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EQH

Equitable Holdings, Inc.

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Tapewire entity
3405
SEC CIK
0001333986
Parsed reports
625

Last 12 months

Inside the activity.

1 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202516
Jan 202606
Feb 202605
Mar 202600
Apr 2026010
May 202605
Jun 202605
Jul 202606
Aug 2026010
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2025 Filed Apr 16, 2025 20:54 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 10,000 $47.56 $475,637.00
Disclosure

SEC source: 0001628280-25-018035 · wk-form4_1744836837.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 743,205.63

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $47.2300 to $48.2000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:54 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 20,000 $47.56 $951,144.00
Disclosure

SEC source: 0001628280-25-018035 · wk-form4_1744836837.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,205.63

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.2600 to $48.2100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:54 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $23.18 $463,600.00
Disclosure

SEC source: 0001628280-25-018035 · wk-form4_1744836837.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 773,205.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:07 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 4,133 $52.13 $215,444.61
Disclosure

SEC source: 0001628280-25-013518 · wk-form4_1742332055.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108,312.32

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $51.7400 to $52.3700. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:07 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 2,533 $51.27 $129,873.50
Disclosure

SEC source: 0001628280-25-013518 · wk-form4_1742332055.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,445.32

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $50.7200 to $51.6900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:46 UTC
Lane NickSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-013287 · wk-form4_1742251599.xml · derivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:46 UTC
Lane NickSee Remarks
SaleCommon Stock 1,731 $51.34 $88,862.27
Disclosure

SEC source: 0001628280-25-013287 · wk-form4_1742251599.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,072.87

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $51.2900 to $51.4200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:46 UTC
Lane NickSee Remarks
SaleCommon Stock 3,269 $51.01 $166,740.58
Disclosure

SEC source: 0001628280-25-013287 · wk-form4_1742251599.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,803.87

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $50.2800 to $51.2700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:46 UTC
Lane NickSee Remarks
Exercise / conversionCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001628280-25-013287 · wk-form4_1742251599.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,072.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:47 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-013288 · wk-form4_1742251630.xml · derivative · entry 5

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 406,400

Underlying: Common Stock · 20,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F6 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:47 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 1,198 $51.41 $61,589.30
Disclosure

SEC source: 0001628280-25-013288 · wk-form4_1742251630.xml · nonDerivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,205.63

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $51.3700 to $51.5100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:47 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 2,510 $51.41 $129,048.89
Disclosure

SEC source: 0001628280-25-013288 · wk-form4_1742251630.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 754,403.63

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $51.3700 to $51.4900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:47 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 26,292 $51.12 $1,344,128.55
Disclosure

SEC source: 0001628280-25-013288 · wk-form4_1742251630.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 756,913.63

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $50.3700 to $51.3600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:47 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $23.18 $463,600.00
Disclosure

SEC source: 0001628280-25-013288 · wk-form4_1742251630.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 783,205.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:53 UTC
Raju Robin MChief Financial Officer
GrantCommon Stock 255.99 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-012851 · wk-form4_1741985578.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,712.58

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:49 UTC
Eckert William James IVChief Accounting Officer
GrantCommon Stock 41.73 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-012843 · wk-form4_1741985340.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,782.81

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:50 UTC
HURD JEFFREY JChief Operating Officer
GrantCommon Stock 228.83 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-012846 · wk-form4_1741985409.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,978.32

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:52 UTC
Lane NickSee Remarks
GrantCommon Stock 258.87 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-012850 · wk-form4_1741985534.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,072.87

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:54 UTC
Gonzalez Jose RamonChief Legal Officer
GrantCommon Stock 123.29 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-012853 · wk-form4_1741985633.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,919.2

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:49 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 1,090.66 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-012845 · wk-form4_1741985372.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 763,205.63

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 20:51 UTC
BERNSTEIN SETH PSee remarks
GrantCommon Stock 89.33 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-012849 · wk-form4_1741985498.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,184.71

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2025 Filed May 21, 2026 21:11 UTC PurchaseCommon Stock 85.282 $49.94 $4,258.81
Disclosure

SEC source: 0001628280-26-037383 · wk-form4_1779397890.xml · nonDerivative · entry 9

Hondal Francis · CIK 0001823810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,647.36

F1 · kind: Reflects shares acquired through a dividend reinvestment plan inadvertently administered by the reporting person's broker dealer and not previously reported. Late disclosure of these shares resulted from the reporting person's initial understanding the automatic dividend reinvestment plan was not active.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:31 UTC
Raju Robin MChief Financial Officer
Tax withholdingCommon Stock 22,172 $55.02 $1,219,903.44
Disclosure

SEC source: 0001628280-25-009994 · wk-form4_1741127494.xml · nonDerivative · entry 3

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,456.59

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:31 UTC
Raju Robin MChief Financial Officer
GrantCommon Stock 43,432 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009994 · wk-form4_1741127494.xml · nonDerivative · entry 2

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,628.59

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:31 UTC
Raju Robin MChief Financial Officer
Tax withholdingCommon Stock 14,669 $55.02 $807,088.38
Disclosure

SEC source: 0001628280-25-009994 · wk-form4_1741127494.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,196.59

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:32 UTC
Eckert William James IVChief Accounting Officer
Tax withholdingCommon Stock 5,674 $55.02 $312,183.48
Disclosure

SEC source: 0001628280-25-009996 · wk-form4_1741127531.xml · nonDerivative · entry 3

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,741.08

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares

F2 · ownership.direct: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:32 UTC
Eckert William James IVChief Accounting Officer
GrantCommon Stock 11,114 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009996 · wk-form4_1741127531.xml · nonDerivative · entry 2

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,415.08

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024.

F2 · ownership.direct: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:32 UTC
Eckert William James IVChief Accounting Officer
Tax withholdingCommon Stock 2,752 $55.02 $151,415.04
Disclosure

SEC source: 0001628280-25-009996 · wk-form4_1741127531.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,301.08

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · ownership.direct: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:29 UTC
HURD JEFFREY JChief Operating Officer
Tax withholdingCommon Stock 26,085 $55.02 $1,435,196.70
Disclosure

SEC source: 0001628280-25-009988 · wk-form4_1741127352.xml · nonDerivative · entry 3

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,749.49

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:29 UTC
HURD JEFFREY JChief Operating Officer
GrantCommon Stock 51,096 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009988 · wk-form4_1741127352.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,834.49

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:29 UTC
HURD JEFFREY JChief Operating Officer
Tax withholdingCommon Stock 14,560 $55.02 $801,091.20
Disclosure

SEC source: 0001628280-25-009988 · wk-form4_1741127352.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,738.49

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:28 UTC
Lane NickSee Remarks
Tax withholdingCommon Stock 32,606 $55.02 $1,793,982.12
Disclosure

SEC source: 0001628280-25-009985 · wk-form4_1741127317.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,814

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:28 UTC
Lane NickSee Remarks
GrantCommon Stock 63,870 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009985 · wk-form4_1741127317.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,420

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:28 UTC
Lane NickSee Remarks
Tax withholdingCommon Stock 16,585 $55.02 $912,506.70
Disclosure

SEC source: 0001628280-25-009985 · wk-form4_1741127317.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,550

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:31 UTC
BERNSTEIN SETH PSee remarks
Tax withholdingCommon Stock 14,129 $55.02 $777,377.58
Disclosure

SEC source: 0001628280-25-009993 · wk-form4_1741127464.xml · nonDerivative · entry 3

BERNSTEIN SETH P · CIK 0001705584 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,095.38

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:31 UTC
BERNSTEIN SETH PSee remarks
GrantCommon Stock 25,549 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009993 · wk-form4_1741127464.xml · nonDerivative · entry 2

BERNSTEIN SETH P · CIK 0001705584 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,224.38

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:31 UTC
BERNSTEIN SETH PSee remarks
Tax withholdingCommon Stock 4,906 $55.02 $269,928.12
Disclosure

SEC source: 0001628280-25-009993 · wk-form4_1741127464.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,675.38

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:30 UTC
Gonzalez Jose RamonChief Legal Officer
Tax withholdingCommon Stock 15,651 $55.02 $861,118.02
Disclosure

SEC source: 0001628280-25-009991 · wk-form4_1741127424.xml · nonDerivative · entry 3

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,795.91

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:30 UTC
Gonzalez Jose RamonChief Legal Officer
GrantCommon Stock 30,658 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009991 · wk-form4_1741127424.xml · nonDerivative · entry 2

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,446.91

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:30 UTC
Gonzalez Jose RamonChief Legal Officer
Tax withholdingCommon Stock 7,658 $55.02 $421,343.16
Disclosure

SEC source: 0001628280-25-009991 · wk-form4_1741127424.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,788.91

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:27 UTC
Pearson MarkDirector · President and CEO
Tax withholdingCommon Stock 149,756 $55.02 $8,239,575.12
Disclosure

SEC source: 0001628280-25-009981 · wk-form4_1741127243.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762,114.97

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:27 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 270,805 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009981 · wk-form4_1741127243.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 911,870.97

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:27 UTC
Pearson MarkDirector · President and CEO
Tax withholdingCommon Stock 73,397 $55.02 $4,038,302.94
Disclosure

SEC source: 0001628280-25-009981 · wk-form4_1741127243.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 641,065.97

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:27 UTC SaleCommon Stock 1,350 $54.40 $73,440.00
Disclosure

SEC source: 0001628280-25-009068 · wk-form4_1740778030.xml · nonDerivative · entry 1

Isaacs-Lowe Arlene · CIK 0001916941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,770

Read SEC document
February 18, 2025 Filed Feb 19, 2025 21:56 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 6,666 $55.38 $369,170.41
Disclosure

SEC source: 0001628280-25-006423 · wk-form4_1740002208.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,298.49

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.0400 to $55.7100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:34 UTC
Lane NickSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · derivative · entry 7

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,417

Underlying: Common Stock · 5,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F8 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2021.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:34 UTC
Lane NickSee Remarks
SaleCommon Stock 19,000 $55.29 $1,050,428.30
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 6

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,135

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F7 · price: This transaction was executed in multiple trades at prices ranging from $54.8700 to $55.7500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:34 UTC
Lane NickSee Remarks
SaleCommon Stock 1,000 $54.27 $54,274.00
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 5

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,135

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F6 · price: This transaction was executed in multiple trades at prices ranging from $53.8500 to $54.8200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:34 UTC
Lane NickSee Remarks
SaleCommon Stock 4,700 $55.29 $259,863.00
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 4

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,135

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $55.0000 to $55.6400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 22:34 UTC
Lane NickSee Remarks
SaleCommon Stock 300 $54.26 $16,277.01
Disclosure

SEC source: 0001628280-25-006130 · wk-form4_1739918083.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,835

F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $53.9800 to $54.8100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.