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NYSE · USD

EQH

Equitable Holdings, Inc.

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Tapewire entity
3405
SEC CIK
0001333986
Parsed reports
625

Last 12 months

Inside the activity.

1 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202516
Jan 202606
Feb 202605
Mar 202600
Apr 2026010
May 202605
Jun 202605
Jul 202606
Aug 2026010
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2025 Filed Feb 18, 2025 22:34 UTC
Lane NickSee Remarks
Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:36 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · derivative · entry 8

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 426,400

Underlying: Common Stock · 20,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Grant of employee stock option uncer the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:36 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 9,571 $55.28 $529,122.21
Disclosure

SEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 7

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 714,462.97

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F7 · price: This transaction was executed in multiple trades at prices ranging from $54.8800 to $55.7500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:36 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 429 $54.20 $23,249.78
Disclosure

SEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 6

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 724,033.97

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F6 · price: This transaction was executed in multiple trades at prices ranging from $53.8500 to $54.8200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:36 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 100 $55.78 $5,578.00
Disclosure

SEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 5

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 724,462.97

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:36 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 19,300 $55.28 $1,066,907.86
Disclosure

SEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 724,562.97

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $54.7600 to $55.7500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:36 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 600 $53.99 $32,396.52
Disclosure

SEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 743,862.97

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $53.7450 to $54.7300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:36 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $23.18 $463,600.00
Disclosure

SEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 744,462.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:37 UTC
Raju Robin MChief Financial Officer
GrantCommon Stock 22,506 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006136 · wk-form4_1739918234.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,865.59

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:41 UTC
Eckert William James IVChief Accounting Officer
GrantCommon Stock 3,376 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006143 · wk-form4_1739918490.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,053.08

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:33 UTC
HURD JEFFREY JChief Operating Officer
GrantCommon Stock 18,755 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006126 · wk-form4_1739917988.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,964.49

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:34 UTC
Lane NickSee Remarks
GrantCommon Stock 22,506 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,135

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:40 UTC
BERNSTEIN SETH PSee remarks
GrantCommon Stock 7,502 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006139 · wk-form4_1739918414.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,581.38

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:38 UTC
Gonzalez Jose RamonChief Legal Officer
GrantCommon Stock 9,003 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006137 · wk-form4_1739918320.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,446.91

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:36 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 94,524 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 724,462.97

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:36 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 6,666 $54.65 $364,277.57
Disclosure

SEC source: 0001628280-25-001758 · wk-form4_1737067003.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,209.49

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $51.0800 to $52.0400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:41 UTC
Lane NickSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-001759 · wk-form4_1737067303.xml · derivative · entry 5

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F6 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:41 UTC
Lane NickSee Remarks
SaleCommon Stock 5,000 $51.64 $258,218.50
Disclosure

SEC source: 0001628280-25-001759 · wk-form4_1737067303.xml · nonDerivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,629

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $51.0800 to $52.0100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:41 UTC
Lane NickSee Remarks
SaleCommon Stock 396 $52.02 $20,598.93
Disclosure

SEC source: 0001628280-25-001759 · wk-form4_1737067303.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,629

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $52.0000 to $52.0300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:41 UTC
Lane NickSee Remarks
SaleCommon Stock 19,604 $51.64 $1,012,428.98
Disclosure

SEC source: 0001628280-25-001759 · wk-form4_1737067303.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,025

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $51.0000 to $51.9900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:41 UTC
Lane NickSee Remarks
Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001628280-25-001759 · wk-form4_1737067303.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:35 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,266 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · derivative · entry 7

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 446,400

Underlying: Common Stock · 11,266 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F7 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:35 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,734 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · derivative · entry 6

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 457,666

Underlying: Common Stock · 8,734 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F6 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:35 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 20,000 $51.65 $1,033,074.00
Disclosure

SEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · nonDerivative · entry 5

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 629,938.97

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $51.0600 to $52.0300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:35 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 123 $52.03 $6,400.23
Disclosure

SEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · nonDerivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 649,938.97

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $52.0100 to $52.0400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:35 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 9,877 $51.65 $510,155.94
Disclosure

SEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 650,061.97

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $51.0000 to $51.9900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:35 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionCommon Stock 11,266 $23.18 $261,145.88
Disclosure

SEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 659,938.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 22:35 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionCommon Stock 8,734 $21.34 $186,383.56
Disclosure

SEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 648,672.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
December 23, 2024 Filed Dec 23, 2024 21:38 UTC
Eckert William James IVChief Accounting Officer
SaleCommon Stock 1,700 $46.68 $79,356.00
Disclosure

SEC source: 0001628280-24-052346 · wk-form4_1734989901.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,677.08

F1 · price: All shares were sold at a price of $46.6800, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC
Lane NickSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · derivative · entry 8

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F9 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC
Lane NickSee Remarks
SaleCommon Stock 2,320 $46.49 $107,857.50
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 7

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,629

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F8 · price: This transaction was executed in multiple trades at prices ranging from $46.3600 to $46.7600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC
Lane NickSee Remarks
SaleCommon Stock 1,269 $45.90 $58,246.47
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 6

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,949

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F7 · price: This transaction was executed in multiple trades at prices ranging from $45.3600 to $46.3500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC
Lane NickSee Remarks
SaleCommon Stock 1,411 $44.68 $63,037.84
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 5

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,218

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F6 · price: This transaction was executed in multiple trades at prices ranging from $44.3300 to $45.2900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC
Lane NickSee Remarks
SaleCommon Stock 9,098 $46.48 $422,876.86
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,629

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $46.3500 to $46.7400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC
Lane NickSee Remarks
SaleCommon Stock 5,500 $45.90 $252,472.00
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,727

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $45.3500 to $46.3400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC
Lane NickSee Remarks
SaleCommon Stock 5,402 $44.69 $241,388.37
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,227

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $44.3500 to $45.3400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:24 UTC
Lane NickSee Remarks
Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001628280-24-052137 · wk-form4_1734657862.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:30 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 6,666 $47.31 $315,355.79
Disclosure

SEC source: 0001628280-24-051719 · wk-form4_1734474646.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,875.49

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $46.8900 to $47.5400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Total includes Restricted Stock Units.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:30 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001628280-24-051718 · wk-form4_1734474637.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 466,400

Underlying: Common Stock · 20,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:30 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 10,000 $47.31 $473,073.00
Disclosure

SEC source: 0001628280-24-051718 · wk-form4_1734474637.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 639,938.97

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $46.9000 to $47.5300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:30 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 20,000 $47.31 $946,132.00
Disclosure

SEC source: 0001628280-24-051718 · wk-form4_1734474637.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 649,938.97

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $46.8600 to $47.5300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:30 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $21.34 $426,800.00
Disclosure

SEC source: 0001628280-24-051718 · wk-form4_1734474637.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 669,938.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:51 UTC
Raju Robin MChief Financial Officer
GrantCommon Stock 306.7 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133387 · ownership.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,359.59

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:48 UTC
Eckert William James IVChief Accounting Officer
GrantCommon Stock 55.88 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133383 · ownership.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,377.08

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:49 UTC
HURD JEFFREY JChief Operating Officer
GrantCommon Stock 295.24 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133385 · ownership.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,541.49

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:50 UTC
Lane Nick(See Remarks)
GrantCommon Stock 328.65 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133386 · ownership.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,629

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:52 UTC
BERNSTEIN SETH PSee Remarks
GrantCommon Stock 117.55 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133389 · ownership.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,079.38

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:51 UTC
Gonzalez Jose RamonChief Legal Officer
GrantCommon Stock 162.76 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133388 · ownership.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,443.91

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:48 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 1,384.44 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133384 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 649,938.97

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
December 03, 2024 Filed May 21, 2026 21:11 UTC PurchaseCommon Stock 88.536 $47.86 $4,237.60
Disclosure

SEC source: 0001628280-26-037383 · wk-form4_1779397890.xml · nonDerivative · entry 8

Hondal Francis · CIK 0001823810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,562.078

F1 · kind: Reflects shares acquired through a dividend reinvestment plan inadvertently administered by the reporting person's broker dealer and not previously reported. Late disclosure of these shares resulted from the reporting person's initial understanding the automatic dividend reinvestment plan was not active.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.