ESCA

SEC source: 0001415889-22-012279 · form4-12092022_121224.xml · nonDerivative · entry 3

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,801

SEC source: 0001415889-22-012279 · form4-12092022_121224.xml · nonDerivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,948

SEC source: 0001415889-22-012279 · form4-12092022_121224.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,956

SEC source: 0001415889-22-005066 · form4-05162022_030527.xml · derivative · entry 2

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,425 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan").

F3 · derivative.exercise_date: On May 15, 2020, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on May 15, 2021, as previously reported, and the remaining 1,425 RSUs vested and settled on May 15, 2022, as reported in this Form 4. All RSUs settled in shares of ESCA common stock.

SEC source: 0001415889-22-005066 · form4-05162022_030527.xml · nonDerivative · entry 1

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,591

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-005068 · form4-05162022_030520.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

SEC source: 0001415889-22-004846 · form4-05112022_010538.xml · nonDerivative · entry 1

Sehgal Anita · CIK 0001919350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001415889-22-004843 · form4-05112022_010507.xml · nonDerivative · entry 1

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,166

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001415889-22-004842 · form4-05112022_010506.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,302

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001415889-22-004324 · form4-04282022_040446.xml · derivative · entry 1

Sehgal Anita · CIK 0001919350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2024-04-28

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On April 28, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on April 28, 2023 and one half on April 28, 2024, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-22-002753 · form4-03082022_040307.xml · derivative · entry 6

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 568 shares

Expires 2022-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 1,700 RSUs pursuant to the Escalade 2017 Plan, of which 568 RSUs vested and settled on March 8, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. As previously reported, 566 RSUs vested and settled on each of March 8, 2020 and March 8, 2021. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002753 · form4-03082022_040307.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,872.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002752 · form4-03082022_040301.xml · derivative · entry 4

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,368 shares

Expires 2022-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 4,100 RSUs pursuant to the Escalade 2017 Plan, of which 1,368 RSUs vested and settled on March 8, 2022, as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. As previously reported, 1,366 RSUs vested and settled on each of March 8, 2020 and March 8, 2021. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002752 · form4-03082022_040301.xml · nonDerivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002753 · form4-03082022_040307.xml · derivative · entry 5

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,100 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 2,100 RSUs pursuant to the Escalade 2017 Plan, which RSUs vested and settled in full on March 6, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002753 · form4-03082022_040307.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,304.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002752 · form4-03082022_040301.xml · derivative · entry 3

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 4,800 RSUs pursuant to the Escalade 2017 Plan, which RSUs vested and settled in full on March 6, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002752 · form4-03082022_040301.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002587 · form4a-03042022_030330.xml · derivative · entry 5

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 1,031 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as reported in this Form 4. One half of the remaining 2,064 RSUs will vest and settle on March 4, 2023 and the other half will vest and settle on March 4, 2024, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002587 · form4a-03042022_030330.xml · derivative · entry 4

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 3,667 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 11,000 RSUs pursuant to the Escalade 2017 Plan, of which 3,666 RSUs vested and settled on March 4, 2021. An additional 3,667 RSUs vested and settled on March 4, 2022, as reported on this Form 4. The remaining 3,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002587 · form4a-03042022_030330.xml · nonDerivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002587 · form4a-03042022_030330.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002581 · form4-03042022_030313.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 1,031 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as reported in this Form 4. One half of the remaining 2,064 RSUs will vest and settle on March 4, 2023 and the other half will vest and settle on March 4, 2024, provided that the reporting person remains an officer or director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002581 · form4-03042022_030313.xml · derivative · entry 6

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 3,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,000 RSUs vested and settled on March 4, 2021. An additional 1,000 RSUs vested and settled on March 4, 2022, as reported on this Form 4. The remaining 1,000 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains an officer or director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002581 · form4-03042022_030313.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,204.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002581 · form4-03042022_030313.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,173.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002574 · form4-03042022_020327.xml · derivative · entry 5

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 1,031 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as reported in this Form 4. One half of the remaining 2,064 RSUs will vest and settle on March 4, 2023 and the other half will vest and settle on March 4, 2024, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002574 · form4-03042022_020327.xml · derivative · entry 4

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 3,667 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 11,000 RSUs pursuant to the Escalade 2017 Plan, of which 3,666 RSUs vested and settled on March 4, 2021. An additional 3,667 RSUs vested and settled on March 4, 2022, as reported on this Form 4. The remaining 3,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002574 · form4-03042022_020327.xml · nonDerivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002574 · form4-03042022_020327.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002564 · form4-03042022_020320.xml · derivative · entry 7

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,666 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002564 · form4-03042022_020320.xml · derivative · entry 6

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002564 · form4-03042022_020320.xml · nonDerivative · entry 3

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,275

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.97 to $13.44. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

SEC source: 0001415889-22-002564 · form4-03042022_020320.xml · nonDerivative · entry 2

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002564 · form4-03042022_020320.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002558 · form4-03042022_050317.xml · derivative · entry 5

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,666 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002558 · form4-03042022_050317.xml · derivative · entry 4

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002558 · form4-03042022_050317.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002558 · form4-03042022_050317.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002559 · form4-03042022_050324.xml · derivative · entry 6

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,666 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002559 · form4-03042022_050324.xml · derivative · entry 5

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002559 · form4-03042022_050324.xml · nonDerivative · entry 2

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002559 · form4-03042022_050324.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002557 · form4-03042022_050302.xml · derivative · entry 3

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,666 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002557 · form4-03042022_050302.xml · nonDerivative · entry 1

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002670 · form4a-03072022_020349.xml · derivative · entry 8

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,666 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002670 · form4a-03072022_020349.xml · derivative · entry 7

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-22-002670 · form4a-03072022_020349.xml · nonDerivative · entry 3

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,275

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.97 to $13.44. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

SEC source: 0001415889-22-002670 · form4a-03072022_020349.xml · nonDerivative · entry 2

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-002670 · form4a-03072022_020349.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.