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EQBK

EQUITY BANCSHARES INC

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4952
SEC CIK
0001227500
Parsed reports
471

Last 12 months

Inside the activity.

6 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202610
Mar 202601
Apr 202610
May 202601
Jun 202601
Jul 202626
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2021 Filed May 13, 2021 17:46 UTC GrantClass A Common Stock 1,039 $28.87 $29,995.93
Disclosure

SEC source: 0000899243-21-019374 · doc4.xml · nonDerivative · entry 1

Hutton Benjamen M · CIK 0001810920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,006

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees.

Read SEC document
May 11, 2021 Filed May 13, 2021 17:50 UTC GrantClass A Common Stock 1,039 $28.87 $29,995.93
Disclosure

SEC source: 0000899243-21-019376 · doc4.xml · nonDerivative · entry 1

Everett Junetta M · CIK 0001810879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,006

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees.

Read SEC document
May 11, 2021 Filed May 13, 2021 17:46 UTC GrantClass A Common Stock 1,039 $28.87 $29,995.93
Disclosure

SEC source: 0000899243-21-019373 · doc4.xml · nonDerivative · entry 1

Maland Jerry P · CIK 0001690209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,394

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees.

Read SEC document
May 11, 2021 Filed May 13, 2021 17:55 UTC GrantClass A Common Stock 1,039 $28.87 $29,995.93
Disclosure

SEC source: 0000899243-21-019386 · doc4.xml · nonDerivative · entry 1

Allerheiligen Gary C · CIK 0001656834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,789

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees.

Read SEC document
May 11, 2021 Filed May 13, 2021 17:55 UTC GrantClass A Common Stock 1,039 $28.87 $29,995.93
Disclosure

SEC source: 0000899243-21-019385 · doc4.xml · nonDerivative · entry 1

PENNER SHAWN DAVID · CIK 0001208684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,039

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees.

Read SEC document
May 11, 2021 Filed May 13, 2021 17:53 UTC GrantClass A Common Stock 1,039 $28.87 $29,995.93
Disclosure

SEC source: 0000899243-21-019383 · doc4.xml · nonDerivative · entry 1

Berglund James L · CIK 0001656843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,644

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees.

Read SEC document
May 11, 2021 Filed May 13, 2021 17:46 UTC GrantClass A Common Stock 1,039 $28.87 $29,995.93
Disclosure

SEC source: 0000899243-21-019372 · doc4.xml · nonDerivative · entry 1

Gaeddert Gregory L · CIK 0001656833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,982

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees.

Read SEC document
May 11, 2021 Filed May 13, 2021 17:51 UTC GrantClass A Common Stock 1,039 $28.87 $29,995.93
Disclosure

SEC source: 0000899243-21-019380 · doc4.xml · nonDerivative · entry 1

Koger Randee R · CIK 0001656860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,229

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 14:11 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,967 $0.00 Strike: $14.25 $0.00
Disclosure

SEC source: 0000899243-21-013397 · doc4.xml · derivative · entry 11

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,967 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 14:11 UTC Tax withholdingClass A Common Stock 2,921 $29.10 $85,001.10
Disclosure

SEC source: 0000899243-21-013397 · doc4.xml · nonDerivative · entry 2

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,241

F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

F1 · price: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 14:11 UTC Exercise / conversionClass A Common Stock 5,967 $14.25 $85,029.75
Disclosure

SEC source: 0000899243-21-013397 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 01:41 UTC
Elliott Brad SDirector · Chief Executive Officer
SaleClass A Common Stock 8,358 $28.33 $236,782.14
Disclosure

SEC source: 0000899243-21-011236 · doc4.xml · nonDerivative · entry 4

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,807

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $28.56, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 20:38 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,516 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0000899243-21-011312 · doc4.xml · derivative · entry 11

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,516 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 4,516 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 2,395 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 4th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 20:38 UTC Tax withholdingClass A Common Stock 2,121 $27.67 $58,688.07
Disclosure

SEC source: 0000899243-21-011312 · doc4.xml · nonDerivative · entry 2

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,195

F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 4,516 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 2,395 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 4th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

F1 · price: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 4,516 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 2,395 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 4th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 20:38 UTC Exercise / conversionClass A Common Stock 4,516 $13.00 $58,708.00
Disclosure

SEC source: 0000899243-21-011312 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 4,516 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 2,395 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 4th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 01:41 UTC
Elliott Brad SDirector · Chief Executive Officer
GrantClass A Common Stock 11,166 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-011236 · doc4.xml · nonDerivative · entry 3

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,165

F4 · shares: Vesting of performance shares following the Compensation Committee's certification of achievement of certain pre-established performance goals.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 01:41 UTC
Elliott Brad SDirector · Chief Executive Officer
SaleClass A Common Stock 8,229 $28.48 $234,361.92
Disclosure

SEC source: 0000899243-21-011236 · doc4.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,999

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $29.12, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:35 UTC GrantClass A Common Stock 942 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-011310 · doc4.xml · nonDerivative · entry 1

Anderson Craig L · CIK 0001535007 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,170

F1 · shares: Vesting of performance shares following the Compensation Committee's certification of achievement of certain pre-established performance goals.

F2 · balance_after: Includes 500 shares purchased on February 14, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:34 UTC
Kossover Gregory HDirector · EVP and COO
GrantClass A Common Stock 8,374 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-011309 · doc4.xml · nonDerivative · entry 2

Kossover Gregory H · CIK 0001656842 · Director · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,054

F2 · shares: Vesting of performance shares following the Compensation Committee's certification of achievement of certain pre-established performance goals.

F3 · balance_after: Includes 500 shares purchased on February 14, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 01:41 UTC
Elliott Brad SDirector · Chief Executive Officer
SaleClass A Common Stock 4,913 $29.02 $142,575.26
Disclosure

SEC source: 0000899243-21-011236 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,228

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.05, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: Includes 500 shares purchased on February 14, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 15:48 UTC
Blakeney JohnEVP/Chief Information Officer
SaleClass A Common Stock 97 $24.25 $2,352.25
Disclosure

SEC source: 0000899243-21-007739 · doc4.xml · nonDerivative · entry 2

Blakeney John · CIK 0001716971 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,876

F1 · shares: Represents shares sold by reporting person to pay tax withholding obligations in connection with vesting of restricted stock units.

F2 · balance_after: Includes 347 shares purchased on February 14, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:54 UTC
Call Tina MarieChief Risk Officer
SaleClass A Common Stock 204 $24.20 $4,936.80
Disclosure

SEC source: 0000899243-21-006324 · doc4.xml · nonDerivative · entry 1

Call Tina Marie · CIK 0001806100 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,914

F1 · shares: Represents shares sold by reporting person to pay tax withholding obligations in connection with vesting of restricted stock units.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:46 UTC
Blakeney JohnEVP/Chief Information Officer
SaleClass A Common Stock 235 $24.20 $5,687.00
Disclosure

SEC source: 0000899243-21-006317 · doc4.xml · nonDerivative · entry 2

Blakeney John · CIK 0001716971 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,626

F1 · shares: Represents shares sold by reporting person to pay tax withholding obligations in connection with vesting of restricted stock units.

F2 · balance_after: Adjustment for overstatement in new grant awarded on February 7, 2020, which was overstated by 16 shares.

F3 · balance_after: Includes 127 shares purchased on February 14, 2020 and 199 shares purchased on August 14, 2020 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:53 UTC
Call Tina MarieChief Risk Officer
GrantClass A Common Stock 2,718 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004571 · doc4.xml · nonDerivative · entry 1

Call Tina Marie · CIK 0001806100 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118

F1 · shares: Represents the grant of 1,359 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 1,359 shares of performance-based restricted units cliff vesting on January 29, 2024 if performance criteria are met.

F2 · balance_after: Includes 278 shares purchased on August 14, 2020 pursuant to Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 02:58 UTC
Kossover Gregory HDirector · EVP and COO
GrantClass A Common Stock 14,784 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004581 · doc4.xml · nonDerivative · entry 2

Kossover Gregory H · CIK 0001656842 · Director · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,180

F4 · shares: Represents the grant of 9,702 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 5,082 shares of performance-based restricted units cliff vesting on January 29, 2024 if performance criteria are met.

F2 · balance_after: Includes 500 shares purchased on February 14, 2020 and 451 shares purchased on August 14, 2020 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan

F3 · balance_after: Adjustment for overstatement in new grant awarded on February 7, 2020 which was overstated by 60 shares.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 02:57 UTC GrantClass A Common Stock 8,868 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004578 · doc4.xml · nonDerivative · entry 1

Newell Eric R · CIK 0001523145 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,445

F1 · shares: Represents the grant of 4,434 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 4,434 shares of performance-based restricted units cliff vesting on January 29, 2024 if performance criteria are met.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 17:50 UTC
Parman Mark CExecutive Vice President
GrantClass A Common Stock 4,529 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004729 · doc4.xml · nonDerivative · entry 1

Parman Mark C · CIK 0001806250 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,197

F1 · shares: Represents the grant of 4,529 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022.

F2 · balance_after: Includes 451 shares purchased on August 14, 2020 pursuant to Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 17:53 UTC
McGregor Gaylyn KEVP-Trust/Wealth Mgt
GrantClass A Common Stock 2,491 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004730 · doc4.xml · nonDerivative · entry 1

McGregor Gaylyn K · CIK 0001763748 · EVP-Trust/Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,187

F1 · shares: Represents the grant of 2,491 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022.

F2 · balance_after: Includes 500 shares purchased on February 14, 2020, as well as 451 shares purchased on August 14, 2020 pursuant to Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 16:03 UTC
MAYO CRAIG P.Chief Credit Officer
GrantClass A Common Stock 3,534 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004669 · doc4.xml · nonDerivative · entry 1

MAYO CRAIG P. · CIK 0001630158 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,198

F1 · shares: Represents the grant of 1,767 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 1,767 shares of performance-based restricted units cliff vesting on January 29, 2024 if performance criteria are met.

F2 · balance_after: Includes 85 shares purchased on February 14, 2020, as well as 133 shares purchased on August 14, 2020 pursuant to Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

F3 · balance_after: Includes adjustment for overstatement in new grant awarded on February 7, 2020, which was overstated by 21 shares.

Read SEC document
January 29, 2021 Filed Feb 4, 2021 01:17 UTC
Elliott Brad SDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 4,163 $0.00 Strike: $22.08 $0.00
Disclosure

SEC source: 0000899243-21-004805 · doc4.xml · derivative · entry 4

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163

Underlying: Class A Common Stock · 4,163 shares

Expires 2031-01-29

F4 · derivative.exercise_date: The option vests in three equal annual installements beginning on January 29, 2022.

Read SEC document
January 29, 2021 Filed Feb 4, 2021 01:17 UTC
Elliott Brad SDirector · Chief Executive Officer
GrantClass A Common Stock 29,553 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004805 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,641

F1 · shares: Represents the grant of 18,881 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 10,672 shares of performance-based restricted units cliff vesting on January 29, 2024 if performance criteria are met.

F3 · balance_after: Includes 500 shares purchased on February 14, 2020, as well as 451 shares purchased on August 14, 2020 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

F5 · balance_after: Includes adjustment for overstatement of new grant awarded on February 7, 2020, which was overstated by 127 shares.

F6 · balance_after: Reflects a transfer of 172,551 shares from Brad Elliott to Elliott Legacy, LLC on January 8, 2021.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 22:43 UTC
Harbert Patrick J.EVP and Cmty Markets Pres.
GrantClass A Common Stock 2,264 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004726 · doc4.xml · nonDerivative · entry 1

Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,912

F1 · shares: Represents the grant of 2,264 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022.

F2 · balance_after: Includes 142 shares purchased on February 14, 2020, as well as 221 shares purchased on August 14, 2020 pursuant to Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 18:33 UTC
Reber Brett AGeneral Counsel
GrantClass A Common Stock 5,718 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004637 · doc4.xml · nonDerivative · entry 1

Reber Brett A · CIK 0001755774 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,294

F1 · shares: Represents the grant of 2,859 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 2,859 share of performance-vested restricted units cliff vesting on January 29, 2024 if performance criteria are met.

F2 · balance_after: Includes 500 shares purchased on February 14, 2020, as well as 451 shares purchased on August 14, 2020 pursuant to Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

F3 · balance_after: Includes adjustment for overstatement in new grant awarded on February 7, 2020, which was overstated by 34 shares.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 18:28 UTC GrantClass A Common Stock 6,454 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004632 · doc4.xml · nonDerivative · entry 1

Huber Julie A · CIK 0001656846 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,902

F3 · shares: Represents the grant of 3,227 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 3.227 shares of performance-based restricted units cliff vesting on January 29, 2024 if performance criteria are met

F1 · balance_after: Includes 500 shares purchased on February 14, 2020 and 451 shares purchased on August 14, 2020 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

F2 · balance_after: Includes adjustment for overstatement in new grant awarded on February 7, 2020, which was overstated by 31 shares.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 18:29 UTC GrantClass A Common Stock 8,266 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004633 · doc4.xml · nonDerivative · entry 1

Anderson Craig L · CIK 0001535007 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,728

F4 · shares: Represents the grant of 4,133 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 4,133 shares of performance-based restricted units cliff vesting on January 29, 2024 if performance criteria are met.

F1 · balance_after: Includes 451 shares purchased on August 14 2020 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

F3 · balance_after: Includes adjustment for overstatement in new grant awarded on February 7, 2020, which was overstated by 56 shares.

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January 29, 2021 Filed Feb 8, 2021 20:38 UTC Amendment
Harbert Patrick J.EVP and Cmty Markets Pres,
GrantClass A Common Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-005152 · doc4a.xml · nonDerivative · entry 1

Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,571

F1 · shares: Number of shares approved was originally reported as 2,264 shares but should have been reported as 2,923 shares.

F2 · balance_after: Total shares beneficially owned was understated due to the understatement of shares approved.

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January 29, 2021 Filed Feb 12, 2021 13:53 UTC Amendment
Parman Mark CExecutive Vice President
GrantClass A Common Stock 6,435 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006259 · doc4a.xml · nonDerivative · entry 1

Parman Mark C · CIK 0001806250 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,103

F1 · shares: Number of shares approved was originally reported as 4,529 shares but should have been reported as 6,435 shares.

F2 · balance_after: Total shares beneficially owned was understated due to the understatement of shares approved.

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September 16, 2020 Filed Sep 17, 2020 16:58 UTC PurchaseClass A Common Stock 7,345 $17.10 $125,599.50
Disclosure

SEC source: 0000899243-20-025502 · doc4.xml · nonDerivative · entry 2

Hutton Benjamen M · CIK 0001810920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,967

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.59 to $17.39, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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September 16, 2020 Filed Sep 17, 2020 16:59 UTC PurchaseClass A Common Stock 500 $16.99 $8,495.00
Disclosure

SEC source: 0000899243-20-025503 · doc4.xml · nonDerivative · entry 1

Berglund James L · CIK 0001656843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,605

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September 15, 2020 Filed Sep 16, 2020 19:09 UTC PurchaseClass A Common Stock 1,000 $16.41 $16,410.00
Disclosure

SEC source: 0000899243-20-025309 · doc4.xml · nonDerivative · entry 2

Berglund James L · CIK 0001656843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,105

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September 15, 2020 Filed Sep 17, 2020 16:58 UTC PurchaseClass A Common Stock 2,655 $16.38 $43,488.90
Disclosure

SEC source: 0000899243-20-025502 · doc4.xml · nonDerivative · entry 1

Hutton Benjamen M · CIK 0001810920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,622

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.33 to $16.40, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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September 14, 2020 Filed Sep 15, 2020 20:39 UTC PurchaseClass A Common Stock 2,000 $16.84 $33,680.00
Disclosure

SEC source: 0000899243-20-025111 · doc4.xml · nonDerivative · entry 1

Allerheiligen Gary C · CIK 0001656834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

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September 14, 2020 Filed Sep 16, 2020 19:09 UTC PurchaseClass A Common Stock 3,500 $16.85 $58,975.00
Disclosure

SEC source: 0000899243-20-025309 · doc4.xml · nonDerivative · entry 1

Berglund James L · CIK 0001656843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,105

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.73 to $16.98, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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July 31, 2020 Filed Jul 31, 2020 17:58 UTC PurchaseClass A Common Stock 1,000 $14.25 $14,250.00
Disclosure

SEC source: 0000899243-20-020870 · doc4.xml · nonDerivative · entry 1

Allerheiligen Gary C · CIK 0001656834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

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July 28, 2020 Filed Jul 30, 2020 22:37 UTC PurchaseClass A Common Stock 1,000 $14.05 $14,050.00
Disclosure

SEC source: 0000899243-20-020770 · doc4.xml · nonDerivative · entry 1

Gaeddert Gregory L · CIK 0001656833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,943

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May 15, 2020 Filed May 19, 2020 17:42 UTC GrantClass A Common Stock 14,577 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013531 · doc4.xml · nonDerivative · entry 1

Newell Eric R · CIK 0001523145 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,577

F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in five equal annual installments beginning on May 15, 2021.

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May 14, 2020 Filed May 14, 2020 22:46 UTC PurchaseClass A Common Stock 1,000 $12.90 $12,900.00
Disclosure

SEC source: 0000899243-20-013127 · doc4.xml · nonDerivative · entry 1

Gaeddert Gregory L · CIK 0001656833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,943

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May 14, 2020 Filed May 15, 2020 19:49 UTC PurchaseClass A Common Stock 1,000 $12.92 $12,920.00
Disclosure

SEC source: 0000899243-20-013210 · doc4.xml · nonDerivative · entry 1

Sorensen Harvey R · CIK 0001656841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.89 to $12.95, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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May 12, 2020 Filed May 12, 2020 21:23 UTC GrantClass A Common Stock 1,967 $15.25 $29,996.75
Disclosure

SEC source: 0000899243-20-012857 · doc4.xml · nonDerivative · entry 2

Gaeddert Gregory L · CIK 0001656833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,943

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000.

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May 12, 2020 Filed May 12, 2020 21:15 UTC GrantClass A Common Stock 1,967 $15.25 $29,996.75
Disclosure

SEC source: 0000899243-20-012849 · doc4.xml · nonDerivative · entry 2

Allerheiligen Gary C · CIK 0001656834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,717

F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.