ESCA

SEC source: 0001463197-26-000003 · form4-03032026_040302.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · INTERIM PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,665.229

F1 · price: The grant of ESCA common stock is in lieu of cash payment of the 2025 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001356214-25-000007 · form4-12122025_051207.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,394

SEC source: 0001356214-25-000007 · form4-12122025_051207.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,884

SEC source: 0001356214-25-000005 · form4-12092025_051203.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,108

SEC source: 0001626624-25-000003 · form4-11242025_051101.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,000

SEC source: 0001356214-25-000003 · form4-09162025_050901.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,394

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.2802 to $12.55. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

SEC source: 0001415889-25-022174 · form4-08182025_040816.xml · nonDerivative · entry 4

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 44,000

F1 · ownership.nature: Trust for the benefit of the respondent's son for which the respondent's spouse is the trustee

SEC source: 0001415889-25-022174 · form4-08182025_040816.xml · nonDerivative · entry 3

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,428

SEC source: 0001415889-25-022174 · form4-08182025_040816.xml · nonDerivative · entry 2

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 140,000

F1 · ownership.nature: Trust for the benefit of the respondent's son for which the respondent's spouse is the trustee

SEC source: 0001415889-25-022174 · form4-08182025_040816.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,428

SEC source: 0001415889-25-016009 · form4-06062025_050601.xml · nonDerivative · entry 3

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by UTMA custodian for adult daughter

Disclosed balance after: 1,289

F1 · price: On June 5, 2025, Mr. Griffin gifted 1,289 shares each to his adult son and daughter, a total of 2,578 shares.

F3 · ownership.nature: Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.

SEC source: 0001415889-25-016009 · form4-06062025_050601.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By adult son

Disclosed balance after: 3,289

F1 · price: On June 5, 2025, Mr. Griffin gifted 1,289 shares each to his adult son and daughter, a total of 2,578 shares.

F2 · ownership.nature: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.

SEC source: 0001415889-25-016009 · form4-06062025_050601.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,402.229

F1 · price: On June 5, 2025, Mr. Griffin gifted 1,289 shares each to his adult son and daughter, a total of 2,578 shares.

SEC source: 0001415889-25-013955 · form4-05212025_050501.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,428

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001415889-25-013495 · form4-05162025_070501.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,000

SEC source: 0001415889-25-012682 · form4-05122025_050512.xml · derivative · entry 2

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,650 shares

Expires 2025-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F3 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested on May 10, 2025 and settled on May 12, 2025 as reported on this Form 4. As previously reported, the other 2,650 RSUs vested and settled on May 10, 2024.

SEC source: 0001415889-25-012682 · form4-05122025_050512.xml · nonDerivative · entry 1

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,579.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-012681 · form4-05122025_050510.xml · derivative · entry 3

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,650 shares

Expires 2025-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F4 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested on May 10, 2025 and settled on May 12, 2025 as reported on this Form 4. As previously reported, the other 2,650 RSUs vested and settled on May 10, 2024.

SEC source: 0001415889-25-012681 · form4-05122025_050510.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-012680 · form4-05122025_050507.xml · derivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,650 shares

Expires 2025-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F3 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested on May 10, 2025 and settled on May 12, 2025 as reported on this Form 4. As previously reported, the other 2,650 RSUs vested and settled on May 10, 2024.

SEC source: 0001415889-25-012680 · form4-05122025_050507.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-012535 · form4-05092025_050506.xml · derivative · entry 4

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 2,150 shares

Expires 2026-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F5 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 as reported on this Form 4. The remaining 2,150 RSUs will vest on May 8, 2026, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-25-012535 · form4-05092025_050506.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-012534 · form4-05092025_050504.xml · derivative · entry 3

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 2,150 shares

Expires 2026-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F4 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 as reported on this Form 4. The remaining 2,150 RSUs will vest on May 8, 2026, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-25-012534 · form4-05092025_050504.xml · nonDerivative · entry 1

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,929.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-012533 · form4-05092025_050501.xml · derivative · entry 3

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 2,150 shares

Expires 2026-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F4 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 as reported on this Form 4. The remaining 2,150 RSUs will vest on May 8, 2026, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-25-012533 · form4-05092025_050501.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-012536 · form4-05092025_050508.xml · derivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2027-05-07

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan for service as a non-employee Escalade director, of which one half of the RSUs will vest on May 7, 2026 and one half on May 7, 2027, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-25-012535 · form4-05092025_050506.xml · derivative · entry 3

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2027-05-07

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F4 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 7, 2026 and one half on May 7, 2027, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-25-012534 · form4-05092025_050504.xml · derivative · entry 2

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2027-05-07

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F3 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 7, 2026 and one half on May 7, 2027, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-25-012533 · form4-05092025_050501.xml · derivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2027-05-07

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F3 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 7, 2026 and one half on May 7, 2027, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-25-010231 · form4-04042025_050405.xml · derivative · entry 3

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,300

Underlying: Common Stock · 19,150 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 57,450 RSUs pursuant to the Escalade 2017 Plan, of which 19,150 RSUs vested and settled on April 3, 2025. The remaining 38,300 RSUs will vest one half on April 3, 2026 and one half on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.

SEC source: 0001415889-25-010231 · form4-04042025_050405.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-010230 · form4-04042025_050403.xml · derivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 2,400 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On April 3, 2024, 2022, the reporting person was granted 7,200 RSUs pursuant to the Escalade 2017 Plan, of which 2,400 RSUs vested and settled on April 3, 2025 as reported on this Form 4. The remaining 4,800 RSUs will vest one half on April 3, 2026 and one half on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.

SEC source: 0001415889-25-010230 · form4-04042025_050403.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-010229 · form4-04042025_050401.xml · derivative · entry 6

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 4,200 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,100 RSUs vested and settled on April 3, 2025 as reported in this Form 4. The remaining 4,200 RSUs will vest one half on April 3, 2026 and one half on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.

SEC source: 0001415889-25-010229 · form4-04042025_050401.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,980.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-010017 · form4-04032025_090444.xml · derivative · entry 2

Boehm Armin · CIK 0002063253 · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,830

Underlying: Common Stock · 32,830 shares

Expires 2028-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F3 · derivative.exercise_date: On April 1, 2025, the reporting person was granted 32,830 RSUs under the Plan upon his commencement of employment with Escalade as its CEO and President. The RSUs will vest upon in one third increments on each of April 1, 2026, April 1, 2027, and April 1, 2028, provided that the reporting person continues to be employed by Escalade as of those dates..

SEC source: 0001415889-25-010017 · form4-04032025_090444.xml · nonDerivative · entry 1

Boehm Armin · CIK 0002063253 · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 1, 2025, the reporting person was granted 35,000 restricted shares of Escalade, Incorporated ("Escalade") common stock upon his commencement of employment with Escalade as its CEO and President. The restricted shares were granted under the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Subject to the reporting person's continued employment with Escalade, the restrictions will lapse 100% on April 1, 2030.

SEC source: 0001415889-25-007967 · form4-03122025_090304.xml · derivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2028-03-11

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 6,000 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 11, 2026, one third on March 11, 2027 and one third on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.

SEC source: 0001415889-25-007968 · form4-03122025_090306.xml · derivative · entry 6

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,520

Underlying: Common Stock · 5,520 shares

Expires 2028-03-11

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 5,520 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 11, 2026 , one third on March 11, 2027 and one third on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.

SEC source: 0001415889-25-007968 · form4-03122025_090306.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,880.229

F1 · price: The grant of ESCA common stock is in lieu of cash payment of the 2024 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001415889-25-007966 · form4-03122025_090301.xml · derivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,346

Underlying: Common Stock · 8,346 shares

Expires 2028-03-11

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 8,346 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 11, 2026, one third on March 11, 2027 and one third on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.

SEC source: 0001415889-25-006544 · form4-03042025_040317.xml · derivative · entry 8

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Common Stock · 1,850 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F8 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 , as previously reported. An additional 1,850 RSUs vested and settled on March 3, 2025, as reported on this Form 4. The remaining 1,850 RSUs will vest on March 3, 2026, provided that the reporting person remains an officer or director of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-25-006544 · form4-03042025_040317.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,615.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-006542 · form4-03042025_040313.xml · derivative · entry 5

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,770

Underlying: Common Stock · 27,770 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which 27,770 RSUs vested on March 3, 2024, as previously reported. An additional 27,770 RSUs vested and settled on March 3, 2025, as reported on this Form 4. The remaining 27,770 RSUs will vest on March 3, 2026, provided that the reporting person remains an officer or director of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-25-006542 · form4-03042025_040313.xml · nonDerivative · entry 2

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-006543 · form4-03042025_040315.xml · derivative · entry 4

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,777

Underlying: Common Stock · 2,777 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 8,331 RSUs pursuant to the Escalade 2017 Plan, of which 2,777 RSUs vested on March 3, 2024, as previously reported. An additional 2,777 RSUs vested and settled on March 3, 2025, a reported on this Form 4. The remaining 2,777 RSUs will vest on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-25-006543 · form4-03042025_040315.xml · nonDerivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-25-006544 · form4-03042025_040317.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested on March 2, 2023 and 1,667 RSUs vested on March 2, 2024, as previously reported . An additional 1,667 RSUs vested on March 2, 2025 and settled on March 3, 2025, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.