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EQH

Equitable Holdings, Inc.

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3405
SEC CIK
0001333986
Parsed reports
625

Last 12 months

Inside the activity.

1 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202516
Jan 202606
Feb 202605
Mar 202600
Apr 2026010
May 202605
Jun 202605
Jul 202606
Aug 2026010
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2021 Filed Mar 12, 2021 21:33 UTC
Hattem Dave S.SEVP & Chief Legal Officer
GrantCommon Stock 141.71 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020172 · doc4.xml · nonDerivative · entry 1

Hattem Dave S. · CIK 0001739394 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,154.68

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:30 UTC
BERNSTEIN SETH PSee Remarks
GrantPerformance Restricted Stock Units · Derivative 106.3 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020167 · doc4.xml · derivative · entry 2

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,990.22

Underlying: Common Stock · 106.3 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:30 UTC
BERNSTEIN SETH PSee Remarks
GrantCommon Stock 130.2 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020167 · doc4.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,107.17

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
HURD JEFFREY JSenior EVP & COO
Tax withholdingCommon Stock 35,557.66 $30.26 $1,075,974.79
Disclosure

SEC source: 0001209191-21-015814 · doc4.xml · nonDerivative · entry 4

HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,989.94

F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
HURD JEFFREY JSenior EVP & COO
GrantCommon Stock 72,608.66 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015814 · doc4.xml · nonDerivative · entry 3

HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,547.6

F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2018 through December 31, 2020.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
HURD JEFFREY JSenior EVP & COO
Tax withholdingCommon Stock 3,642.59 $30.26 $110,224.77
Disclosure

SEC source: 0001209191-21-015814 · doc4.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,938.94

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
Pearson MarkDirector · President and CEO
Tax withholdingCommon Stock 82,651.66 $30.26 $2,501,039.23
Disclosure

SEC source: 0001209191-21-015817 · doc4.xml · nonDerivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,049.69

F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 155,299.66 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015817 · doc4.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,701.36

F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2018 through December 31, 2020.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
Pearson MarkDirector · President and CEO
Tax withholdingCommon Stock 8,090.99 $30.26 $244,833.36
Disclosure

SEC source: 0001209191-21-015817 · doc4.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,401.69

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
Malmstrom AndersSenior EVP & CFO
Tax withholdingCommon Stock 32,203.75 $30.26 $974,485.48
Disclosure

SEC source: 0001209191-21-015813 · doc4.xml · nonDerivative · entry 4

Malmstrom Anders · CIK 0001705476 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,733.59

F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
Malmstrom AndersSenior EVP & CFO
GrantCommon Stock 60,508.75 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015813 · doc4.xml · nonDerivative · entry 3

Malmstrom Anders · CIK 0001705476 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,937.34

F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2018 through December 31, 2020.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
Malmstrom AndersSenior EVP & CFO
Tax withholdingCommon Stock 3,298.34 $30.26 $99,807.77
Disclosure

SEC source: 0001209191-21-015813 · doc4.xml · nonDerivative · entry 2

Malmstrom Anders · CIK 0001705476 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,428.59

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
Hattem Dave S.SEVP & Chief Legal Officer
Tax withholdingCommon Stock 21,469.83 $30.26 $649,677.06
Disclosure

SEC source: 0001209191-21-015816 · doc4.xml · nonDerivative · entry 4

Hattem Dave S. · CIK 0001739394 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,012.97

F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
Hattem Dave S.SEVP & Chief Legal Officer
GrantCommon Stock 40,338.83 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015816 · doc4.xml · nonDerivative · entry 3

Hattem Dave S. · CIK 0001739394 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,482.81

F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2018 through December 31, 2020.

F2 · balance_after: Includes restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:00 UTC
Hattem Dave S.SEVP & Chief Legal Officer
Tax withholdingCommon Stock 2,102.56 $30.26 $63,623.47
Disclosure

SEC source: 0001209191-21-015816 · doc4.xml · nonDerivative · entry 2

Hattem Dave S. · CIK 0001739394 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,143.97

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:00 UTC Tax withholdingCommon Stock 657.94 $29.57 $19,455.29
Disclosure

SEC source: 0001209191-21-015818 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,297.1

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:00 UTC
HURD JEFFREY JSenior EVP & COO
Tax withholdingCommon Stock 3,641.19 $29.57 $107,669.99
Disclosure

SEC source: 0001209191-21-015814 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,581.53

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:00 UTC
Lane Nick(See Remarks)
Tax withholdingCommon Stock 3,641.19 $29.57 $107,669.99
Disclosure

SEC source: 0001209191-21-015815 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,482.46

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:00 UTC
Pearson MarkDirector · President and CEO
Tax withholdingCommon Stock 15,826.67 $29.57 $467,994.63
Disclosure

SEC source: 0001209191-21-015817 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,492.68

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:00 UTC
Malmstrom AndersSenior EVP & CFO
Tax withholdingCommon Stock 4,254.5 $29.57 $125,805.57
Disclosure

SEC source: 0001209191-21-015813 · doc4.xml · nonDerivative · entry 1

Malmstrom Anders · CIK 0001705476 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,726.92

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:00 UTC
Hattem Dave S.SEVP & Chief Legal Officer
Tax withholdingCommon Stock 1,974.11 $29.57 $58,374.43
Disclosure

SEC source: 0001209191-21-015816 · doc4.xml · nonDerivative · entry 1

Hattem Dave S. · CIK 0001739394 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,246.53

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:00 UTC
BERNSTEIN SETH PSee Remarks
Tax withholdingCommon Stock 1,421.11 $29.57 $42,022.22
Disclosure

SEC source: 0001209191-21-015812 · doc4.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,976.97

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:00 UTC GrantCommon Stock 5,741 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012315 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,955.04

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:00 UTC
HURD JEFFREY JSenior EVP & COO
GrantCommon Stock 28,705 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012314 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,222.72

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:00 UTC
Lane Nick(See Remarks)
GrantCommon Stock 30,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012311 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,123.65

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:00 UTC
BERNSTEIN SETH PSee Remarks
GrantCommon Stock 12,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012313 · doc4.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,398.08

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:00 UTC
Hattem Dave S.SEVP & Chief Legal Officer
GrantCommon Stock 14,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012310 · doc4.xml · nonDerivative · entry 1

Hattem Dave S. · CIK 0001739394 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,220.64

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:00 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 114,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012312 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,319.35

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:00 UTC
Malmstrom AndersSenior EVP & CFO
GrantCommon Stock 38,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012309 · doc4.xml · nonDerivative · entry 1

Malmstrom Anders · CIK 0001705476 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,981.42

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:00 UTC Tax withholdingCommon Stock 741.94 $27.35 $20,292.06
Disclosure

SEC source: 0001209191-21-011236 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,214.04

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:00 UTC
HURD JEFFREY JSenior EVP & COO
Tax withholdingCommon Stock 3,012.63 $27.35 $82,395.43
Disclosure

SEC source: 0001209191-21-011235 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,517.72

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:00 UTC
Lane Nick(See Remarks)
Tax withholdingCommon Stock 3,048.13 $27.35 $83,366.36
Disclosure

SEC source: 0001209191-21-011234 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,983.65

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:00 UTC
BERNSTEIN SETH PSee Remarks
Tax withholdingCommon Stock 1,804.82 $27.35 $49,361.83
Disclosure

SEC source: 0001209191-21-011237 · doc4.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,198.08

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:00 UTC
Pearson MarkDirector · President and CEO
Tax withholdingCommon Stock 9,315.45 $27.35 $254,777.56
Disclosure

SEC source: 0001209191-21-011232 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,500.35

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:00 UTC
Hattem Dave S.SEVP & Chief Legal Officer
Tax withholdingCommon Stock 1,693.82 $27.35 $46,325.98
Disclosure

SEC source: 0001209191-21-011233 · doc4.xml · nonDerivative · entry 1

Hattem Dave S. · CIK 0001739394 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,867.64

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:00 UTC
Malmstrom AndersSenior EVP & CFO
Tax withholdingCommon Stock 3,395.63 $27.35 $92,870.48
Disclosure

SEC source: 0001209191-21-011231 · doc4.xml · nonDerivative · entry 1

Malmstrom Anders · CIK 0001705476 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,947.42

F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 16, 2022 21:15 UTC
HURD JEFFREY JChief Operating Officer
GrantCommon Stock 90,088 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010187 · doc4.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,843.66

F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2019 through December 31, 2021.

F2 · balance_after: Includes restricted stock units.

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February 01, 2021 Filed Feb 2, 2021 21:00 UTC
Lane Nick(See Remarks)
Tax withholdingCommon Stock 3,740.3 $25.05 $93,694.52
Disclosure

SEC source: 0001209191-21-006713 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,031.78

F1 · shares: Shares withheld to cover taxes upon vesting of a previous RSU grant.

F2 · balance_after: Includes restricted stock units.

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December 11, 2020 Filed Dec 14, 2020 16:25 UTC GiftCommon Stock 2,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063130 · doc4.xml · nonDerivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,682

F1 · shares: Represents shares that the Reporting Person donated to The Kristi A. Matus Fund, a donor advised fund.

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December 09, 2020 Filed Dec 9, 2020 19:37 UTC SaleCommon Stock 3,182 $26.48 $84,243.45
Disclosure

SEC source: 0001209191-20-062456 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,955.98

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.440 to $26.542. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes restricted stock units.

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December 01, 2020 Filed Dec 3, 2020 14:45 UTC GrantCommon Stock 76.58 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061372 · doc4.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,137.98

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

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December 01, 2020 Filed Dec 3, 2020 14:45 UTC
HURD JEFFREY JSenior EVP & COO
GrantPerformance Restricted Stock Units · Derivative 127.36 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061376 · doc4.xml · derivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,883.92

Underlying: Common Stock · 127.36 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

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December 01, 2020 Filed Dec 3, 2020 14:45 UTC
HURD JEFFREY JSenior EVP & COO
GrantCommon Stock 299.37 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061376 · doc4.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,530.35

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

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December 01, 2020 Filed Dec 3, 2020 14:45 UTC
Lane Nick(See Remarks)
GrantPerformance Restricted Stock Units · Derivative 135.88 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061373 · doc4.xml · derivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,212.61

Underlying: Common Stock · 135.88 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 14:45 UTC
Lane Nick(See Remarks)
GrantCommon Stock 325.73 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061373 · doc4.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,772.08

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

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December 01, 2020 Filed Dec 3, 2020 14:45 UTC
Pearson MarkDirector · President and CEO
GrantPerformance Restricted Stock Units · Derivative 636.82 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061377 · doc4.xml · derivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,419.62

Underlying: Common Stock · 636.82 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 14:45 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061377 · doc4.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,815.8

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 14:45 UTC
Malmstrom AndersSenior EVP & CFO
GrantPerformance Restricted Stock Units · Derivative 254.73 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061375 · doc4.xml · derivative · entry 2

Malmstrom Anders · CIK 0001705476 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,767.85

Underlying: Common Stock · 254.73 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

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December 01, 2020 Filed Dec 3, 2020 14:45 UTC
Malmstrom AndersSenior EVP & CFO
GrantCommon Stock 302.15 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061375 · doc4.xml · nonDerivative · entry 1

Malmstrom Anders · CIK 0001705476 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,343.05

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 14:45 UTC
Hattem Dave S.SEVP & Chief Legal Officer
GrantPerformance Restricted Stock Units · Derivative 254.73 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061374 · doc4.xml · derivative · entry 2

Hattem Dave S. · CIK 0001739394 · SEVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,767.85

Underlying: Common Stock · 254.73 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.