Fraser Christopher T.

SEC source: 0001590714-26-000053 · wk-form4_1778012215.xml · derivative · entry 3

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,272

Underlying: Common Stock, par value $0.01 per share · 3,272 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 5/4/27 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 5/4/27 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 5/4/27 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

SEC source: 0001590714-26-000053 · wk-form4_1778012215.xml · derivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 6,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-26-000053 · wk-form4_1778012215.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 5/4/26. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-25-000062 · wk-form4_1749155159.xml · derivative · entry 3

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,539

Underlying: Common Stock · 6,539 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/3/26 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/3/26 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/3/26 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

SEC source: 0001590714-25-000062 · wk-form4_1749155159.xml · derivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/3/25. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/3/25. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/3/25. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-25-000062 · wk-form4_1749155159.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/3/25. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-24-000120 · wk-form4_1717620927.xml · derivative · entry 3

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,045

Underlying: Common Stock · 6,045 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/4/25 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/4/25 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/4/25 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

SEC source: 0001590714-24-000120 · wk-form4_1717620927.xml · derivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/4/24. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/4/24. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/4/24. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-24-000120 · wk-form4_1717620927.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/4/24. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-23-000062 · wk-form4_1686169252.xml · derivative · entry 3

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,365

Underlying: Common Stock · 7,365 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of 6/6/2024 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change of control of the Issuer.

SEC source: 0001590714-23-000062 · wk-form4_1686169252.xml · derivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-23-000062 · wk-form4_1686169252.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/6/2023. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-22-000060 · wf-form4_165480630855900.xml · derivative · entry 3

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,367

Underlying: Common Stock · 6,367 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 7, 2023 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 7, 2023 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 7, 2023 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

SEC source: 0001590714-22-000060 · wf-form4_165480630855900.xml · derivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-22-000060 · wf-form4_165480630855900.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/7/2022. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-22-021428 · doc4.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,804

F1 · kind: Amount represents the number of shares granted under the Deferred Compensation Plan for Non-Employee Directors upon Christopher T. Fraser's retirement.

F1 · shares: Amount represents the number of shares granted under the Deferred Compensation Plan for Non-Employee Directors upon Christopher T. Fraser's retirement.

F1 · price: Amount represents the number of shares granted under the Deferred Compensation Plan for Non-Employee Directors upon Christopher T. Fraser's retirement.

F1 · acquired: Amount represents the number of shares granted under the Deferred Compensation Plan for Non-Employee Directors upon Christopher T. Fraser's retirement.

SEC source: 0001209191-21-070761 · doc4.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,336

F1 · balance_after: Total number of shares includes restricted shares with vesting based on elapsed time.

SEC source: 0001209191-21-069875 · doc4.xml · nonDerivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,336

F1 · shares: The amount of shares consists of multiple trades on that transaction date and the price represents the average price paid to acquire the shares.

F1 · price: The amount of shares consists of multiple trades on that transaction date and the price represents the average price paid to acquire the shares.

F2 · balance_after: Total number of shares includes restricted shares with vesting based on elapsed time.

SEC source: 0001209191-21-069875 · doc4.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,067

F1 · shares: The amount of shares consists of multiple trades on that transaction date and the price represents the average price paid to acquire the shares.

F1 · price: The amount of shares consists of multiple trades on that transaction date and the price represents the average price paid to acquire the shares.

F2 · balance_after: Total number of shares includes restricted shares with vesting based on elapsed time.

SEC source: 0001590714-21-000064 · wf-form4_162327041184304.xml · derivative · entry 3

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174

Underlying: Common Stock · 4,174 shares

Expires not disclosed

F2 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 8, 2022 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs contain dividend equivalent rights and may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 8, 2022 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs contain dividend equivalent rights and may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 8, 2022 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs contain dividend equivalent rights and may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

SEC source: 0001590714-21-000064 · wf-form4_162327041184304.xml · derivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-21-000064 · wf-form4_162327041184304.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/8/2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-21-027515 · doc4.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,457

F1 · kind: The reporting person purchased these shares in an underwritten public offering by the issuer.

SEC source: 0001209191-21-022809 · doc4.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,457

F1 · kind: The number of shares of restricted stock was determined at the Company's December 22, 2020 Board meeting with the shares of restricted stock granted and issued under the PHX Minerals Inc. 2021 Long-Term Incentive Plan that was approved at the Company's March 2021 Annual Meeting of Stockholders. The shares vest at the end of the 2021 calendar year.

F1 · timeliness: The number of shares of restricted stock was determined at the Company's December 22, 2020 Board meeting with the shares of restricted stock granted and issued under the PHX Minerals Inc. 2021 Long-Term Incentive Plan that was approved at the Company's March 2021 Annual Meeting of Stockholders. The shares vest at the end of the 2021 calendar year.

F1 · shares: The number of shares of restricted stock was determined at the Company's December 22, 2020 Board meeting with the shares of restricted stock granted and issued under the PHX Minerals Inc. 2021 Long-Term Incentive Plan that was approved at the Company's March 2021 Annual Meeting of Stockholders. The shares vest at the end of the 2021 calendar year.

F1 · acquired: The number of shares of restricted stock was determined at the Company's December 22, 2020 Board meeting with the shares of restricted stock granted and issued under the PHX Minerals Inc. 2021 Long-Term Incentive Plan that was approved at the Company's March 2021 Annual Meeting of Stockholders. The shares vest at the end of the 2021 calendar year.

F2 · balance_after: Total number of shares includes restricted shares with vesting based on elapsed time.

SEC source: 0001590714-20-000121 · wf-form4_160037420506478.xml · nonDerivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,681

SEC source: 0001590714-20-000121 · wf-form4_160037420506478.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,254

SEC source: 0001209191-20-049235 · doc4.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,718

F1 · kind: The reporting person purchased these shares in an underwritten public offering by the issuer.

SEC source: 0001590714-20-000085 · wf-form4_159251191519789.xml · derivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Common Stock · 9,141 shares

Expires not disclosed

F1 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 16, 2021 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

SEC source: 0001590714-20-000070 · wf-form4_159138821804359.xml · derivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001590714-20-000070 · wf-form4_159138821804359.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of previously-reported restricted stock units ("RSUs"), which vested on 6/5/20. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-20-008050 · doc4.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,718

F1 · balance_after: Total number of shares includes restricted shares with vesting based on elapsed time.

SEC source: 0001209191-20-003349 · doc4.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,718

F1 · kind: Amount represents the number of shares of restricted stock granted under the Amended Panhandle Oil and Gas 2010 Restricted Stock Plan. The shares will vest at the end of the calendar year.

F1 · shares: Amount represents the number of shares of restricted stock granted under the Amended Panhandle Oil and Gas 2010 Restricted Stock Plan. The shares will vest at the end of the calendar year.

F1 · price: Amount represents the number of shares of restricted stock granted under the Amended Panhandle Oil and Gas 2010 Restricted Stock Plan. The shares will vest at the end of the calendar year.

F1 · acquired: Amount represents the number of shares of restricted stock granted under the Amended Panhandle Oil and Gas 2010 Restricted Stock Plan. The shares will vest at the end of the calendar year.

F2 · balance_after: Total number of shares includes restricted shares with vesting based on elapsed time.

SEC source: 0001209191-19-047640 · doc4.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,258

F1 · balance_after: Total number of shares includes restricted shares with vesting based on elapsed time.

SEC source: 0001590714-19-000113 · wf-form4_155993882875551.xml · derivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Underlying: Common Stock · 9,681 shares

Expires not disclosed

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

SEC source: 0001179110-18-012975 · edgar.xml · derivative · entry 4

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2021-07-31

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the restricted stock unit award which was granted on or following August 14, 2018, was assumed by Cabot Microelectronics and converted into a restricted stock unit award relating to a number of shares of Cabot Microelectronics common stock (rounded to the nearest whole share) equal to (i) the number of shares of KMG common stock subject to such KMG restricted stock unit award immediately prior to the effective time, multiplied by (ii) the "equity award exchange ratio" (defined below). The assumed restricted stock unit awards will be subject to the same terms and conditions as were applicable to the corresponding KMG equity award immediately prior to the effective time (including vesting terms). The "equity award exchange ratio" means the sum of (a) 0.2000 and (b) the quotient (rounded to four decimal places) obtained by dividing (x) $55.65 by (y) the volume weighted average price per share (calculated to the nearest one-hundredth of one cent) of Cabot

F4 · derivative.underlying_shares: Pursuant to the Merger Agreement, the restricted stock unit award which was granted on or following August 14, 2018, was assumed by Cabot Microelectronics and converted into a restricted stock unit award relating to a number of shares of Cabot Microelectronics common stock (rounded to the nearest whole share) equal to (i) the number of shares of KMG common stock subject to such KMG restricted stock unit award immediately prior to the effective time, multiplied by (ii) the "equity award exchange ratio" (defined below). The assumed restricted stock unit awards will be subject to the same terms and conditions as were applicable to the corresponding KMG equity award immediately prior to the effective time (including vesting terms). The "equity award exchange ratio" means the sum of (a) 0.2000 and (b) the quotient (rounded to four decimal places) obtained by dividing (x) $55.65 by (y) the volume weighted average price per share (calculated to the nearest one-hundredth of one cent) of Cabot

SEC source: 0001179110-18-012975 · edgar.xml · derivative · entry 3

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, the restricted stock unit awards which were granted prior to August 14, 2018 and which expire 7/31/19 and 7/31/20, fully vested and were cancelled and converted in the merger in exchange for 54,382 shares of Cabot Microelectronics common stock and $15,131,934 in cash consideration at the Effective Time of the merger, which is the right to receive the merger consideration in respect of each share of KMG common stock underlying the applicable restricted stock united award.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, the restricted stock unit awards which were granted prior to August 14, 2018 and which expire 7/31/19 and 7/31/20, fully vested and were cancelled and converted in the merger in exchange for 54,382 shares of Cabot Microelectronics common stock and $15,131,934 in cash consideration at the Effective Time of the merger, which is the right to receive the merger consideration in respect of each share of KMG common stock underlying the applicable restricted stock united award.

F3 · derivative.underlying_shares: Pursuant to the Merger Agreement, the restricted stock unit awards which were granted prior to August 14, 2018 and which expire 7/31/19 and 7/31/20, fully vested and were cancelled and converted in the merger in exchange for 54,382 shares of Cabot Microelectronics common stock and $15,131,934 in cash consideration at the Effective Time of the merger, which is the right to receive the merger consideration in respect of each share of KMG common stock underlying the applicable restricted stock united award.

SEC source: 0001179110-18-012975 · edgar.xml · nonDerivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Deferred Compensation Plan

Disclosed balance after: 0

F2 · price: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 14, 2018, by and among KMG Chemicals, Inc. ("KMG"), Cabot Microelectronics Corporation ("Cabot Microelectronics") and Cobalt Merger Sub Corporation, in exchange for 17,689 shares of Cabot Microelectronics common stock and $4,921,964 in cash consideration at the Effective Time of the merger.

SEC source: 0001179110-18-012975 · edgar.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 14, 2018, by and among KMG Chemicals, Inc. ("KMG"), Cabot Microelectronics Corporation ("Cabot Microelectronics") and Cobalt Merger Sub Corporation, in exchange for 59,373 shares of Cabot Microelectronics common stock and $16,520,842 in cash consideration at the Effective Time of the merger.

SEC source: 0001179110-18-012793 · edgar.xml · nonDerivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,869

F1 · shares: Charitable gift

SEC source: 0001179110-18-012793 · edgar.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,869

F1 · shares: Charitable gift

SEC source: 0001179110-18-012517 · edgar.xml · derivative · entry 5

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Underlying: Common Stock · 57,606 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: Amount of shares vested at maximum.

SEC source: 0001179110-18-012517 · edgar.xml · derivative · entry 4

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 28,804 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-18-012517 · edgar.xml · nonDerivative · entry 3

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Deferred Compensation Plan

Disclosed balance after: 88,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-18-012517 · edgar.xml · nonDerivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-18-012517 · edgar.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-18-012316 · edgar.xml · derivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 20,728 shares

Expires 2021-07-31

F1 · derivative.exercise_date: Amount of shares at target. Vesting of time based award is in installments of 33.33% on 7/31/2019, 2020 and 2021.

F1 · derivative.expiration_date: Amount of shares at target. Vesting of time based award is in installments of 33.33% on 7/31/2019, 2020 and 2021.

F1 · derivative.underlying_shares: Amount of shares at target. Vesting of time based award is in installments of 33.33% on 7/31/2019, 2020 and 2021.

SEC source: 0001179110-18-011683 · edgar.xml · derivative · entry 2

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9

Underlying: COMMON STOCK · 6,000 shares

Expires 2018-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-18-011683 · edgar.xml · nonDerivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-18-010198 · edgar.xml · derivative · entry 8

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Underlying: COMMON STOCK · 4,000 shares

Expires 2018-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-18-010198 · edgar.xml · derivative · entry 7

Fraser Christopher T. · CIK 0001436708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6

Underlying: COMMON STOCK · 10,000 shares

Expires 2018-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.