Last 12 months
Inside the activity.
2 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 2 |
| May 2026 | 1 | 0 |
| Jun 2026 | 1 | 1 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2018 Filed Apr 10, 2018 20:24 UTC |
Hanstveit ArveDirector
|
SaleCommon Stock | 50,000 | $8.57 | $428,300.00 |
DisclosureSEC source: 0001421517-18-000066 · wf-form4_152339182894906.xml · nonDerivative · entry 1 Hanstveit Arve · CIK 0001430122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095,800 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 11:06 UTC |
Gay JoelPresident and CEO
|
Tax withholdingCommon Stock | 2,425 | $7.65 | $18,539.13 |
DisclosureSEC source: 0001421517-18-000037 · wf-form4_151879719990013.xml · nonDerivative · entry 2 Gay Joel · CIK 0001612340 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,051 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 11:06 UTC |
Gay JoelPresident and CEO
|
Tax withholdingCommon Stock | 405 | $7.31 | $2,960.55 |
DisclosureSEC source: 0001421517-18-000037 · wf-form4_151879719990013.xml · nonDerivative · entry 1 Gay Joel · CIK 0001612340 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,476 F1 · date: Represents RSU vestings from February 1, 2018 through February 14, 2018. F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 20:44 UTC |
Siebert EricVP, Corporate Strategy
|
Tax withholdingCommon Stock | 1,672 | $7.74 | $12,937.10 |
DisclosureSEC source: 0001421517-18-000033 · wf-form4_151788144335799.xml · nonDerivative · entry 3 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,470 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 20:43 UTC |
Smith EmilyVP, Marketing
|
Tax withholdingCommon Stock | 1,415 | $7.74 | $10,946.72 |
DisclosureSEC source: 0001421517-18-000029 · wf-form4_151788137145458.xml · nonDerivative · entry 3 Smith Emily · CIK 0001668423 · VP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,467 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 01:42 UTC |
Clemente RodneyVP, Global Desalination Sales
|
Tax withholdingCommon Stock | 1,415 | $7.74 | $10,955.64 |
DisclosureSEC source: 0001421517-18-000027 · wf-form4_151788133546598.xml · nonDerivative · entry 3 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,733 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 20:42 UTC |
STROUD ANDREW B JRVP, Human Resources
|
Tax withholdingCommon Stock | 1,160 | $7.77 | $9,016.10 |
DisclosureSEC source: 0001421517-18-000026 · wf-form4_151788131807442.xml · nonDerivative · entry 3 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,682 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 01:43 UTC |
SMITH LENOX SHARON ECorp. Controller & CAO
|
Tax withholdingCommon Stock | 388 | $7.74 | $3,001.76 |
DisclosureSEC source: 0001421517-18-000032 · wf-form4_151788142483665.xml · nonDerivative · entry 3 SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,145 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 01:43 UTC |
Bensalah NocairVP of Manufacturing
|
Tax withholdingCommon Stock | 1,672 | $7.74 | $12,933.76 |
DisclosureSEC source: 0001421517-18-000031 · wf-form4_151788140694090.xml · nonDerivative · entry 3 Bensalah Nocair · CIK 0001544254 · VP of Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,332 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 01:43 UTC |
Yeung WilliamGeneral Counsel
|
Tax withholdingCommon Stock | 1,417 | $7.72 | $10,932.16 |
DisclosureSEC source: 0001421517-18-000030 · wf-form4_151788138907389.xml · nonDerivative · entry 2 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,410 F2 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 01:42 UTC |
Gannon Chris MChief Financial Officer
|
Tax withholdingCommon Stock | 1,672 | $7.76 | $12,970.71 |
DisclosureSEC source: 0001421517-18-000028 · wf-form4_151788135303879.xml · nonDerivative · entry 3 Gannon Chris M · CIK 0001645284 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,941 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 01:41 UTC |
Ghasripoor FarshadChief Technology Officer
|
Tax withholdingCommon Stock | 1,160 | $7.73 | $8,966.80 |
DisclosureSEC source: 0001421517-18-000025 · wf-form4_151788129850421.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,499 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 01:41 UTC |
Ghasripoor FarshadChief Technology Officer
|
Tax withholdingCommon Stock | 270 | $9.56 | $2,581.20 |
DisclosureSEC source: 0001421517-18-000025 · wf-form4_151788129850421.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,326 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:44 UTC |
Siebert EricVP, Corporate Strategy
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 37,590 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000033 · wf-form4_151788144335799.xml · derivative · entry 4 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,590 Underlying: Common Stock · 37,590 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:44 UTC |
Siebert EricVP, Corporate Strategy
|
GrantCommon Stock | 21,666 | $7.50 | $162,495.00 |
DisclosureSEC source: 0001421517-18-000033 · wf-form4_151788144335799.xml · nonDerivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,142 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:44 UTC |
Siebert EricVP, Corporate Strategy
|
Tax withholdingCommon Stock | 3,424 | $8.42 | $28,830.08 |
DisclosureSEC source: 0001421517-18-000033 · wf-form4_151788144335799.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,476 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:43 UTC |
Smith EmilyVP, Marketing
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 31,807 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000029 · wf-form4_151788137145458.xml · derivative · entry 4 Smith Emily · CIK 0001668423 · VP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,807 Underlying: Common Stock · 31,807 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:43 UTC |
Smith EmilyVP, Marketing
|
GrantCommon Stock | 18,333 | $7.50 | $137,497.50 |
DisclosureSEC source: 0001421517-18-000029 · wf-form4_151788137145458.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · VP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,882 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:43 UTC |
Smith EmilyVP, Marketing
|
Tax withholdingCommon Stock | 2,768 | $8.42 | $23,306.56 |
DisclosureSEC source: 0001421517-18-000029 · wf-form4_151788137145458.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · VP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,549 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:42 UTC |
Clemente RodneyVP, Global Desalination Sales
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 31,807 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000027 · wf-form4_151788133546598.xml · derivative · entry 4 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,807 Underlying: Common Stock · 31,807 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:42 UTC |
Clemente RodneyVP, Global Desalination Sales
|
GrantCommon Stock | 18,333 | $7.50 | $137,497.50 |
DisclosureSEC source: 0001421517-18-000027 · wf-form4_151788133546598.xml · nonDerivative · entry 2 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,148 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:42 UTC |
Clemente RodneyVP, Global Desalination Sales
|
Tax withholdingCommon Stock | 2,502 | $8.41 | $21,041.82 |
DisclosureSEC source: 0001421517-18-000027 · wf-form4_151788133546598.xml · nonDerivative · entry 1 Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,815 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:44 UTC |
Gay JoelPresident and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 173,491 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000034 · wf-form4_151788146083787.xml · derivative · entry 3 Gay Joel · CIK 0001612340 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,491 Underlying: Common Stock · 173,491 shares Expires 2028-02-01 F4 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:44 UTC |
Gay JoelPresident and CEO
|
GrantCommon Stock | 33,333 | $7.50 | $249,997.50 |
DisclosureSEC source: 0001421517-18-000034 · wf-form4_151788146083787.xml · nonDerivative · entry 2 Gay Joel · CIK 0001612340 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,881 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:44 UTC |
Gay JoelPresident and CEO
|
Tax withholdingCommon Stock | 8,173 | $8.42 | $68,816.66 |
DisclosureSEC source: 0001421517-18-000034 · wf-form4_151788146083787.xml · nonDerivative · entry 1 Gay Joel · CIK 0001612340 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,548 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:42 UTC |
STROUD ANDREW B JRVP, Human Resources
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 26,023 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000026 · wf-form4_151788131807442.xml · derivative · entry 4 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,023 Underlying: Common Stock · 26,023 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:42 UTC |
STROUD ANDREW B JRVP, Human Resources
|
GrantCommon Stock | 15,000 | $7.50 | $112,500.00 |
DisclosureSEC source: 0001421517-18-000026 · wf-form4_151788131807442.xml · nonDerivative · entry 2 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,842 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:42 UTC |
STROUD ANDREW B JRVP, Human Resources
|
Tax withholdingCommon Stock | 243 | $9.56 | $2,323.08 |
DisclosureSEC source: 0001421517-18-000026 · wf-form4_151788131807442.xml · nonDerivative · entry 1 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,842 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC |
SMITH LENOX SHARON ECorp. Controller & CAO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 8,674 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000032 · wf-form4_151788142483665.xml · derivative · entry 4 SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,674 Underlying: Common Stock · 8,674 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC |
SMITH LENOX SHARON ECorp. Controller & CAO
|
GrantCommon Stock | 5,000 | $7.50 | $37,500.00 |
DisclosureSEC source: 0001421517-18-000032 · wf-form4_151788142483665.xml · nonDerivative · entry 2 SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,533 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC |
SMITH LENOX SHARON ECorp. Controller & CAO
|
Tax withholdingCommon Stock | 54 | $8.98 | $484.92 |
DisclosureSEC source: 0001421517-18-000032 · wf-form4_151788142483665.xml · nonDerivative · entry 1 SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,533 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC |
Bensalah NocairVP of Manufacturing
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 37,590 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000031 · wf-form4_151788140694090.xml · derivative · entry 4 Bensalah Nocair · CIK 0001544254 · VP of Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,590 Underlying: Common Stock · 37,590 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC |
Bensalah NocairVP of Manufacturing
|
GrantCommon Stock | 21,666 | $7.50 | $162,495.00 |
DisclosureSEC source: 0001421517-18-000031 · wf-form4_151788140694090.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP of Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,004 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC |
Bensalah NocairVP of Manufacturing
|
Tax withholdingCommon Stock | 3,388 | $8.42 | $28,526.96 |
DisclosureSEC source: 0001421517-18-000031 · wf-form4_151788140694090.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP of Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,338 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC |
Yeung WilliamGeneral Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 31,807 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000030 · wf-form4_151788138907389.xml · derivative · entry 4 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,807 Underlying: Common Stock · 31,807 shares Expires 2028-02-01 F4 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC |
Yeung WilliamGeneral Counsel
|
GrantCommon Stock | 18,333 | $7.50 | $137,497.50 |
DisclosureSEC source: 0001421517-18-000030 · wf-form4_151788138907389.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,827 F1 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:42 UTC |
Gannon Chris MChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 37,590 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000028 · wf-form4_151788135303879.xml · derivative · entry 4 Gannon Chris M · CIK 0001645284 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,590 Underlying: Common Stock · 37,590 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:42 UTC |
Gannon Chris MChief Financial Officer
|
GrantCommon Stock | 21,666 | $7.50 | $162,495.00 |
DisclosureSEC source: 0001421517-18-000028 · wf-form4_151788135303879.xml · nonDerivative · entry 2 Gannon Chris M · CIK 0001645284 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,613 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:42 UTC |
Gannon Chris MChief Financial Officer
|
Tax withholdingCommon Stock | 3,435 | $8.42 | $28,922.70 |
DisclosureSEC source: 0001421517-18-000028 · wf-form4_151788135303879.xml · nonDerivative · entry 1 Gannon Chris M · CIK 0001645284 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,947 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:41 UTC |
Ghasripoor FarshadChief Technology Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 31,807 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000025 · wf-form4_151788129850421.xml · derivative · entry 4 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,807 Underlying: Common Stock · 31,807 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:41 UTC |
Ghasripoor FarshadChief Technology Officer
|
GrantCommon Stock | 18,333 | $7.50 | $137,497.50 |
DisclosureSEC source: 0001421517-18-000025 · wf-form4_151788129850421.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,659 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 12:51 UTC |
Michelet Hans PeterDirector
|
SaleCommon Stock | 50,000 | $8.91 | $445,420.00 |
DisclosureSEC source: 0001421517-17-000022 · wf-form4_151439708974997.xml · nonDerivative · entry 1 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 21, 2017. F1 · price: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 21, 2017. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $8.82 to $9.00 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 01:38 UTC |
SMITH LENOX SHARON ECorp. Controller & CAO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $11.00 Strike: $6.00 | $22,000.00 |
DisclosureSEC source: 0001421517-17-000017 · wf-form4_151321551446045.xml · derivative · entry 4 SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 2,000 shares Expires 2024-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 01:38 UTC |
SMITH LENOX SHARON ECorp. Controller & CAO
|
Tax withholdingCommon Stock | 1,027 | $8.40 | $8,626.80 |
DisclosureSEC source: 0001421517-17-000017 · wf-form4_151321551446045.xml · nonDerivative · entry 3 SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,587 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 01:38 UTC |
SMITH LENOX SHARON ECorp. Controller & CAO
|
SaleCommon Stock | 2,000 | $11.00 | $22,000.00 |
DisclosureSEC source: 0001421517-17-000017 · wf-form4_151321551446045.xml · nonDerivative · entry 2 SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,614 Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 01:38 UTC |
SMITH LENOX SHARON ECorp. Controller & CAO
|
Exercise / conversionCommon Stock | 2,000 | $6.00 | $12,000.00 |
DisclosureSEC source: 0001421517-17-000017 · wf-form4_151321551446045.xml · nonDerivative · entry 1 SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:38 UTC |
STROUD ANDREW B JRVP, Human Resources
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,117 | $11.00 Strike: $2.75 | $78,287.00 |
DisclosureSEC source: 0001421517-17-000013 · wf-form4_151243071942195.xml · derivative · entry 4 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,700 Underlying: Common Stock · 7,117 shares Expires 2025-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. F1 · price: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. F3 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:38 UTC |
STROUD ANDREW B JRVP, Human Resources
|
Tax withholdingCommon Stock | 2,196 | $8.29 | $18,204.84 |
DisclosureSEC source: 0001421517-17-000013 · wf-form4_151243071942195.xml · nonDerivative · entry 3 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,085 F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:38 UTC |
STROUD ANDREW B JRVP, Human Resources
|
SaleCommon Stock | 7,117 | $11.00 | $78,287.00 |
DisclosureSEC source: 0001421517-17-000013 · wf-form4_151243071942195.xml · nonDerivative · entry 2 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,281 F1 · price: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:38 UTC |
STROUD ANDREW B JRVP, Human Resources
|
Exercise / conversionCommon Stock | 7,117 | $2.75 | $19,571.75 |
DisclosureSEC source: 0001421517-17-000013 · wf-form4_151243071942195.xml · nonDerivative · entry 1 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.