommon Stock, par value $0.01 per share | 380 | $12.04 | $4,575.20 |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 2 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,409 F2 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described above. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:14 UTC | Element Solutions Inc ESI · Entity 3625 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 1 Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 12/20/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.