Tapewire

Nasdaq · USD

ERII

Energy Recovery, Inc.

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Tapewire entity
5679
SEC CIK
0001421517
Parsed reports
399

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202604
Mar 202605
Apr 202602
May 202610
Jun 202611
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2019 Filed Oct 11, 2019 23:23 UTC Tax withholdingCommon Stock 100 $8.97 $896.50
Disclosure

SEC source: 0001437749-19-019983 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,464

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
October 09, 2019 Filed Oct 11, 2019 23:23 UTC SaleCommon Stock 229 $8.99 $2,058.71
Disclosure

SEC source: 0001437749-19-019983 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,564

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
September 25, 2019 Filed Sep 26, 2019 06:08 UTC
Siebert EricVP, Oil and Gas
Tax withholdingCommon Stock 446 $9.99 $4,456.48
Disclosure

SEC source: 0001437749-19-019070 · rdgdoc.xml · nonDerivative · entry 2

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,882

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
September 25, 2019 Filed Sep 26, 2019 10:16 UTC
Ghasripoor FarshadVP, Chief Technology Officer
Tax withholdingCommon Stock 935 $9.56 $8,937.48
Disclosure

SEC source: 0001437749-19-019075 · rdgdoc.xml · nonDerivative · entry 2

Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,058

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
September 25, 2019 Filed Sep 26, 2019 10:10 UTC
Bensalah NocairVP Operations
Tax withholdingCommon Stock 404 $10.00 $4,038.99
Disclosure

SEC source: 0001437749-19-019072 · rdgdoc.xml · nonDerivative · entry 2

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,515

F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
September 23, 2019 Filed Sep 26, 2019 01:59 UTC
Yeung WilliamGeneral Counsel
Tax withholdingCommon Stock 4,005 $9.72 $38,935.01
Disclosure

SEC source: 0001437749-19-019067 · rdgdoc.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,702

F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
September 23, 2019 Filed Sep 26, 2019 06:08 UTC
Siebert EricVP, Oil and Gas
Tax withholdingCommon Stock 2,820 $9.76 $27,518.97
Disclosure

SEC source: 0001437749-19-019070 · rdgdoc.xml · nonDerivative · entry 1

Siebert Eric · CIK 0001668414 · VP, Oil and Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,328

F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
September 23, 2019 Filed Sep 26, 2019 10:16 UTC
Ghasripoor FarshadVP, Chief Technology Officer
Tax withholdingCommon Stock 3,980 $9.80 $38,987.68
Disclosure

SEC source: 0001437749-19-019075 · rdgdoc.xml · nonDerivative · entry 1

Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,993

F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
September 23, 2019 Filed Sep 26, 2019 10:10 UTC
Bensalah NocairVP Operations
Tax withholdingCommon Stock 2,800 $9.81 $27,461.28
Disclosure

SEC source: 0001437749-19-019072 · rdgdoc.xml · nonDerivative · entry 1

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,919

F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
September 10, 2019 Filed Sep 13, 2019 00:41 UTC Tax withholdingCommon Stock 100 $9.59 $959.00
Disclosure

SEC source: 0001437749-19-018340 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,693

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
September 10, 2019 Filed Sep 13, 2019 00:41 UTC SaleCommon Stock 230 $9.96 $2,291.38
Disclosure

SEC source: 0001437749-19-018340 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,793

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 21:54 UTC Tax withholdingCommon Stock 100 $10.00 $1,000.00
Disclosure

SEC source: 0001437749-19-016615 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,023

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
August 09, 2019 Filed Aug 13, 2019 21:54 UTC SaleCommon Stock 230 $9.96 $2,291.47
Disclosure

SEC source: 0001437749-19-016615 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,123

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
July 18, 2019 Filed Jul 18, 2019 16:54 UTC
Smith EmilyVP, Corporate Development
Tax withholdingCommon Stock 229 $10.20 $2,335.55
Disclosure

SEC source: 0001437749-19-014236 · rdgdoc.xml · nonDerivative · entry 3

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,203

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

F3 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting.

Read SEC document
July 16, 2019 Filed Jul 18, 2019 16:54 UTC
Smith EmilyVP, Corporate Development
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001437749-19-014236 · rdgdoc.xml · derivative · entry 4

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 5,000 shares

Expires 2025-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This employee stock option was granted on 09/30/2015. 25% of the shares full vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75% vesting 1/36th per month.

Read SEC document
July 16, 2019 Filed Jul 18, 2019 16:54 UTC
Smith EmilyVP, Corporate Development
SaleCommon Stock 5,000 $12.00 $60,000.00
Disclosure

SEC source: 0001437749-19-014236 · rdgdoc.xml · nonDerivative · entry 2

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,432

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.

Read SEC document
July 16, 2019 Filed Jul 18, 2019 16:54 UTC
Smith EmilyVP, Corporate Development
Exercise / conversionCommon Stock 5,000 $2.14 $10,700.00
Disclosure

SEC source: 0001437749-19-014236 · rdgdoc.xml · nonDerivative · entry 1

Smith Emily · CIK 0001668423 · VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.

Read SEC document
July 16, 2019 Filed Jul 18, 2019 20:54 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 36,946 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001437749-19-014235 · rdgdoc.xml · derivative · entry 3

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,946 shares

Expires 2023-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This employee stock option was granted on March 14, 2013. All of the options are fully vested and exercisable.

Read SEC document
July 16, 2019 Filed Jul 18, 2019 20:54 UTC SaleCommon Stock 36,946 $11.92 $440,396.32
Disclosure

SEC source: 0001437749-19-014235 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,353

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
July 16, 2019 Filed Jul 18, 2019 20:54 UTC Exercise / conversionCommon Stock 36,946 $3.92 $144,828.32
Disclosure

SEC source: 0001437749-19-014235 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 01:41 UTC Tax withholdingCommon Stock 100 $10.46 $1,046.00
Disclosure

SEC source: 0001437749-19-013875 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,353

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
July 09, 2019 Filed Jul 12, 2019 01:41 UTC SaleCommon Stock 229 $10.31 $2,361.63
Disclosure

SEC source: 0001437749-19-013875 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,453

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
June 17, 2019 Filed Jun 17, 2019 21:32 UTC Tax withholdingCommon Stock 100 $9.94 $994.00
Disclosure

SEC source: 0001437749-19-012181 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,682

F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).

Read SEC document
June 13, 2019 Filed Jul 10, 2019 20:00 UTC GrantStock Option (Right to Buy) · Derivative 21,303 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001437749-19-013745 · rdgdoc.xml · derivative · entry 1

MAO ROBERT YU LANG · CIK 0001232218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,303

Underlying: Common Stock · 21,303 shares

Expires 2029-06-13

F1 · derivative.exercise_date: The shares will fully vest and become exercisable on the 2020 Annual Meeting date, anticipated to be on or about June 11, 2020.

Read SEC document
June 13, 2019 Filed Jul 10, 2019 20:00 UTC GrantStock Option (Right to Buy) · Derivative 13,413 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001437749-19-013744 · rdgdoc.xml · derivative · entry 1

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,413

Underlying: Common Stock · 13,413 shares

Expires 2029-06-13

F1 · derivative.exercise_date: The shares will fully vest and become exercisable on the 2020 Annual Meeting date, anticipated to be on or about June 11, 2020.

Read SEC document
June 13, 2019 Filed Jul 10, 2019 16:01 UTC GrantStock Option (Right to Buy) · Derivative 13,413 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001437749-19-013747 · rdgdoc.xml · derivative · entry 1

Lorentzen Ole Peter · CIK 0001429459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,413

Underlying: Common Stock · 13,413 shares

Expires 2029-06-13

F1 · derivative.exercise_date: The shares will fully vest and become exercisable on the 2020 Annual Meeting date, anticipated to be on or about June 11, 2020.

Read SEC document
June 13, 2019 Filed Jul 10, 2019 20:01 UTC
Foda SherifDirector
GrantStock Option (Right to Buy) · Derivative 13,413 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001437749-19-013748 · rdgdoc.xml · derivative · entry 1

Foda Sherif · CIK 0001580690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,413

Underlying: Common Stock · 13,413 shares

Expires 2029-06-13

F1 · derivative.exercise_date: The shares will fully vest and become exercisable on the 2020 Annual Meeting date, anticipated to be on or about June 11, 2020.

Read SEC document
June 13, 2019 Filed Jul 10, 2019 20:00 UTC
FJELL OLAVDirector
GrantStock Option (Right to Buy) · Derivative 13,413 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001437749-19-013746 · rdgdoc.xml · derivative · entry 1

FJELL OLAV · CIK 0001646431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,413

Underlying: Common Stock · 13,413 shares

Expires 2029-06-13

F1 · derivative.exercise_date: The shares will fully vest and become exercisable on the 2020 Annual Meeting date, anticipated to be on or about June 11, 2020.

Read SEC document
June 13, 2019 Filed Jul 10, 2019 20:00 UTC GrantStock Option (Right to Buy) · Derivative 13,413 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001437749-19-013743 · rdgdoc.xml · derivative · entry 1

BUEHLER ALEXANDER J · CIK 0001397838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,413

Underlying: Common Stock · 13,413 shares

Expires 2029-06-13

F1 · derivative.exercise_date: The shares will fully vest and become exercisable on the 2020 Annual Meeting date, anticipated to be on or about June 11, 2020.

Read SEC document
June 12, 2019 Filed Jun 17, 2019 21:32 UTC SaleCommon Stock 230 $9.82 $2,258.60
Disclosure

SEC source: 0001437749-19-012181 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,782

F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.

Read SEC document
June 10, 2019 Filed Jun 10, 2019 18:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001437749-19-011738 · rdgdoc.xml · derivative · entry 9

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,976

Underlying: Common Stock · 10,000 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.

Read SEC document
June 10, 2019 Filed Jun 10, 2019 18:19 UTC SaleCommon Stock 10,000 $10.06 $100,624.00
Disclosure

SEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 6

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: This figure is the weighted average sales price of multiple trades ranging from $9.92 to $10.22 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
June 10, 2019 Filed Jun 10, 2019 18:19 UTC Exercise / conversionCommon Stock 10,000 $7.31 $73,100.00
Disclosure

SEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 5

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 18:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001437749-19-011738 · rdgdoc.xml · derivative · entry 8

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,976

Underlying: Common Stock · 20,000 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 18:19 UTC SaleCommon Stock 20,000 $9.92 $198,318.00
Disclosure

SEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 4

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $9.82 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 18:19 UTC Exercise / conversionCommon Stock 20,000 $7.31 $146,200.00
Disclosure

SEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 3

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 18:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001437749-19-011738 · rdgdoc.xml · derivative · entry 7

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,976

Underlying: Common Stock · 15,000 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 18:19 UTC SaleCommon Stock 15,000 $9.90 $148,495.50
Disclosure

SEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 2

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $9.77 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 18:19 UTC Exercise / conversionCommon Stock 15,000 $7.31 $109,650.00
Disclosure

SEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 1

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 22, 2019 20:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 21,558 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001437749-19-010717 · rdgdoc.xml · derivative · entry 9

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,976

Underlying: Common Stock · 21,558 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.

Read SEC document
May 22, 2019 Filed May 22, 2019 20:47 UTC SaleCommon Stock 21,558 $10.21 $220,191.26
Disclosure

SEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 6

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: This figure is the weighted average sales price of multiple trades ranging from $10.13 to $10.28 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
May 22, 2019 Filed May 22, 2019 20:47 UTC Exercise / conversionCommon Stock 21,558 $7.31 $157,588.98
Disclosure

SEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 5

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 35,302 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001437749-19-010717 · rdgdoc.xml · derivative · entry 8

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,534

Underlying: Common Stock · 35,302 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.

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May 21, 2019 Filed May 22, 2019 20:47 UTC SaleCommon Stock 35,302 $10.36 $365,813.44
Disclosure

SEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 4

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $10.28 to $10.57 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

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May 21, 2019 Filed May 22, 2019 20:47 UTC Exercise / conversionCommon Stock 35,302 $7.31 $258,057.62
Disclosure

SEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 3

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 28,126 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001437749-19-010717 · rdgdoc.xml · derivative · entry 7

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,836

Underlying: Common Stock · 28,126 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.

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May 20, 2019 Filed May 22, 2019 20:47 UTC SaleCommon Stock 28,126 $10.45 $293,866.07
Disclosure

SEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 2

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $10.28 to $10.54 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

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May 20, 2019 Filed May 22, 2019 20:47 UTC Exercise / conversionCommon Stock 28,126 $7.31 $205,601.06
Disclosure

SEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 1

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 37,322 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · derivative · entry 13

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,962

Underlying: Common Stock · 37,322 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on September 3, 2013. All of the options are fully vested and exercisable.

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May 17, 2019 Filed May 17, 2019 21:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,447 $0.00 Strike: $5.43 $0.00
Disclosure

SEC source: 0001437749-19-010422 · rdgdoc.xml · derivative · entry 12

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,447 shares

Expires 2020-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option was granted on September 3, 2013. All of the options are fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.