Tapewire

Nasdaq · USD

ERII

Energy Recovery, Inc.

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Tapewire entity
5679
SEC CIK
0001421517
Parsed reports
399

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202604
Mar 202605
Apr 202602
May 202610
Jun 202611
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2019 Filed Mar 14, 2019 20:02 UTC Exercise / conversionCommon Stock 39,042 $2.61 $101,899.62
Disclosure

SEC source: 0001437749-19-004924 · rdgdoc.xml · nonDerivative · entry 1

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 19, 2019 19:11 UTC
Smith EmilyVP, Corporate Development
Tax withholdingCommon Stock 135 $7.83 $1,057.05
Disclosure

SEC source: 0001437749-19-002899 · rdgdoc.xml · nonDerivative · entry 3

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,641

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:11 UTC
Smith EmilyVP, Corporate Development
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001437749-19-002899 · rdgdoc.xml · derivative · entry 4

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2025-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.

F4 · derivative.exercise_date: This employee stock option was granted on September 30, 2015. 25% of the shares full vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:11 UTC
Smith EmilyVP, Corporate Development
SaleCommon Stock 10,000 $8.00 $80,035.00
Disclosure

SEC source: 0001437749-19-002899 · rdgdoc.xml · nonDerivative · entry 2

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,776

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $7.9300 to $8.0500 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:11 UTC
Smith EmilyVP, Corporate Development
Exercise / conversionCommon Stock 10,000 $2.14 $21,400.00
Disclosure

SEC source: 0001437749-19-002899 · rdgdoc.xml · nonDerivative · entry 1

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 19:31 UTC
Siebert EricVP, Oil and Gas
Tax withholdingCommon Stock 1,665 $7.76 $12,927.06
Disclosure

SEC source: 0001421517-19-000018 · wf-form4_154941307421767.xml · nonDerivative · entry 4

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,754

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 19:31 UTC
Siebert EricVP, Oil and Gas
Tax withholdingCommon Stock 1,428 $8.65 $12,352.91
Disclosure

SEC source: 0001421517-19-000018 · wf-form4_154941307421767.xml · nonDerivative · entry 2

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,687

F3 · security: Payment of tax obligation by witholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 19:32 UTC
Smith EmilyVP, Corporate Development
Tax withholdingCommon Stock 1,410 $7.75 $10,922.28
Disclosure

SEC source: 0001421517-19-000020 · wf-form4_154941314690785.xml · nonDerivative · entry 4

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,776

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 19:32 UTC
Smith EmilyVP, Corporate Development
Tax withholdingCommon Stock 1,441 $8.42 $12,138.98
Disclosure

SEC source: 0001421517-19-000020 · wf-form4_154941314690785.xml · nonDerivative · entry 2

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,118

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:35 UTC Tax withholdingCommon Stock 1,212 $7.80 $9,448.15
Disclosure

SEC source: 0001421517-19-000024 · wf-form4_154941329180726.xml · nonDerivative · entry 4

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,939

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:35 UTC Tax withholdingCommon Stock 1,308 $8.40 $10,987.07
Disclosure

SEC source: 0001421517-19-000024 · wf-form4_154941329180726.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,806

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 19:30 UTC
STROUD ANDREW B JRVP, Human Resources
Tax withholdingCommon Stock 1,157 $7.72 $8,935.63
Disclosure

SEC source: 0001421517-19-000016 · wf-form4_154941299984213.xml · nonDerivative · entry 3

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,666

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 19:30 UTC
STROUD ANDREW B JRVP, Human Resources
Tax withholdingCommon Stock 1,267 $8.42 $10,672.57
Disclosure

SEC source: 0001421517-19-000016 · wf-form4_154941299984213.xml · nonDerivative · entry 1

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,415

F1 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:34 UTC
Ghasripoor FarshadChief Technology Officer
Tax withholdingCommon Stock 1,152 $7.75 $8,931.23
Disclosure

SEC source: 0001421517-19-000023 · wf-form4_154941325468523.xml · nonDerivative · entry 4

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,973

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:34 UTC
Ghasripoor FarshadChief Technology Officer
Tax withholdingCommon Stock 1,161 $8.63 $10,023.73
Disclosure

SEC source: 0001421517-19-000023 · wf-form4_154941325468523.xml · nonDerivative · entry 2

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,044

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:33 UTC
Yeung WilliamGeneral Counsel
Tax withholdingCommon Stock 1,415 $7.72 $10,918.71
Disclosure

SEC source: 0001421517-19-000022 · wf-form4_154941321861160.xml · nonDerivative · entry 4

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,707

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:33 UTC
Bensalah NocairVP of Operations
Tax withholdingCommon Stock 1,200 $7.78 $9,336.36
Disclosure

SEC source: 0001421517-19-000021 · wf-form4_154941318198864.xml · nonDerivative · entry 4

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,489

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:33 UTC
Bensalah NocairVP of Operations
Tax withholdingCommon Stock 598 $8.13 $4,864.19
Disclosure

SEC source: 0001421517-19-000021 · wf-form4_154941318198864.xml · nonDerivative · entry 2

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,946

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:30 UTC
Gannon Chris MChief Executive Officer
Tax withholdingCommon Stock 1,660 $7.77 $12,900.03
Disclosure

SEC source: 0001421517-19-000017 · wf-form4_154941303704551.xml · nonDerivative · entry 4

Gannon Chris M · CIK 0001645284 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,859

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:30 UTC
Gannon Chris MChief Executive Officer
Tax withholdingCommon Stock 1,768 $8.43 $14,902.30
Disclosure

SEC source: 0001421517-19-000017 · wf-form4_154941303704551.xml · nonDerivative · entry 2

Gannon Chris M · CIK 0001645284 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,777

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:29 UTC
SMITH LENOX SHARON ECorp. Controller & CAO
Tax withholdingCommon Stock 395 $7.74 $3,055.88
Disclosure

SEC source: 0001421517-19-000015 · wf-form4_154941296440915.xml · nonDerivative · entry 3

SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,682

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:29 UTC
SMITH LENOX SHARON ECorp. Controller & CAO
Tax withholdingCommon Stock 536 $8.41 $4,508.94
Disclosure

SEC source: 0001421517-19-000015 · wf-form4_154941296440915.xml · nonDerivative · entry 1

SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,609

F1 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 17:13 UTC Amendment
Siebert EricVP, Oil and Gas
Tax withholdingCommon Stock 1,665 $7.76 $12,927.06
Disclosure

SEC source: 0001437749-19-005194 · rdgdoc.xml · nonDerivative · entry 4

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,754

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 17:13 UTC Amendment
Siebert EricVP, Oil and Gas
Tax withholdingCommon Stock 1,428 $8.65 $12,352.91
Disclosure

SEC source: 0001437749-19-005194 · rdgdoc.xml · nonDerivative · entry 2

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,687

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 21:12 UTC Amendment Tax withholdingCommon Stock 1,212 $7.80 $9,448.15
Disclosure

SEC source: 0001437749-19-005192 · rdgdoc.xml · nonDerivative · entry 4

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,939

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 21:12 UTC Amendment Tax withholdingCommon Stock 1,308 $8.40 $10,987.07
Disclosure

SEC source: 0001437749-19-005192 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,806

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 17:14 UTC Amendment
Smith EmilyVP, Corporate Development
Tax withholdingCommon Stock 1,410 $7.75 $10,922.28
Disclosure

SEC source: 0001437749-19-005195 · rdgdoc.xml · nonDerivative · entry 4

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,776

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 17:14 UTC Amendment
Smith EmilyVP, Corporate Development
Tax withholdingCommon Stock 1,441 $8.42 $12,138.98
Disclosure

SEC source: 0001437749-19-005195 · rdgdoc.xml · nonDerivative · entry 2

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,118

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 21:15 UTC Amendment
Yeung WilliamGeneral Counsel
Tax withholdingCommon Stock 1,415 $7.72 $10,918.71
Disclosure

SEC source: 0001437749-19-005196 · rdgdoc.xml · nonDerivative · entry 4

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,707

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 21:13 UTC Amendment
Ghasripoor FarshadVP, Chief Technology Officer
Tax withholdingCommon Stock 1,152 $7.75 $8,931.23
Disclosure

SEC source: 0001437749-19-005193 · rdgdoc.xml · nonDerivative · entry 4

Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,973

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 21:13 UTC Amendment
Ghasripoor FarshadVP, Chief Technology Officer
Tax withholdingCommon Stock 1,161 $8.63 $10,023.73
Disclosure

SEC source: 0001437749-19-005193 · rdgdoc.xml · nonDerivative · entry 2

Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,044

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 21:12 UTC Amendment
Bensalah NocairVP Operations
Tax withholdingCommon Stock 1,200 $7.78 $9,336.36
Disclosure

SEC source: 0001437749-19-005191 · rdgdoc.xml · nonDerivative · entry 4

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,489

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

Read SEC document
February 05, 2019 Filed Mar 18, 2019 21:12 UTC Amendment
Bensalah NocairVP Operations
Tax withholdingCommon Stock 598 $8.13 $4,864.19
Disclosure

SEC source: 0001437749-19-005191 · rdgdoc.xml · nonDerivative · entry 2

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,946

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 19:31 UTC
Siebert EricVP, Oil and Gas
Tax withholdingCommon Stock 2,268 $7.72 $17,500.11
Disclosure

SEC source: 0001421517-19-000018 · wf-form4_154941307421767.xml · nonDerivative · entry 3

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,419

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 19:32 UTC
Smith EmilyVP, Corporate Development
Tax withholdingCommon Stock 1,932 $7.67 $14,818.63
Disclosure

SEC source: 0001421517-19-000020 · wf-form4_154941314690785.xml · nonDerivative · entry 3

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,186

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 00:35 UTC Tax withholdingCommon Stock 1,655 $7.76 $12,840.48
Disclosure

SEC source: 0001421517-19-000024 · wf-form4_154941329180726.xml · nonDerivative · entry 3

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,151

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
February 04, 2019 Filed Feb 5, 2019 19:30 UTC
STROUD ANDREW B JRVP, Human Resources
Tax withholdingCommon Stock 1,592 $7.61 $12,119.10
Disclosure

SEC source: 0001421517-19-000016 · wf-form4_154941299984213.xml · nonDerivative · entry 2

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,823

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 00:34 UTC
Ghasripoor FarshadChief Technology Officer
Tax withholdingCommon Stock 1,919 $7.73 $14,826.77
Disclosure

SEC source: 0001421517-19-000023 · wf-form4_154941325468523.xml · nonDerivative · entry 3

Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,125

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
February 04, 2019 Filed Feb 6, 2019 00:33 UTC
Yeung WilliamGeneral Counsel
Tax withholdingCommon Stock 1,952 $7.67 $14,971.84
Disclosure

SEC source: 0001421517-19-000022 · wf-form4_154941321861160.xml · nonDerivative · entry 3

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,122

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
February 04, 2019 Filed Feb 6, 2019 00:33 UTC
Bensalah NocairVP of Operations
Tax withholdingCommon Stock 2,257 $7.76 $17,511.39
Disclosure

SEC source: 0001421517-19-000021 · wf-form4_154941318198864.xml · nonDerivative · entry 3

Bensalah Nocair · CIK 0001544254 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,689

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 00:30 UTC
Gannon Chris MChief Executive Officer
Tax withholdingCommon Stock 2,258 $7.74 $17,486.86
Disclosure

SEC source: 0001421517-19-000017 · wf-form4_154941303704551.xml · nonDerivative · entry 3

Gannon Chris M · CIK 0001645284 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,519

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

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February 04, 2019 Filed Feb 6, 2019 00:29 UTC
SMITH LENOX SHARON ECorp. Controller & CAO
Tax withholdingCommon Stock 532 $7.66 $4,076.50
Disclosure

SEC source: 0001421517-19-000015 · wf-form4_154941296440915.xml · nonDerivative · entry 2

SMITH LENOX SHARON E · CIK 0001183605 · Corp. Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,077

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.

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February 04, 2019 Filed Mar 18, 2019 17:13 UTC Amendment
Siebert EricVP, Oil and Gas
Tax withholdingCommon Stock 2,268 $7.72 $17,500.11
Disclosure

SEC source: 0001437749-19-005194 · rdgdoc.xml · nonDerivative · entry 3

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,419

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

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February 04, 2019 Filed Mar 18, 2019 21:12 UTC Amendment Tax withholdingCommon Stock 1,655 $7.76 $12,840.48
Disclosure

SEC source: 0001437749-19-005192 · rdgdoc.xml · nonDerivative · entry 3

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,151

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

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February 04, 2019 Filed Mar 18, 2019 17:14 UTC Amendment
Smith EmilyVP, Corporate Development
Tax withholdingCommon Stock 1,932 $7.67 $14,818.63
Disclosure

SEC source: 0001437749-19-005195 · rdgdoc.xml · nonDerivative · entry 3

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,186

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

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February 04, 2019 Filed Mar 18, 2019 21:15 UTC Amendment
Yeung WilliamGeneral Counsel
Tax withholdingCommon Stock 1,952 $7.67 $14,971.84
Disclosure

SEC source: 0001437749-19-005196 · rdgdoc.xml · nonDerivative · entry 3

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,122

F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

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February 04, 2019 Filed Mar 18, 2019 21:13 UTC Amendment
Ghasripoor FarshadVP, Chief Technology Officer
Tax withholdingCommon Stock 1,919 $7.73 $14,826.77
Disclosure

SEC source: 0001437749-19-005193 · rdgdoc.xml · nonDerivative · entry 3

Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,125

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

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February 04, 2019 Filed Mar 18, 2019 21:12 UTC Amendment
Bensalah NocairVP Operations
Tax withholdingCommon Stock 2,257 $7.76 $17,511.39
Disclosure

SEC source: 0001437749-19-005191 · rdgdoc.xml · nonDerivative · entry 3

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,689

F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting.

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February 02, 2019 Filed Feb 6, 2019 00:30 UTC
Gannon Chris MChief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 95,622 $7.87 Strike: $7.87 $752,545.14
Disclosure

SEC source: 0001421517-19-000017 · wf-form4_154941303704551.xml · derivative · entry 5

Gannon Chris M · CIK 0001645284 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,622

Underlying: Common Stock · 95,622 shares

Expires 2029-02-02

F7 · derivative.exercise_date: This employee stock option was granted on February 2, 2019, 25% of the shares will vest on the 1st anniversary of the vesting commencement date, thereafter, the remaining 75% vest 1/36th per month.

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February 02, 2019 Filed Feb 6, 2019 00:30 UTC
Gannon Chris MChief Executive Officer
GrantCommon Stock 19,059 $7.87 $149,994.33
Disclosure

SEC source: 0001421517-19-000017 · wf-form4_154941303704551.xml · nonDerivative · entry 1

Gannon Chris M · CIK 0001645284 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,545

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of Common Stock

F2 · security: The restricted stock unit award was granted on February 2, 2019 and vests 25% on each of the first four anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.